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<title xml:lang="en">COVID-19 pneumonia: different respiratory treatments for different phenotypes?</title>
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Milan, Italy</nlm:aff>
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Turin, Italy</nlm:aff>
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<name sortKey="Brazzi, Luca" sort="Brazzi, Luca" uniqKey="Brazzi L" first="Luca" last="Brazzi">Luca Brazzi</name>
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Robert-Koch Straße 40, 37075 Göttingen, Germany</nlm:aff>
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<journal-title>Intensive Care Medicine</journal-title>
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<surname>Gattinoni</surname>
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<surname>Chiumello</surname>
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<name>
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<xref ref-type="aff" rid="Aff3">3</xref>
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<name>
<surname>Brazzi</surname>
<given-names>Luca</given-names>
</name>
<xref ref-type="aff" rid="Aff5">5</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Camporota</surname>
<given-names>Luigi</given-names>
</name>
<xref ref-type="aff" rid="Aff6">6</xref>
</contrib>
<aff id="Aff1">
<label>1</label>
<institution-wrap>
<institution-id institution-id-type="GRID">grid.7450.6</institution-id>
<institution-id institution-id-type="ISNI">0000 0001 2364 4210</institution-id>
<institution>Department of Anesthesiology, Intensive Care and Emergency Medicine,</institution>
<institution>Medical University of Göttingen,</institution>
</institution-wrap>
Robert-Koch Straße 40, 37075 Göttingen, Germany</aff>
<aff id="Aff2">
<label>2</label>
<institution-wrap>
<institution-id institution-id-type="GRID">grid.4708.b</institution-id>
<institution-id institution-id-type="ISNI">0000 0004 1757 2822</institution-id>
<institution>Department of Anesthesia and Intensive Care,</institution>
<institution>San Paolo Hospital, University of Milan,</institution>
</institution-wrap>
Milan, Italy</aff>
<aff id="Aff3">
<label>3</label>
<institution-wrap>
<institution-id institution-id-type="GRID">grid.415081.9</institution-id>
<institution-id institution-id-type="ISNI">0000 0004 0493 6869</institution-id>
<institution>Department of Anesthesia and Critical Care,</institution>
<institution>Azienda Ospedaliero-Universitaria S. Luigi Gonzaga,</institution>
</institution-wrap>
Orbassano, Italy</aff>
<aff id="Aff4">
<label>4</label>
<institution-wrap>
<institution-id institution-id-type="GRID">grid.7605.4</institution-id>
<institution-id institution-id-type="ISNI">0000 0001 2336 6580</institution-id>
<institution>Department of Oncology,</institution>
<institution>University of Turin,</institution>
</institution-wrap>
Turin, Italy</aff>
<aff id="Aff5">
<label>5</label>
Department of Anesthesia, Intensive Care and Emergency - ‘Città della Salute e della Scienza’ Hospital, Turin, Italy</aff>
<aff id="Aff6">
<label>6</label>
<institution-wrap>
<institution-id institution-id-type="GRID">grid.420545.2</institution-id>
<institution>Department of Adult Critical Care, Guy’s and St Thomas’ NHS Foundation Trust,</institution>
<institution>Health Centre for Human and Applied Physiological Sciences,</institution>
</institution-wrap>
London, UK</aff>
</contrib-group>
<pub-date pub-type="epub">
<day>14</day>
<month>4</month>
<year>2020</year>
</pub-date>
<pub-date pub-type="pmc-release">
<day>14</day>
<month>4</month>
<year>2020</year>
</pub-date>
<fpage>1</fpage>
<lpage>4</lpage>
<history>
<date date-type="received">
<day>24</day>
<month>3</month>
<year>2020</year>
</date>
<date date-type="accepted">
<day>31</day>
<month>3</month>
<year>2020</year>
</date>
</history>
<permissions>
<copyright-statement>© The Author(s) 2020</copyright-statement>
<license license-type="OpenAccess">
<license-p>
<bold>Open Access</bold>
This article is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License, which permits any non-commercial use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article's Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder.To view a copy of this licence, visit
<ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by-nc/4.0/">http://creativecommons.org/licenses/by-nc/4.0/</ext-link>
.</license-p>
</license>
</permissions>
</article-meta>
</front>
<body>
<p id="Par1">The Surviving Sepsis Campaign panel recently recommended that “mechanically ventilated patients with COVID-19 should be managed similarly to other patients with acute respiratory failure in the ICU [
<xref ref-type="bibr" rid="CR1">1</xref>
].”</p>
<p id="Par2">Yet, COVID-19 pneumonia [
<xref ref-type="bibr" rid="CR2">2</xref>
], despite falling in most of the circumstances under the Berlin definition of ARDS [
<xref ref-type="bibr" rid="CR3">3</xref>
], is a specific disease, whose distinctive features are severe hypoxemia often associated with near normal respiratory system compliance (more than 50% of the 150 patients measured by the authors and further confirmed by several colleagues in Northern Italy). This remarkable combination is almost never seen in severe ARDS. These severely hypoxemic patients despite sharing a single etiology (SARS-CoV-2) may present quite differently from one another: normally breathing (“silent” hypoxemia) or remarkably dyspneic; quite responsive to nitric oxide or not; deeply hypocapnic or normo/hypercapnic; and either responsive to prone position or not. Therefore, the same disease actually presents itself with impressive non-uniformity.</p>
<p id="Par3">Based on detailed observation of several cases and discussions with colleagues treating these patients, we hypothesize that the different COVID-19 patterns found at presentation in the emergency department depend on the interaction between three factors: (1) the severity of the infection, the host response, physiological reserve and comorbidities; (2) the ventilatory responsiveness of the patient to hypoxemia; (3) the time elapsed between the onset of the disease and the observation in the hospital. The interaction between these factors leads to the development of a time-related disease spectrum within two primary “phenotypes”: Type L, characterized by Low elastance (i.e., high compliance), Low ventilation-to-perfusion ratio, Low lung weight and Low recruitability and Type H, characterized by High elastance, High right-to-left shunt, High lung weight and High recruitability.</p>
<sec id="Sec2">
<title>COVID-19 pneumonia, Type L</title>
<p id="Par4">At the beginning, COVID-19 pneumonia presents with the following characteristics:
<list list-type="bullet">
<list-item>
<p id="Par5">
<italic>Low elastance.</italic>
The nearly normal compliance indicates that the amount of gas in the lung is nearly normal [
<xref ref-type="bibr" rid="CR4">4</xref>
].</p>
</list-item>
<list-item>
<p id="Par6">
<italic>Low ventilation-to-perfusion (VA/Q) ratio.</italic>
Since the gas volume is nearly normal, hypoxemia may be best explained by the loss of regulation of perfusion and by loss of hypoxic vasoconstriction. Accordingly, at this stage, the pulmonary artery pressure should be near normal.</p>
</list-item>
<list-item>
<p id="Par7">
<italic>Low lung weight.</italic>
Only ground-glass densities are present on CT scan, primarily located subpleurally and along the lung fissures. Consequently, lung weight is only moderately increased.</p>
</list-item>
<list-item>
<p id="Par8">
<italic>Low lung recruitability.</italic>
The amount of non-aerated tissue is very low; consequently, the recruitability is low [
<xref ref-type="bibr" rid="CR5">5</xref>
].</p>
</list-item>
</list>
</p>
<p id="Par9">To conceptualize these phenomena, we hypothesize the following sequence of events: the viral infection leads to a modest local subpleural interstitial edema (ground-glass lesions) particularly located at the interfaces between lung structures with different elastic properties, where stress and strain are concentrated [
<xref ref-type="bibr" rid="CR6">6</xref>
]. Vasoplegia accounts for severe hypoxemia. The normal response to hypoxemia is to increase minute ventilation, primarily by increasing the tidal volume [
<xref ref-type="bibr" rid="CR7">7</xref>
] (up to 15–20 ml/kg), which is associated with a more negative intrathoracic inspiratory pressure. Undetermined factors other than hypoxemia markedly stimulate, in these patients, the respiratory drive. The near normal compliance, however, explains why some of the patients present without dyspnea as the patient inhales the volume he expects. This increase in minute ventilation leads to a decrease in PaCO
<sub>2</sub>
.</p>
</sec>
<sec id="Sec3">
<title>The evolution of the disease: transitioning between phenotypes</title>
<p id="Par10">The Type L patients may remain unchanging for a period and then improve or worsen. The possible key feature which determines the evolution of the disease, other than the severity of the disease itself, is the depth of the negative intrathoracic pressure associated with the increased tidal volume in spontaneous breathing. Indeed, the combination of a negative inspiratory intrathoracic pressure and increased lung permeability due to inflammation results in interstitial lung edema. This phenomenon, initially described by Barach in [
<xref ref-type="bibr" rid="CR8">8</xref>
] and Mascheroni in [
<xref ref-type="bibr" rid="CR9">9</xref>
] both in an experimental setting, has been recently recognized as the leading cause of patient self-inflicted lung injury (P-SILI) [
<xref ref-type="bibr" rid="CR10">10</xref>
]. Over time, the increased edema increases lung weight, superimposed pressure and dependent atelectasis. When lung edema reaches a certain magnitude, the gas volume in the lung decreases, and the tidal volumes generated for a given inspiratory pressure decrease [
<xref ref-type="bibr" rid="CR11">11</xref>
]. At this stage, dyspnea develops, which in turn leads to worsening P-SILI. The transition from Type L to Type H may be due to the evolution of the COVID-19 pneumonia on one hand and the injury attributable to high-stress ventilation on the other.</p>
</sec>
<sec id="Sec4">
<title>COVID-19 pneumonia, Type H</title>
<p id="Par11">The Type H patient:
<list list-type="bullet">
<list-item>
<p id="Par12">
<italic>High elastance.</italic>
The decrease in gas volume due to increased edema accounts for the increased lung elastance.</p>
</list-item>
<list-item>
<p id="Par13">
<italic>High right-to-left shunt.</italic>
This is due to the fraction of cardiac output perfusing the non-aerated tissue which develops in the dependent lung regions due to the increased edema and superimposed pressure.</p>
</list-item>
<list-item>
<p id="Par14">
<italic>High lung weight.</italic>
Quantitative analysis of the CT scan shows a remarkable increase in lung weight (> 1.5 kg), on the order of magnitude of severe ARDS [
<xref ref-type="bibr" rid="CR12">12</xref>
].</p>
</list-item>
<list-item>
<p id="Par15">
<italic>High lung recruitability.</italic>
The increased amount of non-aerated tissue is associated, as in severe ARDS, with increased recruitability [
<xref ref-type="bibr" rid="CR5">5</xref>
].</p>
</list-item>
</list>
</p>
<p id="Par16">The Type H pattern, 20–30% of patients in our series, fully fits the severe ARDS criteria: hypoxemia, bilateral infiltrates, decreased the respiratory system compliance, increased lung weight and potential for recruitment.</p>
<p id="Par17">Figure 
<xref rid="Fig1" ref-type="fig">1</xref>
summarizes the time course we described. In panel a, we show the CT in spontaneous breathing of a Type L patient at admission, and in panel b, its transition in Type H after 7 days of noninvasive support. As shown, a similar degree of hypoxemia was associated with different patterns in lung imaging.
<fig id="Fig1">
<label>Fig. 1</label>
<caption>
<p>
<bold>a</bold>
CT scan acquired during spontaneous breathing. The cumulative distribution of the CT number is shifted to the left (well-aerated compartments), being the 0 to − 100 HU compartment, the non-aerated tissue virtually 0. Indeed, the total lung tissue weight was 1108 g, 7.8% of which was not aerated and the gas volume was 4228 ml. Patient receiving oxygen with venturi mask inspired oxygen fraction of 0.8.
<bold>b</bold>
CT acquired during mechanical ventilation at end-expiratory pressure at 5 cmH
<sub>2</sub>
O of PEEP. The cumulative distribution of the CT scan is shifted to the right (non-aerated compartments), while the left compartments are greatly reduced. Indeed, the total lung tissue weight was 2744 g, 54% of which was not aerated and the gas volume was 1360 ml. The patient was ventilated in volume controlled mode, 7.8 ml/kg of tidal volume, respiratory rate of 20 breaths per minute, inspired oxygen fraction of 0.7</p>
</caption>
<graphic xlink:href="134_2020_6033_Fig1_HTML" id="MO1"></graphic>
</fig>
</p>
</sec>
<sec id="Sec5">
<title>Respiratory treatment</title>
<p id="Par18">Given this conceptual model, it follows that the respiratory treatment offered to Type L and Type H patients must be different. The proposed treatment is consistent with what observed in COVID-19, even though the overwhelming number of patients seen in this pandemic may limit its wide applicability.
<list list-type="order">
<list-item>
<p id="Par19">The first step to reverse hypoxemia is through an increase in FiO
<sub>2</sub>
to which the Type L patient responds well, particularly if not yet breathless.</p>
</list-item>
<list-item>
<p id="Par20">In Type L patients with dyspnea, several noninvasive options are available: high-flow nasal cannula (HFNC), continuous positive airway pressure (CPAP) or noninvasive ventilation (NIV). At this stage, the measurement (or the estimation) of the inspiratory esophageal pressure swings is crucial [
<xref ref-type="bibr" rid="CR13">13</xref>
]. In the absence of the esophageal manometry, surrogate measures of work of breathing, such as the swings of central venous pressure [
<xref ref-type="bibr" rid="CR14">14</xref>
] or clinical detection of excessive inspiratory effort, should be assessed. In intubated patients, the P0.1 and
<italic>P</italic>
<sub>occlusion</sub>
should also be determined. High PEEP, in some patients, may decrease the pleural pressure swings and stop the vicious cycle that exacerbates lung injury. However, high PEEP in patients with normal compliance may have detrimental effects on hemodynamics. In any case, noninvasive options are questionable, as they may be associated with high failure rates and delayed intubation, in a disease which typically lasts several weeks.</p>
</list-item>
<list-item>
<p id="Par21">The magnitude of inspiratory pleural pressures swings may determine the transition from the Type L to the Type H phenotype. As esophageal pressure swings increase from 5 to 10 cmH
<sub>2</sub>
O—which are generally well tolerated—to above 15 cmH
<sub>2</sub>
O, the risk of lung injury increases and therefore intubation should be performed as soon as possible.</p>
</list-item>
<list-item>
<p id="Par22">Once intubated and deeply sedated, the Type L patients, if hypercapnic, can be ventilated with volumes greater than 6 ml/kg (up to 8–9 ml/kg), as the high compliance results in tolerable strain without the risk of VILI. Prone positioning should be used only as a rescue maneuver, as the lung conditions are “too good” for the prone position effectiveness, which is based on improved stress and strain redistribution. The PEEP should be reduced to 8–10 cmH
<sub>2</sub>
O, given that the recruitability is low and the risk of hemodynamic failure increases at higher levels. An early intubation may avert the transition to Type H phenotype.</p>
</list-item>
<list-item>
<p id="Par23">Type H patients should be treated as severe ARDS, including higher PEEP, if compatible with hemodynamics, prone positioning and extracorporeal support.</p>
</list-item>
</list>
</p>
<p id="Par24">In conclusion, Type L and Type H patients are best identified by CT scan and are affected by different pathophysiological mechanisms. If not available, signs which are implicit in Type L and Type H definition could be used as surrogates: respiratory system elastance and recruitability. Understanding the correct pathophysiology is crucial to establishing the basis for appropriate treatment.</p>
</sec>
</body>
<back>
<fn-group>
<fn>
<p>
<bold>Publisher's Note</bold>
</p>
<p>Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.</p>
</fn>
</fn-group>
<ack>
<title>Acknowledgements</title>
<p>Open Access funding provided by Projekt DEAL.</p>
</ack>
<notes notes-type="ethics">
<title>Compliance with ethical standards</title>
<notes notes-type="COI-statement">
<title>Conflicts of interest</title>
<p id="Par25">The authors have no conflict of interest to disclose.</p>
</notes>
</notes>
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