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The Benefits of Early Book Sharing (BEBS) for child cognitive and socio-emotional development in South Africa: study protocol for a randomised controlled trial

Identifieur interne : 000996 ( Pmc/Corpus ); précédent : 000995; suivant : 000997

The Benefits of Early Book Sharing (BEBS) for child cognitive and socio-emotional development in South Africa: study protocol for a randomised controlled trial

Auteurs : Nicholas Dowdall ; Peter J. Cooper ; Mark Tomlinson ; Sarah Skeen ; Frances Gardner ; Lynne Murray

Source :

RBID : PMC:5345192

Abstract

Background

Children in low and middle-income countries (LMICs) are at risk for problems in their cognitive, social and behavioural development. Factors such as a lack of cognitive stimulation, harsh parenting practices, and severe and persistent aggression in early childhood are central to the genesis of these problems. Interventions that target the intersection between early childhood development, parenting, and early violence prevention are required in order to meaningfully address these problems.

Methods

We are conducting a randomised controlled trial to evaluate a parenting intervention for caregivers of children aged between 23 and 27 months, designed to promote child cognitive and socioemotional development in Khayelitsha, a low-income peri-urban township in South Africa. Families are randomly allocated to a book-sharing intervention group or to a wait-list control group. In the intervention, we train caregivers in supportive book-sharing with young children. Training is carried out in small groups over a period of 8 weeks. Data are collected at baseline, post intervention and at 6 months post intervention. In addition to targeting child cognitive development, the intervention aims to improve child socioemotional functioning.

Discussion

The Benefits of Early Book Sharing (BEBS) trial aims to evaluate the impact of an early parenting intervention on several key risk factors for the development of violence, including aspects of parenting and child cognition, prosocial behaviour, aggression, and socioemotional functioning. The study is being carried out in a LMIC where violence constitutes a major social and health burden. Since the intervention is brief and, with modest levels of training, readily deliverable in LMIC contexts, a demonstration that it is of benefit to both child cognitive and socioemotional development would be of significance.

Trial registration

The BEBS trial is registered on the International Standard Randomised Controlled Trial Number database, registration number ISRCTN71109104. Registered on 9 February 2016. This is version 1 of the protocol for the BEBS trial.

Electronic supplementary material

The online version of this article (doi:10.1186/s13063-017-1790-1) contains supplementary material, which is available to authorized users.


Url:
DOI: 10.1186/s13063-017-1790-1
PubMed: 28279200
PubMed Central: 5345192

Links to Exploration step

PMC:5345192

Le document en format XML

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<title>Background</title>
<p>Children in low and middle-income countries (LMICs) are at risk for problems in their cognitive, social and behavioural development. Factors such as a lack of cognitive stimulation, harsh parenting practices, and severe and persistent aggression in early childhood are central to the genesis of these problems. Interventions that target the intersection between early childhood development, parenting, and early violence prevention are required in order to meaningfully address these problems.</p>
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<title>Methods</title>
<p>We are conducting a randomised controlled trial to evaluate a parenting intervention for caregivers of children aged between 23 and 27 months, designed to promote child cognitive and socioemotional development in Khayelitsha, a low-income peri-urban township in South Africa. Families are randomly allocated to a book-sharing intervention group or to a wait-list control group. In the intervention, we train caregivers in supportive book-sharing with young children. Training is carried out in small groups over a period of 8 weeks. Data are collected at baseline, post intervention and at 6 months post intervention. In addition to targeting child cognitive development, the intervention aims to improve child socioemotional functioning.</p>
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<p>The Benefits of Early Book Sharing (BEBS) trial aims to evaluate the impact of an early parenting intervention on several key risk factors for the development of violence, including aspects of parenting and child cognition, prosocial behaviour, aggression, and socioemotional functioning. The study is being carried out in a LMIC where violence constitutes a major social and health burden. Since the intervention is brief and, with modest levels of training, readily deliverable in LMIC contexts, a demonstration that it is of benefit to both child cognitive and socioemotional development would be of significance.</p>
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<pmc article-type="research-article">
<pmc-dir>properties open_access</pmc-dir>
<front>
<journal-meta>
<journal-id journal-id-type="nlm-ta">Trials</journal-id>
<journal-id journal-id-type="iso-abbrev">Trials</journal-id>
<journal-title-group>
<journal-title>Trials</journal-title>
</journal-title-group>
<issn pub-type="epub">1745-6215</issn>
<publisher>
<publisher-name>BioMed Central</publisher-name>
<publisher-loc>London</publisher-loc>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="pmid">28279200</article-id>
<article-id pub-id-type="pmc">5345192</article-id>
<article-id pub-id-type="publisher-id">1790</article-id>
<article-id pub-id-type="doi">10.1186/s13063-017-1790-1</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Study Protocol</subject>
</subj-group>
</article-categories>
<title-group>
<article-title>The Benefits of Early Book Sharing (BEBS) for child cognitive and socio-emotional development in South Africa: study protocol for a randomised controlled trial</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Dowdall</surname>
<given-names>Nicholas</given-names>
</name>
<address>
<email>nicholas.dowdall@jesus.ox.ac.uk</email>
</address>
<xref ref-type="aff" rid="Aff1">1</xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Cooper</surname>
<given-names>Peter J.</given-names>
</name>
<address>
<email>p.j.cooper@rdg.ac.uk</email>
</address>
<xref ref-type="aff" rid="Aff2">2</xref>
<xref ref-type="aff" rid="Aff3">3</xref>
<xref ref-type="aff" rid="Aff4">4</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Tomlinson</surname>
<given-names>Mark</given-names>
</name>
<address>
<email>markt@sun.ac.za</email>
</address>
<xref ref-type="aff" rid="Aff4">4</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Skeen</surname>
<given-names>Sarah</given-names>
</name>
<address>
<email>skeen@sun.ac.za</email>
</address>
<xref ref-type="aff" rid="Aff4">4</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Gardner</surname>
<given-names>Frances</given-names>
</name>
<address>
<email>frances.gardner@spi.ox.ac.uk</email>
</address>
<xref ref-type="aff" rid="Aff1">1</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Murray</surname>
<given-names>Lynne</given-names>
</name>
<address>
<email>lynne.murray@rdg.ac.uk</email>
</address>
<xref ref-type="aff" rid="Aff2">2</xref>
<xref ref-type="aff" rid="Aff3">3</xref>
<xref ref-type="aff" rid="Aff4">4</xref>
</contrib>
<aff id="Aff1">
<label>1</label>
<institution-wrap>
<institution-id institution-id-type="ISNI">0000 0004 1936 8948</institution-id>
<institution-id institution-id-type="GRID">grid.4991.5</institution-id>
<institution>Department of Social Policy and Intervention,</institution>
<institution>Oxford University,</institution>
</institution-wrap>
Oxford, UK</aff>
<aff id="Aff2">
<label>2</label>
<institution-wrap>
<institution-id institution-id-type="ISNI">0000 0004 0457 9566</institution-id>
<institution-id institution-id-type="GRID">grid.9435.b</institution-id>
<institution></institution>
<institution>University of Reading,</institution>
</institution-wrap>
Reading, UK</aff>
<aff id="Aff3">
<label>3</label>
<institution-wrap>
<institution-id institution-id-type="ISNI">0000 0004 1937 1151</institution-id>
<institution-id institution-id-type="GRID">grid.7836.a</institution-id>
<institution></institution>
<institution>University of Cape Town,</institution>
</institution-wrap>
Cape Town, South Africa</aff>
<aff id="Aff4">
<label>4</label>
<institution-wrap>
<institution-id institution-id-type="ISNI">0000 0001 2214 904X</institution-id>
<institution-id institution-id-type="GRID">grid.11956.3a</institution-id>
<institution></institution>
<institution>Stellenbosch University,</institution>
</institution-wrap>
Stellenbosch, South Africa</aff>
</contrib-group>
<pub-date pub-type="epub">
<day>9</day>
<month>3</month>
<year>2017</year>
</pub-date>
<pub-date pub-type="pmc-release">
<day>9</day>
<month>3</month>
<year>2017</year>
</pub-date>
<pub-date pub-type="collection">
<year>2017</year>
</pub-date>
<volume>18</volume>
<elocation-id>118</elocation-id>
<history>
<date date-type="received">
<day>30</day>
<month>6</month>
<year>2016</year>
</date>
<date date-type="accepted">
<day>19</day>
<month>12</month>
<year>2016</year>
</date>
</history>
<permissions>
<copyright-statement>© The Author(s). 2017</copyright-statement>
<license license-type="OpenAccess">
<license-p>
<bold>Open Access</bold>
This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (
<ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/4.0/">http://creativecommons.org/licenses/by/4.0/</ext-link>
), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (
<ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/publicdomain/zero/1.0/">http://creativecommons.org/publicdomain/zero/1.0/</ext-link>
) applies to the data made available in this article, unless otherwise stated.</license-p>
</license>
</permissions>
<abstract id="Abs1">
<sec>
<title>Background</title>
<p>Children in low and middle-income countries (LMICs) are at risk for problems in their cognitive, social and behavioural development. Factors such as a lack of cognitive stimulation, harsh parenting practices, and severe and persistent aggression in early childhood are central to the genesis of these problems. Interventions that target the intersection between early childhood development, parenting, and early violence prevention are required in order to meaningfully address these problems.</p>
</sec>
<sec>
<title>Methods</title>
<p>We are conducting a randomised controlled trial to evaluate a parenting intervention for caregivers of children aged between 23 and 27 months, designed to promote child cognitive and socioemotional development in Khayelitsha, a low-income peri-urban township in South Africa. Families are randomly allocated to a book-sharing intervention group or to a wait-list control group. In the intervention, we train caregivers in supportive book-sharing with young children. Training is carried out in small groups over a period of 8 weeks. Data are collected at baseline, post intervention and at 6 months post intervention. In addition to targeting child cognitive development, the intervention aims to improve child socioemotional functioning.</p>
</sec>
<sec>
<title>Discussion</title>
<p>The Benefits of Early Book Sharing (BEBS) trial aims to evaluate the impact of an early parenting intervention on several key risk factors for the development of violence, including aspects of parenting and child cognition, prosocial behaviour, aggression, and socioemotional functioning. The study is being carried out in a LMIC where violence constitutes a major social and health burden. Since the intervention is brief and, with modest levels of training, readily deliverable in LMIC contexts, a demonstration that it is of benefit to both child cognitive and socioemotional development would be of significance.</p>
</sec>
<sec>
<title>Trial registration</title>
<p>The BEBS trial is registered on the International Standard Randomised Controlled Trial Number database, registration number
<ext-link ext-link-type="uri" xlink:href="http://www.isrctn.com/ISRCTN71109104">ISRCTN71109104</ext-link>
. Registered on 9 February 2016. This is version 1 of the protocol for the BEBS trial.</p>
</sec>
<sec>
<title>Electronic supplementary material</title>
<p>The online version of this article (doi:10.1186/s13063-017-1790-1) contains supplementary material, which is available to authorized users.</p>
</sec>
</abstract>
<kwd-group xml:lang="en">
<title>Keywords</title>
<kwd>Early childhood development</kwd>
<kwd>Parenting intervention</kwd>
<kwd>Book-sharing</kwd>
<kwd>South Africa</kwd>
<kwd>Violence prevention</kwd>
</kwd-group>
<funding-group>
<award-group>
<funding-source>
<institution-wrap>
<institution-id institution-id-type="FundRef">http://dx.doi.org/10.13039/501100001322</institution-id>
<institution>South African Medical Research Council</institution>
</institution-wrap>
</funding-source>
<award-id>(SU) 01062015 (MM) S004271</award-id>
<principal-award-recipient>
<name>
<surname>Tomlinson</surname>
<given-names>Mark</given-names>
</name>
</principal-award-recipient>
</award-group>
</funding-group>
<custom-meta-group>
<custom-meta>
<meta-name>issue-copyright-statement</meta-name>
<meta-value>© The Author(s) 2017</meta-value>
</custom-meta>
</custom-meta-group>
</article-meta>
</front>
<body>
<sec id="Sec1">
<title>Background</title>
<sec id="Sec2">
<title>Child development problems in low and middle-income countries (LMICs)</title>
<p>Children in low and middle-income countries (LMICs) are at risk for problems in their cognitive, social, and behavioural development [
<xref ref-type="bibr" rid="CR1">1</xref>
]. These risks carry not only a considerable social burden, but also have a major adverse financial impact on affected societies [
<xref ref-type="bibr" rid="CR2">2</xref>
]. These children’s problems commonly occur in the context of widespread poverty. Indeed, conservative estimates suggest that in excess of 200 million children, primarily in sub-Saharan Africa and Asia, are failing to reach their developmental potential as a result of such poverty [
<xref ref-type="bibr" rid="CR1">1</xref>
]. What makes optimal development so difficult for young children to achieve in these contexts is a combination of adverse factors that impair cognitive, social and emotional development, as well as physical growth and health [
<xref ref-type="bibr" rid="CR3">3</xref>
]. These predominantly occur within a context of severe community stress, often characterised by high levels of aggression and violent crime, and lack of opportunities for escape from disadvantage. In this context, caregivers who themselves have been educationally and socially disadvantaged are likely to replicate childrearing and relationship practices that contribute to cognitive and socioemotional deficits and behaviour problems [
<xref ref-type="bibr" rid="CR3">3</xref>
].</p>
</sec>
<sec id="Sec3">
<title>Cognitive development</title>
<p>A large body of research from high-income countries (HICs) has shown that early cognitive development is a critical determinant of subsequent school progress and literacy [
<xref ref-type="bibr" rid="CR4">4</xref>
<xref ref-type="bibr" rid="CR6">6</xref>
]. Evidence suggests that a similar relationship obtains in LMIC settings [
<xref ref-type="bibr" rid="CR7">7</xref>
<xref ref-type="bibr" rid="CR9">9</xref>
]. Hence, the early developmental deficits so prevalent in LMIC contexts are likely to play a critical role in how cycles of poverty and deprivation become entrenched in societies through their adverse impact on educational progress, and thereby on future employment opportunities and earning potential [
<xref ref-type="bibr" rid="CR2">2</xref>
,
<xref ref-type="bibr" rid="CR10">10</xref>
]. South Africa is particularly relevant in this regard, as recent evidence on educational outcomes has shown that children are performing exceptionally poorly, even when compared to other LMICs [
<xref ref-type="bibr" rid="CR11">11</xref>
]. Notably, there appears to have been a steady worsening over recent years of school grade scores on measures of reading and literacy [
<xref ref-type="bibr" rid="CR12">12</xref>
]. Importantly, both cross-sectional and longitudinal research shows that particular parenting practices are associated with child cognitive performance: where parental interactions are responsively contingent to the child, and support the child’s active engagement in their environment, children perform better on measures of cognitive functioning [
<xref ref-type="bibr" rid="CR13">13</xref>
,
<xref ref-type="bibr" rid="CR14">14</xref>
].</p>
</sec>
<sec id="Sec4">
<title>Violence and aggression</title>
<p>Aside from cognitive and socioemotional delays, a major problem that disproportionately affects those in LMICs is a high rate of community violence. Indeed, violence is one of the leading causes of premature morbidity and mortality in LMICs, with homicide rates often up to 30 times higher than in HICs [
<xref ref-type="bibr" rid="CR15">15</xref>
]. In South Africa, violence has been reported as the second highest contributor to deaths and disability-adjusted life years (DALYs) after HIV/AIDS [
<xref ref-type="bibr" rid="CR16">16</xref>
]. Longitudinal evidence shows that the perpetration of violence is predicted by the development of severe and persistent aggression in early childhood [
<xref ref-type="bibr" rid="CR17">17</xref>
<xref ref-type="bibr" rid="CR19">19</xref>
]. Such a trajectory is likely to arise when young children do not acquire adaptive ways of dealing with challenges and frustrations.</p>
<p>Studies in HICs show that aggression in childhood and adolescence is predicted by a range of early child, family, and wider social factors [
<xref ref-type="bibr" rid="CR7">7</xref>
,
<xref ref-type="bibr" rid="CR13">13</xref>
,
<xref ref-type="bibr" rid="CR14">14</xref>
]. Key predictors include child concentration problems and hyperactivity, as well as insecure attachment [
<xref ref-type="bibr" rid="CR17">17</xref>
]. Importantly, meta-analyses have also revealed the importance of particular parenting problems, namely, the occurrence of harsh and coercive parenting, including corporal punishment, and the lack of parental positive reinforcement and responsiveness, and general insensitivity [
<xref ref-type="bibr" rid="CR20">20</xref>
,
<xref ref-type="bibr" rid="CR21">21</xref>
]. Although little is known about parenting and family risk factors for violence in LMICs, the available evidence suggests that the same predictive relationships obtain as in HICs [
<xref ref-type="bibr" rid="CR22">22</xref>
,
<xref ref-type="bibr" rid="CR23">23</xref>
].</p>
<p>In addition to evidence concerning the early child and parenting
<italic>risks</italic>
for later aggression, research has shown a number of early positive child and parenting characteristics to be associated with
<italic>reduced</italic>
levels of aggression. One key child characteristic is social understanding. This includes the ability to understand one’s own feelings, emotions, desires and intentions, as well as those of other people [
<xref ref-type="bibr" rid="CR24">24</xref>
]. A key development in early social understanding is ‘theory of mind’ – the ability to accurately attribute mental states (desires, motives, emotions) to other people and understand that these can be different from one’s own [
<xref ref-type="bibr" rid="CR25">25</xref>
]. The development of social understanding is important because it underpins cooperation and prosocial behaviour [
<xref ref-type="bibr" rid="CR24">24</xref>
] which, in turn, predict lower rates of aggression and externalising behaviour problems [
<xref ref-type="bibr" rid="CR26">26</xref>
,
<xref ref-type="bibr" rid="CR27">27</xref>
].</p>
<p>As with child cognition and aggression, specific aspects of early parenting are important in the development of child social understanding. In particular, research has highlighted the contribution of specific kinds of parental discourse with the child because these are internalised and shape child socioemotional development [
<xref ref-type="bibr" rid="CR28">28</xref>
,
<xref ref-type="bibr" rid="CR29">29</xref>
]. When parental speech includes frequent reference to mental states, desires and emotions (e.g. ‘think’, ‘feel’, ‘want’), this helps to promote children’s social understanding, including theory of mind capacity [
<xref ref-type="bibr" rid="CR30">30</xref>
,
<xref ref-type="bibr" rid="CR31">31</xref>
].</p>
</sec>
<sec id="Sec5">
<title>Book-sharing</title>
<p>The sharing of picture books with young children is well-established as being of substantial benefit to their language development and preliteracy skills [
<xref ref-type="bibr" rid="CR32">32</xref>
<xref ref-type="bibr" rid="CR34">34</xref>
]. An early meta-analysis of the frequency of parent-child book-sharing on language development, emergent literacy, and reading achievement revealed an overall effect size of
<italic>d</italic>
 = 0.59 on collective language and literacy outcomes [
<xref ref-type="bibr" rid="CR35">35</xref>
]. Intervention studies in HICs in which carers have been trained in supportive book-sharing skills have found that this leads to substantial improvements in child cognitive outcomes [
<xref ref-type="bibr" rid="CR36">36</xref>
<xref ref-type="bibr" rid="CR38">38</xref>
]. A more recent meta-analysis assessed the value of dialogic reading interventions and included observational studies, quasi-experiments, and randomised controlled trials [
<xref ref-type="bibr" rid="CR32">32</xref>
]. This review showed an overall effect on child vocabulary outcomes of
<italic>d</italic>
 = 0.42; CI 0.30, 0.53. Finally, a recent meta-analysis on the effectiveness of shared picture-book reading interventions on child language outcomes revealed a substantial effect on expressive vocabulary (
<italic>d</italic>
 = 0.57; CI 0.33, 0.81) and a positive, although more modest, effect on receptive language (
<italic>d</italic>
 = 0.26; CI 0.12, 0.41) [
<xref ref-type="bibr" rid="CR39">39</xref>
].</p>
<p>Picture books that are rich in mental themes can also be effective tools for prompting mental state discussion between parents and young children [
<xref ref-type="bibr" rid="CR40">40</xref>
<xref ref-type="bibr" rid="CR42">42</xref>
]. Indeed, recent observational research has also shown associations between book-sharing and child social understanding [
<xref ref-type="bibr" rid="CR43">43</xref>
,
<xref ref-type="bibr" rid="CR44">44</xref>
]. Thus, there is preliminary evidence that not only is book-sharing a good context in which carers can promote the development of child cognitive skills, but it is also a particularly appropriate context for parents to talk about mental states and thereby promote child social understanding [
<xref ref-type="bibr" rid="CR44">44</xref>
].</p>
<p>To date, there is little evidence concerning the benefits of training parents in book-sharing in LIMCs. However, in a randomised trial of a book-sharing intervention we recently conducted in South Africa, with carers of 14–16-month-old infants, we demonstrated substantial gains in infant language and attention [
<xref ref-type="bibr" rid="CR45">45</xref>
], and found preliminary evidence of improvements in social understanding and empathy [
<xref ref-type="bibr" rid="CR46">46</xref>
]. Notably, mediation analyses showed that it was by virtue of improvements in parental sensitivity and reciprocity that the cognitive gains were brought about [
<xref ref-type="bibr" rid="CR46">46</xref>
].</p>
</sec>
<sec id="Sec6">
<title>Current trial</title>
<p>Our previous book-sharing trial [
<xref ref-type="bibr" rid="CR45">45</xref>
,
<xref ref-type="bibr" rid="CR46">46</xref>
] focussed on promoting child language and attention. In the current trial the intervention includes a more specific focus on promoting parenting skills relevant to child social understanding and aggressive behaviour. Specifically, the training is extended to include book content with themes concerning book characters’ emotions, intentions, perspectives, and prosocial behaviour, in order to promote parental mental state and emotion talk around these topics. Although we do not directly address the topic of negative parenting in the intervention, we hope to reduce such practices generally as a secondary consequence of promoting positive parenting characteristics in the context of book-sharing.</p>
</sec>
</sec>
<sec id="Sec7">
<title>Methods</title>
<sec id="Sec8">
<title>Study design</title>
<p>We are conducting a randomised controlled trial (RCT) to evaluate a book-sharing intervention for caregivers of children aged between 23 and 27 months designed to promote child cognitive and socioemotional development. Participants are randomised at the individual level to an intervention or a wait-list control group. Data are collected at baseline, post intervention and at follow-up. Figure 
<xref rid="Fig1" ref-type="fig">1</xref>
presents a Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) representation of the study design. The SPIRIT guidelines for study protocols were followed and a populated SPIRIT checklist is included (see Additional file
<xref rid="MOESM1" ref-type="media">1</xref>
).
<fig id="Fig1">
<label>Fig. 1</label>
<caption>
<p>Schedule of enrolment, interventions and assessments. Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) figure displaying schedule of enrolment, interventions and assessments</p>
</caption>
<graphic xlink:href="13063_2017_1790_Fig1_HTML" id="MO1"></graphic>
</fig>
</p>
<p>Hypotheses:</p>
<p>Primary hypotheses:
<list list-type="order">
<list-item>
<p>Compared to control-group children whose carers receive no intervention, those whose carers receive the programme will evidence significantly better outcomes on measures of language and sustained attention</p>
</list-item>
<list-item>
<p>Compared to control-group children, intervention-group children will evidence significantly more prosocial behaviour and less aggression</p>
</list-item>
</list>
</p>
<p>Secondary hypotheses:
<list list-type="simple">
<list-item>
<label>3.</label>
<p>Compared to control-group children, intervention-group children will evidence significantly better social understanding</p>
</list-item>
<list-item>
<label>4.</label>
<p>Compared to control-group caregivers, caregivers who receive the programme will evidence significantly more sensitivity, reciprocity, and mental state talk with their children, both in book-sharing and non-book-sharing contexts</p>
</list-item>
<list-item>
<label>5.</label>
<p>Compared to control-group caregivers, caregivers who receive the programme will evidence significantly less negative and more supportive parenting in challenging contexts</p>
</list-item>
<list-item>
<label>6.</label>
<p>Improvements in child language and attention will be mediated by improvements in maternal sensitivity and reciprocity in the book-sharing context, and</p>
</list-item>
<list-item>
<label>7.</label>
<p>Improvements in child social understanding, prosocial behaviour and aggression will be mediated by increases in maternal sensitivity and mental state talk in both book-sharing and non-book-sharing contexts, and by a reduction in negative parenting and an increase in supportive parenting in challenging contexts</p>
</list-item>
</list>
</p>
</sec>
<sec id="Sec9">
<title>Collaboration</title>
<p>BEBS is a collaborative project between Stellenbosch University (South Africa), the University of Reading (UK), and Oxford University (UK). The project is funded by the Sexual Violence Research Initiative (SVRI) at the South African Medical Research Council (MRC). Funders have no involvement in the study design or implementation. They may use the published results to write their own reports.</p>
</sec>
<sec id="Sec10">
<title>Study setting</title>
<p>The study is being conducted in Khayelitsha, a large peri-urban township on the outskirts of Cape Town, South Africa. It is characterised by high levels of poverty, unemployment and violence [
<xref ref-type="bibr" rid="CR47">47</xref>
]. All assessments take place at the Prevention Research for Community, Family and Child offices at the Masiphulisane Community Development Centre. Intervention group sessions are held in a church hall connected to the Masiphulisane Centre.</p>
</sec>
<sec id="Sec11">
<title>Eligibility criteria</title>
<p>Families who are eligible for inclusion in the study are those with children aged 23–27 months at the time of baseline assessment. They also require an adult primary caregiver who is at least 18 years old, lives in the household with the child for at least four nights per week, and who consents to participate in the study. A chronic illness or disability in the child or the adult that would prevent them from fully participating in the intervention is an exclusion criterion.</p>
</sec>
<sec id="Sec12">
<title>Sample size</title>
<p>A minimum of 140 caregiver-child dyads (70 in each arm) will form the study sample. The sample has considerable power to detect the primary cognitive outcomes and adequate power to detect the primary behavioural ones. The sample size has been calculated using available appropriate effect size estimates on the primary outcomes.</p>
<sec id="Sec13">
<title>Power calculation</title>
<p>All power calculations have been run for 80% power and alpha = 0.05. The power calculation for primary outcomes of language and attention was based on previous research that aimed to improve child language and focal attention through a book-sharing intervention in South Africa [
<xref ref-type="bibr" rid="CR45">45</xref>
]. The effect size on sustained attention was
<italic>d</italic>
 = 1.1, and the effect size on receptive language was
<italic>d</italic>
 = 0.73. Based on these figures, two groups of 13 are sufficient to detect the established difference on the attention variable, and two groups of 44 are sufficient to detect the established difference on the language variable. For the behavioural outcomes of aggression and prosocial behaviour, the power estimates were based on normative data from a study in Khayelitsha on a sample of 302 children. For prosocial behaviour the mean was 7.39 (SD = 2.08) and for aggression it was 12.84 (SD = 7.18). As such, for both the prosocial and the aggression variables, two groups of 64 are sufficient to detect the difference (two-tailed), based on an effect size of 0.50. Two groups of 70 are, therefore, being recruited, which allows for 10% sample attrition.</p>
</sec>
</sec>
<sec id="Sec14">
<title>Recruitment</title>
<p>Recruitment began in February 2016 and ended in August 2016. Participants were recruited from four neighbourhoods within the greater Khayelitsha region. Three of these neighbourhoods fall within the area of Endlovini which consists almost entirely of informal housing structures. One area is located in Makhaza which is characterised by a mix of formal brick housing and informal structures. Recruitment took place in two consecutive waves. Recruiters systematically visited each house in the demarcated area and enquired about potentially eligible participants. Participants who met inclusion criteria and were interested in being part of the study were invited to the research centre.</p>
</sec>
<sec id="Sec15">
<title>Randomisation</title>
<p>Eligible participants who consented to taking part in the study were randomised in a 1:1 ratio to the index group and a wait-list control condition (the latter being offered the intervention once the three waves of assessment have been completed). A minimisation process was used to ensure a similar distribution of participant characteristics between the two study groups in terms of child age (younger (23–25 months) and older (25–27 months) and sex. ND performed the minimisation process, using the MINIM software [
<xref ref-type="bibr" rid="CR48">48</xref>
] on site, when participants consented to being part of the study and prior to completion of baseline assessments. ND then notified an isiXhosa-speaking research assistant of the allocation, and this assistant then privately explained the allocation to the participant. The allocation list is held by ND, and is inaccessible to any of the staff or partners involved in the assessment or coding.</p>
</sec>
<sec id="Sec16">
<title>Intervention</title>
<p>The intervention is a group-based, dialogic book-sharing programme based on our previous programme [
<xref ref-type="bibr" rid="CR45">45</xref>
,
<xref ref-type="bibr" rid="CR46">46</xref>
,
<xref ref-type="bibr" rid="CR49">49</xref>
]. The intervention consists of 60–90-min sessions run weekly for eight consecutive weeks. The programme is delivered to groups of three to six caregivers and their children. Each session focusses on different and incremental techniques for caregivers to apply during book-sharing. For the first six sessions there is a ‘book of the week’ that the carers take home to share with their child, and that they bring back the following week. In session 7 all the key principles are reviewed, and the child chooses which of the six books they want to take home for that week. During the final, eighth, session, there is a group discussion where caregivers are guided in reflecting on the programme and they discuss plans for continuing with their book-sharing – such as registering at a nearby children’s library or continuing to meet as a group. Session 8 ends with a graduation where caregivers are presented with a certificate of completion, a laminated card with a summary of the key lessons from the programme (on the back of which there is a picture of themselves and their child sharing a book), and a copy of each of the six books used in the programme. Table 
<xref rid="Tab1" ref-type="table">1</xref>
details the content for each session. For the 6-month period following session 8, the facilitator visits each participant bi-monthly to deliver a new picture book and have a short encouraging conversation with the caregiver about their book-sharing.
<table-wrap id="Tab1">
<label>Table 1</label>
<caption>
<p>Summary of intervention session content</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th>Session</th>
<th>Session content</th>
</tr>
</thead>
<tbody>
<tr>
<td rowspan="2">1</td>
<td>
<italic>Introduction to Book-sharing</italic>
</td>
</tr>
<tr>
<td>Introduction and basic dialogic book-sharing skills part 1 – following the child’s lead, using a lively voice, setting up book-sharing routines</td>
</tr>
<tr>
<td rowspan="2">2</td>
<td>
<italic>Pointing and Naming</italic>
</td>
</tr>
<tr>
<td>Basic dialogic book-sharing skills part 2 – pointing and naming, repeating, extending and elaborating on things that interest the child, finding opportunities for praise</td>
</tr>
<tr>
<td rowspan="2">3</td>
<td>
<italic>Naming and Linking</italic>
</td>
</tr>
<tr>
<td>Asking ‘where/who/what’ questions, linking book content to the child’s own experience, finding opportunities to use actions (e.g. hugging, eating)</td>
</tr>
<tr>
<td rowspan="2">4</td>
<td>
<italic>Talking about Feelings</italic>
</td>
</tr>
<tr>
<td>Helping the child understand the meaning of basic emotion terms: happy, sad, angry, scared. Discussing why book characters feel the way they do, using facial expression and tone of voice to convey a character’s feelings, linking feelings to the child’s own experience</td>
</tr>
<tr>
<td rowspan="2">5</td>
<td>
<italic>Talking about Intentions</italic>
</td>
</tr>
<tr>
<td>Discussing why characters feel the way they do, asking what characters are thinking and intending, encouraging the child to be curious about what will come next in the story</td>
</tr>
<tr>
<td rowspan="2">6</td>
<td>
<italic>Talking about Perspectives</italic>
</td>
</tr>
<tr>
<td>Helping the child understand that different people can see things differently, know different things, and feel differently about things</td>
</tr>
<tr>
<td rowspan="2">7</td>
<td>
<italic>Summary</italic>
</td>
</tr>
<tr>
<td>Reviews of key principles from sessions 1–6</td>
</tr>
<tr>
<td rowspan="2">8</td>
<td>
<italic>Graduation Event</italic>
</td>
</tr>
<tr>
<td>Certificates of completion are presented to participants along with summary take-home cards and a full set of the 6 books (from sessions 1–6). A group discussion about how to remain motivated about book-sharing and how to access children’s books (e.g. registering with the local library).</td>
</tr>
</tbody>
</table>
</table-wrap>
</p>
<p>For the intervention sessions, caregivers sit in a semicircle facing the facilitator who sits at the front of the room with a laptop on which a PowerPoint is displayed. An area at the back of the room is laid out for the children with a set of soft toys and balls. The first part of each session is a group-based, instructive presentation of the week’s key book-sharing principles. PowerPoint slides are used to deliver particular learning points, accompanied by brief illustrative video clips. Towards the end of the presentation, the facilitator discusses the book of the week with the carers, highlighting how the book can be used at home and providing examples of how to apply the techniques covered in that session.</p>
<p>The second part of the session involves one-to-one mentoring with the facilitator. This takes place in a separate room, where the caregiver is asked to share the book of the week with their child, under the guidance of the facilitator. These sessions last for approximately 10 min, with the final few minutes dedicated to positive feedback and, where considered helpful,  modelling of book-sharing techniques. This session also includes a discussion between caregiver and facilitator about the book-sharing home routine, where the facilitator encourages the carer to spend at least 10–15 min a day sharing the book of the week with their child and practising the techniques learned that week.</p>
</sec>
<sec id="Sec17">
<title>Intervention facilitators, training and supervision</title>
<p>The intervention is delivered by two isiXhosa-speaking women from Khayelitsha. Both these facilitators have experience delivering book-sharing training to mothers from the community, having been facilitators in our previous trial [
<xref ref-type="bibr" rid="CR45">45</xref>
,
<xref ref-type="bibr" rid="CR46">46</xref>
], as well as in an earlier pilot study [
<xref ref-type="bibr" rid="CR49">49</xref>
]. Each of the two facilitators is supported by an assistant during intervention sessions whose role is to look after the children, who also attend the sessions. The assistants were selected from the community, based on having previous experience working with young children.</p>
<p>Facilitator training for the current book-sharing intervention was held over a 2-day workshop, run by PC, LM and ND. This included a refresher session, when the content of the earlier programme was reviewed, including a review of the accompanying PowerPoint presentation materials and videos. This was followed by instruction on the new programme content and materials. First, the key principles of the new sessions (i.e. those concerning emotions, intentions and perspectives – see Table 
<xref rid="Tab1" ref-type="table">1</xref>
) were explained, and the accompanying illustrative videos viewed. This was followed by discussion between the trainers and facilitators, and any questions or uncertainties were resolved. During these discussions the facilitators also discussed ways in which the key principles of the new material could be explained and demonstrated in a culturally appropriate manner.</p>
<p>The second part of the facilitator training covered the one-to-one sessions where parents practise book-sharing with their children and receive feedback from the facilitator. This training specified the role that the facilitator needs to play during these sessions, covering principles of sensitive instruction, modelling, and providing positive support. Additionally, facilitators were instructed on how to incorporate into the one-to-one sessions the central take-home messages from the group session.</p>
<p>Finally, facilitators were briefed on monitoring and evaluation procedures, including tracking attendance, scheduling participants for sessions, and following up with participants who miss sessions. They were also given a refresher session on using the PowerPoint presentation materials on laptops. The assistants attended a 1-day training workshop run by ND that covered basic video camera skills, activities to do with the children, and roles and responsibilities during sessions – such as preparing refreshments, filming, watching over the children.</p>
<p>Regular supervision is provided throughout the intervention. The trial manager (ND) meets with the facilitators for 2 to 3 hours at the end of each week and reviews how the sessions that week went. During the first half of the meeting the two facilitators discuss aspects that went well, challenges, and logistical issues. They also identify particular participants who are experiencing difficulties in applying the programme with their child, and discuss the support these individuals may need in their next one-to-one session. The second half of the meeting involves preparation for the following week’s session. The group go through the PowerPoint slides, discuss specific examples or strategies to use, and make sure that the facilitators have no unanswered questions or queries about the forthcoming session. Finally, the group reviews the attendance records from the past week, and discusses plans for catch-up sessions for any participant who may have missed the session. Every intervention session is video-recorded, and one session each week per facilitator is checked by ND for delivery fidelity.</p>
</sec>
<sec id="Sec18">
<title>Data collection</title>
<sec id="Sec19">
<title>Data collector training</title>
<p>A team of three data collectors have been trained in the child assessments and caregiver interview questionnaires. Training was held over a 3-week period and followed a data collector manual developed by ND, LM and PC. All three data collectors had previous experience administering questionnaires and child assessments, including administration of some of the measures used in the present study. During the three assessment waves, ND makes regular checks, both in vivo and though examination of the videos made, to ensure fidelity of assessment administration. All data collectors were familiar with consent and referral procedures, as well as how to discuss potentially sensitive topics during interviews with caregivers.</p>
</sec>
<sec id="Sec20">
<title>Procedures</title>
<p>All 140 carer/child pairs are assessed on three occasions: at baseline, following the 8-week intervention, and 6 months post intervention. For the baseline assessment, caregivers are contacted by the data collection team, and the study is explained to them, including that participation is entirely voluntary. A suitable time for them to come in for assessments is arranged. A driver picks participants up from their home and brings them into the research centre located in central Khayelitsha. On arrival, participants are offered refreshments for themselves and their child. Consent is then explained again and caregivers provide consent for both themselves and their children. Assessments last for up to 2.5 hours. This comprises specific assessments of the child (e.g. Early Childhood Vigilance Task), interviewing the caregiver (e.g. Communication Development Inventory), and filming the caregiver and child in interactive tasks (e.g. book-sharing). There are frequent breaks for drinks and snacks and, if the child shows any signs of tiredness or distress, the session is interrupted or, if necessary, terminated. At the end of the assessment session participants are given a food voucher (rand equivalent of US$8) for a local grocery store to compensate them for their time. Similar procedures are followed for the subsequent two assessment waves. To minimise assessment bias, assessments of children and caregivers are being carried out by data collectors who are blind to group allocation. All coders of video data will also be blind to allocation. Participants are requested not to reveal their allocation to data collectors.</p>
</sec>
<sec id="Sec21">
<title>Retention</title>
<p>Provisions have been put in place to maximise participant retention. This includes phone calls to remind participants of scheduled assessments. Where necessary, members of the data collection team visit the participant’s house to discuss arrangements for assessments, making every effort to accommodate the caregiver – including holding assessments on Saturdays for caregivers who work during the week.</p>
</sec>
</sec>
<sec id="Sec22">
<title>Outcomes</title>
<p>Outcome data are collected through the use of (1) direct child assessments, (2) video-recorded caregiver-child interactions, and (3) caregiver interviews. The caregiver interviews and child assessments used have all been translated into isiXhosa. The assessment of each carer-child pair is completed by two assessors. This comprises assessments of the child (e.g. attention assessment), interviewing the caregiver (e.g. assessing carer depression), and filming the caregiver and child in interactive tasks (e.g. while sharing a book). All outcomes are presented in Table 
<xref rid="Tab2" ref-type="table">2</xref>
.
<table-wrap id="Tab2">
<label>Table 2</label>
<caption>
<p>Study outcomes. Description of data: list of all study outcomes</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th>Outcome</th>
<th>Measure</th>
</tr>
</thead>
<tbody>
<tr>
<td colspan="2">Primary outcomes</td>
</tr>
<tr>
<td rowspan="2"> Child aggression</td>
<td>Child Behavior Check List (CBCL) aggression subscale</td>
</tr>
<tr>
<td>Scores from coded videos of a prohibition and compliance task</td>
</tr>
<tr>
<td rowspan="2"> Child prosocial behaviour</td>
<td>Strengths and Difficulties Questionnaire, prosocial subscale</td>
</tr>
<tr>
<td>Prosocial helping task</td>
</tr>
<tr>
<td rowspan="4"> Child language</td>
<td>MacArthur-Bates Communication Development Inventory</td>
</tr>
<tr>
<td>Peabody Picture Vocabulary Test</td>
</tr>
<tr>
<td>Expressive One Word Picture Vocabulary Test</td>
</tr>
<tr>
<td>Bayley Scale of Language Development</td>
</tr>
<tr>
<td> Child attention</td>
<td>Early Child Vigilance Task</td>
</tr>
<tr>
<td colspan="2">Secondary outcomes</td>
</tr>
<tr>
<td rowspan="2"> Child social understanding</td>
<td>Wellman and Liu Theory of Mind Scale</td>
</tr>
<tr>
<td>Emotion recognition task</td>
</tr>
<tr>
<td> Parental sensitivity and reciprocity</td>
<td>Direct observation of parent and child in free-play, clean-up task, and book-sharing</td>
</tr>
<tr>
<td rowspan="2"> Parental discipline</td>
<td>Discipline and Violence Self-report Questionnaire</td>
</tr>
<tr>
<td>Direct observation during the prohibition and compliance tasks</td>
</tr>
<tr>
<td> Parental mental state talk</td>
<td>Direct observation during interactions involving book-sharing and a narrative cartoon explanation task</td>
</tr>
<tr>
<td colspan="2">Exploratory outcomes</td>
</tr>
<tr>
<td> Home language environment</td>
<td>LENA digital recording device worn by the child for a full day</td>
</tr>
<tr>
<td> Emotion recognition</td>
<td>Functional Infared Thermal Imaging (fIRT)</td>
</tr>
<tr>
<td colspan="2">Moderators</td>
</tr>
<tr>
<td> Parental stress</td>
<td>Parenting Stress Index (short form)</td>
</tr>
<tr>
<td> Caregiver mental health</td>
<td>Patient Health Questionnaire-9</td>
</tr>
<tr>
<td> Intimate partner violence</td>
<td>WHO questionnaire on health and domestic violence</td>
</tr>
</tbody>
</table>
</table-wrap>
</p>
</sec>
<sec id="Sec23">
<title>Primary outcome measures</title>
<p>
<list list-type="order">
<list-item>
<p>Child cognition</p>
</list-item>
</list>
</p>
<p>
<italic>Child language</italic>
</p>
<p>Child language is assessed by interviewing the primary caregiver with the short form of the MacArthur Bates Communication Development Inventory (CDI) [
<xref ref-type="bibr" rid="CR50">50</xref>
]. This 100-item checklist, which has previously been used in other African contexts [
<xref ref-type="bibr" rid="CR51">51</xref>
], provides information on child expressive and receptive language. Aggregate scores are calculated and used as interval scale variables. This assessment is made at all three assessment points.</p>
<p>An adapted version of the Peabody Picture Vocabulary Test (PPVT) [
<xref ref-type="bibr" rid="CR52">52</xref>
] is used to assess child language comprehension directly, at baseline and post intervention. This consists of 24 items displayed on a screen in groups of four. The child is asked to point or ‘touch’ certain items by the assessor (‘Where is the dog. Show me the dog. Point to the dog’).</p>
<p>For expressive language, a 15-item adapted version of the Expressive One Word Picture Vocabulary Test (EOWPVT) [
<xref ref-type="bibr" rid="CR53">53</xref>
] is administered at baseline and post intervention. The child is prompted to say the names of images that are displayed on a screen (‘Look at the picture [child’s name]. What is that? What is that called? Can you tell me what that is?’). Furthermore, the Bayley Scale of Infant Development [
<xref ref-type="bibr" rid="CR54">54</xref>
] language subscales will be used. These provide a comprehensive measure of expressive and receptive language abilities and have previously been used in a study in peri-urban Kenya [
<xref ref-type="bibr" rid="CR55">55</xref>
].</p>
<p>Both the CDI and the adaptation of the Peabody were used in our previous study evaluating book-sharing, and were found to be sensitive to the intervention and to be related to parenting [
<xref ref-type="bibr" rid="CR45">45</xref>
,
<xref ref-type="bibr" rid="CR46">46</xref>
,
<xref ref-type="bibr" rid="CR49">49</xref>
].</p>
<p>
<italic>Child attention</italic>
</p>
<p>Child attention is measured using the Early Childhood Vigilance Task (ECVT) [
<xref ref-type="bibr" rid="CR56">56</xref>
]. This is a screen-based assessment of sustained focal attention during which the child views interesting moving cartoon stimuli. The child monitors the screen as images appear, disappear, and then reappear over a period of 7 min. Infant sustained attention is indexed by the number of seconds the child attends to the screen, expressed as a proportion of the 7 min of the video. This assessment is made at all three assessment points. The ECVT has been used successfully in other African contexts [
<xref ref-type="bibr" rid="CR57">57</xref>
], as well as in our previous RCT [
<xref ref-type="bibr" rid="CR45">45</xref>
,
<xref ref-type="bibr" rid="CR46">46</xref>
].
<list list-type="simple">
<list-item>
<label>2.</label>
<p>Child behaviour</p>
</list-item>
</list>
</p>
<p>
<italic>Child prosocial behaviour</italic>
</p>
<p>This is assessed directly in a prosocial ‘helping’ task where a scenario is created that gives the child the opportunity to help the assessor locate her lost pen [
<xref ref-type="bibr" rid="CR46">46</xref>
,
<xref ref-type="bibr" rid="CR58">58</xref>
]. ‘Helping behaviour’ is scored if the child picks up the lost pen and returns it to the assessor, or points to the lost pen, or verbally indicates its location to the assessor. This assessment, based on a task reported by Buttelmann and colleagues [
<xref ref-type="bibr" rid="CR58">58</xref>
], was used in our previous trial of book-sharing and was found to show effects of the intervention [
<xref ref-type="bibr" rid="CR46">46</xref>
].</p>
<p>In addition, the child’s main caretaker is interviewed using the prosocial scale of the Strengths and Difficulties Questionnaire (SDQ) [
<xref ref-type="bibr" rid="CR59">59</xref>
], a measure that has previously been used successfully in South Africa [
<xref ref-type="bibr" rid="CR60">60</xref>
]. This is a five-item subscale, that uses a 3-point Likert scale that can be aggregated and used as an interval scale variable of raw scores. This assessment is made at all three assessment points.</p>
<p>
<italic>Child aggression</italic>
</p>
<p>The child’s main caregiver is interviewed using the aggression subscale of the Child Behavior Checklist (CBCL) for ages 18 months to 5 years [
<xref ref-type="bibr" rid="CR61">61</xref>
]. This is a 20-item questionnaire that uses a 3-point Likert scale on which children are rated according to various types of aggressive and defiant behaviour. An aggregate of raw scores is used as an interval scale variable that can be dichotomised. This measure has been used successfully in several South African studies [
<xref ref-type="bibr" rid="CR62">62</xref>
<xref ref-type="bibr" rid="CR64">64</xref>
].</p>
<p>Direct measures of child aggression and defiance/noncompliance are obtained from coded video data of two parent-child interaction tasks: a ‘Don’t touch’ prohibition task, and a ‘Clean up’ compliance task [
<xref ref-type="bibr" rid="CR65">65</xref>
<xref ref-type="bibr" rid="CR67">67</xref>
], and one frustration task – the ‘Barrier’ task. The first two tasks have been used to assess child defiance in several HICs [
<xref ref-type="bibr" rid="CR66">66</xref>
,
<xref ref-type="bibr" rid="CR67">67</xref>
]. Since they have, to our knowledge, not been used in LMIC contexts, baseline videos will be examined and culturally sensitive modifications will be made to existing coding schemes. The Barrier task has also been widely used in HICs [
<xref ref-type="bibr" rid="CR68">68</xref>
], as well as in our previous work in South Africa [
<xref ref-type="bibr" rid="CR69">69</xref>
], to provide a measure of negative reactivity (on the basis of latency (3-point scale) and intensity (5-point scale) of negative emotion), and constructive versus nonconstructive emotion regulation strategy.</p>
</sec>
<sec id="Sec24">
<title>Secondary outcome measures</title>
<sec id="Sec25">
<title>Child social understanding</title>
<p>Child theory of mind is assessed using a set of 10 tasks adapted from the scale developed by Wellman and Liu [
<xref ref-type="bibr" rid="CR70">70</xref>
] and used extensively across a range of countries and contexts [
<xref ref-type="bibr" rid="CR25">25</xref>
,
<xref ref-type="bibr" rid="CR30">30</xref>
,
<xref ref-type="bibr" rid="CR70">70</xref>
,
<xref ref-type="bibr" rid="CR71">71</xref>
]. The tasks gradually become more complex, beginning with tasks assessing understanding of diverse desires, and moving on to tasks require understanding of diverse beliefs, knowledge access, and false belief. A total score is calculated from the correct answers. This assessment is made at all three assessment points.</p>
<p>Emotion recognition is measured using a set of eight illustrated pictures of children with four different emotional expressions: happy, angry, sad, and frightened. Pictures are presented on a computer screen in blocks of four showing all emotions. The assessor then asks the child to identify certain expressions, e.g. ‘show me the happy boy’. A total score will be calculated from their responses. Emotion recognition and understanding tasks will be administered at the final follow-up. These tasks have been specially designed for the current project, but are based on assessments successfully used by Taumoepeau and Ruffman [
<xref ref-type="bibr" rid="CR72">72</xref>
].</p>
</sec>
<sec id="Sec26">
<title>Parental sensitivity and reciprocity</title>
<p>Parental sensitivity and reciprocity are assessed by direct observation of the parent and child during book-sharing and non-book-sharing contexts. Parent-child interactions are videotaped and independently coded using a reliable system [
<xref ref-type="bibr" rid="CR73">73</xref>
], shown in our previous trial to improve with book-sharing training and to mediate the effects of the intervention on child cognitive development [
<xref ref-type="bibr" rid="CR45">45</xref>
,
<xref ref-type="bibr" rid="CR46">46</xref>
]. These variables are also rated in the ‘clean-up’ task. All these assessments are made at all three assessment points.</p>
</sec>
<sec id="Sec27">
<title>Parental discipline</title>
<p>Parenting is assessed using the Discipline and Violence Self-report Questionnaire [
<xref ref-type="bibr" rid="CR74">74</xref>
]. This questionnaire comprises 13 items of discipline practice (including violent ones), as well as an assessment of the belief in the necessity of physical punishment in order for children to learn respect for adults. Parental disciplining strategies are also assessed by direct observation of videos of interactions during the prohibition and compliance tasks. Carer behaviour is coded using measures of harsh/coercive discipline (physical and verbal), and supportive guidance (physical and verbal). This assessment of parental discipline has been widely used in the assessment of parenting in several HICs [
<xref ref-type="bibr" rid="CR65">65</xref>
,
<xref ref-type="bibr" rid="CR66">66</xref>
]. Since, to our knowledge, they have not been used in a LMIC context, baseline videos will be examined and culturally sensitive modifications will be made to existing coding schemes [
<xref ref-type="bibr" rid="CR66">66</xref>
].</p>
</sec>
</sec>
<sec id="Sec28">
<title>Exploratory outcomes</title>
<sec id="Sec29">
<title>Mental state talk</title>
<p>Parental mental state talk will be assessed by making transcripts (and translating them into English) from video-recordings of interactions during book-sharing, and during a narrative cartoon explanation task. The latter task is one previously used to assess child theory of mind [
<xref ref-type="bibr" rid="CR70">70</xref>
,
<xref ref-type="bibr" rid="CR71">71</xref>
]. We show the carer two sets of six cartoon pictures, showing a sequence in which a cartoon character is unaware of another character who is attempting to perform a malevolent act (e.g. a cat attempting to raid a bird’s nest). The carer is asked to tell the child what is happening in the cartoon. Mental state talk will be coded based on a system derived from Ruffman and colleagues [
<xref ref-type="bibr" rid="CR40">40</xref>
,
<xref ref-type="bibr" rid="CR72">72</xref>
,
<xref ref-type="bibr" rid="CR75">75</xref>
]. Baseline data will be used to develop a culturally sensitive coding system.</p>
</sec>
<sec id="Sec30">
<title>Home language environment</title>
<p>In a subsample, the child’s home language environment is assessed using the LENA digital recording system that captures language heard by the child over the course of a typical day. The LENA analysis software produces automated measures of adult word counts that represent the number of words that a child hears from adult men or women during the period of recording. Though predominantly used in HIC contexts, LENA has been used successfully in a low-income context in Senegal [
<xref ref-type="bibr" rid="CR76">76</xref>
].</p>
</sec>
<sec id="Sec31">
<title>Physiological response to emotion</title>
<p>In a subsample, child physiological response to different emotional faces (i.e. pictures of happy, sad, fearful or angry children) is assessed at the pre-intervention and follow up assessment. This is done using a functional infrared thermal imaging (fIRT) camera that converts infrared light into temperature, thereby allowing wireless monitoring of autonomic nervous system responses [
<xref ref-type="bibr" rid="CR77">77</xref>
]. We will be recording sympathetic cutaneous reactions to the presentation of images displaying different emotions [
<xref ref-type="bibr" rid="CR78">78</xref>
].</p>
</sec>
</sec>
<sec id="Sec32">
<title>Potential moderators</title>
<sec id="Sec33">
<title>Parental stress</title>
<p>The Parenting Stress Index (short form) [
<xref ref-type="bibr" rid="CR79">79</xref>
] is administered. This is a 36-item scale that measures stress associated with the role of parenting that has been used successfully in the South African context [
<xref ref-type="bibr" rid="CR80">80</xref>
]. It is administered to the carers at all three assessment time points. In addition, we use, as a potential moderator, an index of socioeconomic adversity, previously found to moderate the impact of a home-visiting intervention in infancy on child cognitive outcome [
<xref ref-type="bibr" rid="CR46">46</xref>
].</p>
</sec>
<sec id="Sec34">
<title>Caregiver mental health</title>
<p>The mental health of the carers is assessed using the Patient Health Questionnaire-9 (PHQ9) [
<xref ref-type="bibr" rid="CR81">81</xref>
]. This 10-item questionnaire asks caregivers about depressive symptoms experienced over the previous 2 weeks. It is a multipurpose instrument for screening, diagnosing, and monitoring depression levels, and has been used successfully in previous South African research [
<xref ref-type="bibr" rid="CR82">82</xref>
].</p>
</sec>
<sec id="Sec35">
<title>Intimate partner violence</title>
<p>Caregivers are being questioned on exposure to intimate-partner violence, at all three assessments points, using questions from the measure developed for the WHO multicountry study on women’s health and domestic violence [
<xref ref-type="bibr" rid="CR83">83</xref>
].</p>
</sec>
</sec>
<sec id="Sec36">
<title>Data management</title>
<p>Data are collected on tablets and, once complete, automatically submitted to a secure server platform hosted by Mobenzi, a South African organisation that specialises in software development for research purposes. Participants are allocated personal identification numbers that are used in all study records to protect their identity and maintain confidentiality. All child assessments and caregiver-child interaction tasks are video-recorded, for both coding and quality control purposes. Videos are labelled by ND and saved in a separate location at the end of each day. In addition, a random subsample (10%) of videos is checked by ND for fidelity to the assessment procedure. Data transmitted from the tablets are stored on a secure central network server.</p>
</sec>
<sec id="Sec37">
<title>Data analysis</title>
<p>Data analysis will be completed by a designated statistician/statistical team independent from study investigators. Group baseline differences will be assessed using independent
<italic>t</italic>
tests and Mann-Whitney
<italic>U</italic>
nonparametric tests if data do not fit necessary assumptions. Analysis of baseline group differences will also include sociodemographic data such as gender and household factors (e.g. income, employment). Analysis of covariance will be used to assess intervention effects at post intervention and follow-up. Post-test and follow-up scores for primary and secondary outcomes will constitute dependent variables, while child age, sex and baseline scores will be controlled for as covariates. Intention-to-treat analysis will be used to examine intervention effects. Missing individual-level outcome data will be addressed using multiple imputation methods.</p>
<sec id="Sec38">
<title>Mediator analysis</title>
<p>Mediator analysis will aim to identify certain active components of the intervention and elucidate the pathways to change. To this end, the following two questions will be examined: whether improvements in maternal sensitivity and reciprocity in the book-sharing context mediate improvements in child language and attention; and whether increases in maternal sensitivity and mental state talk in both book-sharing and non-book-sharing contexts, and reduction in negative parenting and increase in supportive parenting, mediate improvements in child social understanding, prosocial behaviour, and aggression.</p>
</sec>
<sec id="Sec39">
<title>Moderator analysis</title>
<p>An exploratory subgroup analysis will be conducted to investigate whether certain groups benefit more or less from the intervention. Subgroup analysis will be explored for carer relationship (mother, father, grandparents), child sex, number of sessions attended, family socioeconomic adversity, parental stress, and caregiver mental health. Potential mediators and moderators of the intervention will be explored using mixed linear models.</p>
</sec>
</sec>
<sec id="Sec40">
<title>Data monitoring</title>
<sec id="Sec41">
<title>Trial Steering Committee</title>
<p>An independent Trial Steering Committee (TSC) is used to monitor the progress of the trial and advise the research team on matters arising during the course of the study. The TSC meets 6-monthly. The TSC is chaired by a professor of psychology from the University of Cape Town. Its other members, in addition to the principal investigators (PIs) (PJC, LM, MT) and the trial manager (ND), are a representative from a local parenting non-governmental organisation (NGO) (the Parent Centre), a researcher (also from the University of Cape Town), a statistician, and a parent in the area in Khayelitsha where the trial is being conducted, nominated by the Street Committee in Endlovini. If either the assessors or the facilitators detect any indication of negative effects in the children or the carers, they inform the PIs who take appropriate steps to address the problem.</p>
</sec>
</sec>
</sec>
<sec id="Sec42">
<title>Discussion</title>
<p>The BEBS trial is an evaluation of an intervention in which carers of young children are provided with training, over 8 weeks, in sharing picture books with their child, following a specific manualised programme. It aims to evaluate the impact of this early parenting intervention on several key risk factors for the development of violence. These include aspects of parenting, in particular low levels of positive, sensitive parenting, and high levels of negative parenting; as well as a number of early child factors, including poor attention, general cognition, and social understanding, and low levels of prosocial behaviour and high levels of aggression. The study is being carried out in a LMIC, South Africa, where violence constitutes a major social and health burden. Since the intervention is brief and, with modest levels of training, readily deliverable in LMIC contexts, a demonstration that it is of benefit to both child cognitive and socioemotional development, would be of significance.</p>
<sec id="Sec43">
<title>Dissemination plans</title>
<p>We will use several strategies in our dissemination plan to engage different audiences at national and international levels. This will involve publishing papers in high-impact, open-access (wherever possible), peer-reviewed journals. We will present at appropriate forums such as conferences and invited meetings. We will produce and distribute national and international policy briefs and report the findings of the trial on the website of Prevention Research for Community, Family and Child Health [
<xref ref-type="bibr" rid="CR84">84</xref>
]. Finally, we will make the BEBS training materials available through a charity, the Mikhulu Trust [
<xref ref-type="bibr" rid="CR85">85</xref>
]. Other, more innovative forms of communication, will also be explored, including social networking sites (e.g. Twitter and Facebook) and blogs linked to the project webpage.</p>
</sec>
<sec id="Sec44">
<title>Trial status</title>
<p>At the point of submitting this manuscript to the journal (29 June 2016) 70/140 (50%) of the sample had been recruited.</p>
</sec>
</sec>
</body>
<back>
<app-group>
<app id="App1">
<sec id="Sec45">
<title>Additional file</title>
<p>
<media position="anchor" xlink:href="13063_2017_1790_MOESM1_ESM.doc" id="MOESM1">
<label>Additional file 1:</label>
<caption>
<p>SPIRIT Checklist. Description of data: populated SPIRIT Checklist. (DOC 120 kb)</p>
</caption>
</media>
</p>
</sec>
</app>
</app-group>
<glossary>
<title>Abbreviations</title>
<def-list>
<def-item>
<term>AIDS</term>
<def>
<p>Acquired immune deficiency syndrome</p>
</def>
</def-item>
<def-item>
<term>BEBS</term>
<def>
<p>Benefits of Early Book-Sharing</p>
</def>
</def-item>
<def-item>
<term>CBCL</term>
<def>
<p>Child Behavior Checklist</p>
</def>
</def-item>
<def-item>
<term>CDI</term>
<def>
<p>Communication Development Inventory</p>
</def>
</def-item>
<def-item>
<term>DALY</term>
<def>
<p>Disability-adjusted life years</p>
</def>
</def-item>
<def-item>
<term>ECVT</term>
<def>
<p>Early Child Vigilance Task</p>
</def>
</def-item>
<def-item>
<term>EOWPVT</term>
<def>
<p>Expressive One Word Picture Vocabulary Test</p>
</def>
</def-item>
<def-item>
<term>fIRT</term>
<def>
<p>Functional Infrared Thermal Imaging</p>
</def>
</def-item>
<def-item>
<term>HIC</term>
<def>
<p>High-income country</p>
</def>
</def-item>
<def-item>
<term>HIV</term>
<def>
<p>Human immunodeficiency virus</p>
</def>
</def-item>
<def-item>
<term>HREC</term>
<def>
<p>Health Research Ethics Committee</p>
</def>
</def-item>
<def-item>
<term>LMIC</term>
<def>
<p>Low- and middle-income country</p>
</def>
</def-item>
<def-item>
<term>MRC</term>
<def>
<p>Medical Research Council</p>
</def>
</def-item>
<def-item>
<term>NGO</term>
<def>
<p>Non-governmental organisation</p>
</def>
</def-item>
<def-item>
<term>PHQ9</term>
<def>
<p>Patient Health Questionnaire-9</p>
</def>
</def-item>
<def-item>
<term>PPVT</term>
<def>
<p>Peabody Picture Vocabulary Test</p>
</def>
</def-item>
<def-item>
<term>PSI</term>
<def>
<p>Parenting Stress Index</p>
</def>
</def-item>
<def-item>
<term>RCT</term>
<def>
<p>Randomised controlled trial</p>
</def>
</def-item>
<def-item>
<term>SDQ</term>
<def>
<p>Strengths and Difficulties Questionnaire</p>
</def>
</def-item>
<def-item>
<term>SVRI</term>
<def>
<p>Sexual Violence Research Initiative</p>
</def>
</def-item>
<def-item>
<term>TSC</term>
<def>
<p>Trial Steering Committee</p>
</def>
</def-item>
<def-item>
<term>WHO</term>
<def>
<p>World Health Organisation</p>
</def>
</def-item>
</def-list>
</glossary>
<ack>
<title>Acknowledgements</title>
<p>The study is sponsored by Stellenbosch University in South Africa. We are grateful to Nomandla Mhalba, Vuyokazi Tasana, Noluncedo Ntozakhe and Noma Shumani for their assistance with data collection, and Phumza Gqwaka and Vuyolethwe Notholi for carrying out the intervention.</p>
<sec id="FPar1">
<title>Funding</title>
<p>The BEBS trial is funded by the Sexual Violence Research Initiative (SVRI) at the South African Medical Research Council (MRC).</p>
</sec>
<sec id="FPar2">
<title>Availability of data and material</title>
<p>Datasets will be deposited in publicly available repositories (where available and appropriate) three years after the completion of the study.</p>
</sec>
<sec id="FPar3">
<title>Authors’ contributions</title>
<p>PJC, LM and MT designed the study and are the PIs on the SVRI grant. PJC and LM developed the intervention. ND developed the assessment protocol. He is also the trial manager, and is supported in this role by SS. FG is ND’s principal academic supervisor. All authors contributed to the writing of this paper and approved the final version of the manuscript.</p>
</sec>
<sec id="FPar4">
<title>Competing interests</title>
<p>The authors declare that they have no competing interests.</p>
</sec>
<sec id="FPar5">
<title>Consent for publication</title>
<p>Not applicable.</p>
</sec>
<sec id="FPar6">
<title>Ethics approval and consent to participate</title>
<p>Ethical approval for BEBS was obtained from the Health Research Ethics Committee (HREC) at Stellenbosch University, reference number: N15/09/084. Any modifications to the study protocol will be communicated to the HREC, and updated on the trial registry. Participation in the BEBS study is dependent on the informed consent of the primary caregiver of the child.</p>
</sec>
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