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THE DEVELOPMENT OF SOCIAL CAPITAL

Identifieur interne : 000A02 ( Istex/Corpus ); précédent : 000A01; suivant : 000A03

THE DEVELOPMENT OF SOCIAL CAPITAL

Auteurs : Sandra L. Hofferth ; Johanne Boisjoly ; Greg J. Duncan

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RBID : ISTEX:6CCDBD3AB7A3D09EF760008634638EB4DC43F7EE

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Abstract

This paper investigates whether a family's access to social capital— defined here as perceived access to time and money help in an emergency from kin and friends—depends upon the family's past time and money investments in those kin and friends. It also examines the potential tradeoffs between money and time help from friends and relatives. Data come from parents of children under age 18 who responded to a supplement on time and money assistance included in the 1980 wave of the Panel Study of Income Dynamics. The results suggest that while parents who invest primarily in friend-based help networks have greater potential access to assistance from friends, there is no significant link between investment in family and access to family-based assistance. Thus, while exchange describes social-capital linkages to friends, it does not describe family-based behaviors. Other findings are that time and money appear to be complements while investments in friends or family are substitutes.

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DOI: 10.1177/104346399011001004

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<meta-value> THE DEVELOPMENT OF SOCIAL CAPITAL Sandra L. Hofferth, Johanne Boisjoly and Greg J. Duncan ABSTRACT This paper investigates whether a family's access to social capital- defined here as perceived access to time and money help in an emergency from kin and friends-depends upon the family's past time and money investments in those kin and friends. It also examines the potential tradeoffs between money and time help from friends and relatives. Data come from parents of children under age 18 who responded to a supplement on time and money assistance included in the 1980 wave of the Panel Study of Income Dynamics. The results suggest that while parents who invest primarily in friend-based help networks have greater potential access to assistance from friends, there is no significant link between investment in family and access to family-based assistance. Thus, while exchange describes social-capital linkages to friends, it does not describe family-based behaviors. Other findings are that time and money appear to be complements while investments in friends or family are substitutes. KEY WORDS * social capital * kin networks * time assistance * money assistance * social exchange Introduction Social capital is a key concept in sociology because it posits that social relationships form a resource that individuals can draw upon in their personal and professional lives. It provides a unique organizing princi- ple comparable to the financial and human capital relationships of economics and a linkage to social structure. In addition, like financial capital, social capital appears to have important consequences for children's social and cognitive development through facilitating the development of human capital. Recent papers have found parental social capital to be linked to children's cognitive and socio-emotional develop- ment in early childhood (Parcel and Menaghan 1993); to lower high school drop-out/greater high school completion (Furstenberg and Rationality and Society Copyright ( 1999 Sage Publications (London, Thousand Oaks, CA and New Delhi), Vol. 11(1): 79-110. [1043-4631(199902)11:1; 79-110; 006912] RATIONALITY AND SOCIETY 11 (1) Hughes 1995; Smith et al. 1992; Sugland et al. 1995; Teachman et al. 1995); to greater college enrollment (Furstenberg and Hughes 1995); and to stable employment and income in early adulthood (Furstenberg and Hughes 1995; Sugland et al. 1995). Greater social capital has also been linked to a lower level of neighborhood violence and crime (Sampson et al. 1997), which is an important influence on children's behavior (Reiss and Roth 1993). However, while many researchers have concentrated on the con- sequences of social capital for children's lives or for neighborhoods, almost no papers have examined the development of social capital. As with financial capital, inequality in who has access to it will lead to or perpetuate inequalities in outcomes. Racial inequality in access to financial capital, income, wealth, and housing has been an important concern (Massey and Denton 1993; Oliver and Shapiro 1995). How- ever, inequalities in social capital, whether by race or by other characteristics, may also play an important role in individual careers and children's development. Therefore, a crucial issue is how social capital is developed. There are clearly two different schools of thought on social capital. One camp views social capital as the relationship between parent and child in the household, including 'the time and effort that parents spend on children' (e.g. Parcel and Menaghan 1993: 121). Measures include family size, number of parents, and parenting behavior, but also include characteristics of individuals in the household such as employment hours. The second camp believes that social capital is lodged not in individuals or individual households, but in relationships between households, comprising networks of social relationships (Coleman 1988; Sampson 1997). These networks primarily link households together; they lie outside the immediate household and may characterize the neighborhood, the school community, friendships, or professional associations. The development of these two forms of social capital may be quite different and reflect both different origins and different motivations for involvement in exchange networks. This raises the question as to whether social capital is indeed 'capital' -a resource that is built up through investment and can be drawn upon when needed-or whether it is a result of altruism-that is, concern over the well-being of others. The investment aspects of social capital, which are key to Coleman's (1988) conception of social capital, have not been system- atically tested. This paper examines linkages between households by testing whether transfers of time and money lead to access to assistance from non- 80 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL coresidential kin and, among those who do not report access to kin, access to help from friends. By examining the relationship between providing transfers to others and reporting access to assistance, we attempt to determine whether investments are expected to be recipro- cated or not. From this we infer whether social capital results from an investment and exchange process or whether it comes about from the altruistic behavior of individuals and families. The paper also examines the relationship between resources and potential access to assistance from others. Finally, it looks at potential tradeoffs in the form of assistance (money versus time). Background and Hypotheses Coleman (1988) observed that social relations or networks provide a source of assistance based on: (1) the strength of interpersonal ties, characterized by mutual obligations, expectations, and reciprocity; (2) information; and (3) norms and effective sanctions. Coleman used the term 'social capital' to describe potential assistance relationships between people. He pointed out that individuals and families build up their stock of social capital by investing in others. This investment aspect is analogous to that of financial and human capital, in which an investment leads to a stock from which returns can be expected (Bourdieu, 1983). According to both Coleman (1988) and Blau (1994), assistance creates diffuse obligations. Individuals may not wish to have their loans or gifts repaid immediately, because that removes the set of obligations that they can rely upon when in need. Social capital is most useful if you can call upon it when you are in need rather than when the other person wishes to pay you back (Blau 1994). In some cases, individuals may even create obligations in order to set this chain of obligations in motion-e.g. the Potlatch of the Northwest Kwakiutl (Coleman 1988). In our empirical work, instances in which family members assist a friend or relative may be investments in this network or they may simply be altruistic gestures-contributions to the well- being of others. What is the motivation for assistance to others? Exchange as Motivation for Assistance An important and policy-relevant issue is to what extent assistance to kin and friends is, in fact, an investment motivated by exchange. That is, in return for providing money or assistance, the donor expects a service in return, either now or in the future (Blau 1994; Cox and Rank 1992; 81 RATIONALITY AND SOCIETY 11(1) Bernheim et al. 1985). Whether the government can constrain social welfare expenditures without unduly damaging children and the elderly hinges largely on the informal system of private interhousehold trans- fers. Some argue that this system is substantial. In 1992, with the exception of Social Security, average private transfers exceeded income from any single public transfer program (Schoeni 1992). On the other hand, it is argued that private transfers are smaller than they would be if government transfers such as unemployment insurance and social security had not displaced some private exchanges (Barro 1974; Schoeni 1992). The influence of government policy on the volume of time and money help exchanged among kin or friends depends on the reasons behind transfers and on the resources of families. The exchange-based perspective views giving as an investment in the creation of social capital. Some argue that the family serves a banking function in providing loans to children to complete their schooling, start businesses, or purchase a house in return for assistance in old age. In Taiwan, for example, the reciprocal obligation of children to assist their elderly parents is quite strongly established (Lee et al. 1994; Thornton and Lin 1994). This may be particularly important when institutional sources of assistance are not available (Coleman 1988). In Western societies, in contrast, children's obligations to parents are fewer, with the net transfer flow going from the older to the younger generation (Hogan et al. 1993). Geographic mobility is likely to disrupt familial ties and disrupt the stock of transfers. To re-establish it may require new investments in the new location, and perhaps greater involvement in exchanges with non-kin. Cultural differences may also result in differ- ences in social capital, such as differences in giving between persons from urban and rural backgrounds (Hofferth and Iceland 1998). Although similar in some ways to social-support networks, social capital differs from them in that it is the existence of the relationship that is important, not the amount of actual transfer of goods and services that occurs (Coleman 1988; Wellman 1979). Families who have accumulated social capital stocks may behave differently from families lacking them, regardless of the actual flows of assistance that take place. Thus, while the active provision or receipt of services or money is evidence for a social capital relationship, the converse is not true. Social capital may exist as a consequence of past assistance. Thus, from a theoretical perspective, 'access' is a more important construct than actual provision or receipt of assistance. Our focus on perceived access also avoids the problem of delayed reciprocation. It is likely that families differ in their types of investments according 82 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL to their level of resources-that is, their need and their ability to give- and that of others. If motivated by exchange, families will be more likely to provide time assistance to individuals whose price of time is low, since the amount of time help received in return will be greater. In this case, low-income families should be more likely than high-income families to be on the receiving end (Cox 1987; Cox and Rank 1992). However, in terms of financial assistance, it may be better to invest in those who are better off, or at least equal in resources, and who will be better able to assist financially (Blau 1994). In this case, middle- to high-income families should be more likely both to invest and to have access to financial assistance than low-income families. The question is one of efficiency; it may be more efficient to invest in those with the greatest prospects rather than in those who are the neediest, but perhaps the least promising in terms of future exchanges (Gustafsson and Stafford 1994). In any case, the relationship between income of recipient and access to assistance depends upon the type of assistance at issue. Altruism as Motivation for Assistance The other major theoretical perspective is based on altruism. Familial models of altruism view parents as considering the well-being of their children as part of their own well-being (Cox and Rank 1992; Altonji et al. 1994). If so, parent-child transfers may equalize the well-being of children as adults by making up for differential endowments. Equity is key to this argument. Parents may also respond to the redistributional effects of public transfers to the older generation by privately transfer- ring resources to their offspring (Cox 1987). If so, the family serves an insurance function to smooth out periods of income shortfalls (Lee et al. 1994). This form of altruism cannot be distinguished from giving for social desirability or the personal satisfaction of giving. In either case, if families are altruistically motivated we would expect little relationship between their past investments in family and friends and current perceptions of access to help from those family members and friends. That is, giving does not create social capital. If families are altruistically motivated, they would be more likely to provide resources to low-income or less well-endowed children in order to equalize outcomes across children. Thus low-income families should be more likely to have access to assistance from kin. Kin should also provide more in certain life-cycle periods, such as while children are in school, than in other periods. Rosenzweig and Wolpin (1993) argue that 83 RATIONALITY AND SOCIETY 11(1) children are less able to smooth their consumption than are parents. They find that transfers occur mainly during the period of human-capital building, when children are forgoing current income in order to invest in their future earnings capacity. Other factors that may reflect differential need or ability to invest include single-parent family structure, no earners, a large family, a family with young children, and a family with a young head. Does altruism apply to non-kin relationships? It is conceivable that individuals include the utility of homeless or poor families and children in their utility function and are therefore motivated to provide assistance without regard for potential gain (Orr 1976). Charitable contributions also fall into this category. Again, we expect low-income families to be more likely to be the recipients of giving. We expect non-kin exchanges to be based primarily upon exchange rather than on any other motivation. Since they are not tied by blood, social-capital networks involving friends presumably constitute a purer form of the reciprocity-based networks which Coleman talks about than do networks involving family members. These relationships are volun- tary and subject to negotiation (Blau 1994; Fischer 1982). We would thus expect to observe more reciprocity among friends than family. Consequently, there should be a stronger relationship between invest- ment and access to assistance among non-kin than among kin. Time versus Money We might also expect a tradeoff between access to time and money. Individuals whose time is costly may use their financial resources to purchase the services of others (e.g. nursing-home care) to assist their parents, substituting money for time help. If this were so, we would find a negative relationship between the price of time and the provision of time help and a more positive relationship between the price of time and the provision of money help. Economists would expect families' choices between time and money help to reflect their comparative advantage in providing such help. Everything else the same, lower wages and less formal labor-market involvement should be associated with less money and more time investments. Education level is a good proxy for price of time. Social Capital Between versus Within Households This paper limits its scope to exchange and social capital between households. Social capital inside the household includes the time 84 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCLAL CAPITAL parents spend with their children. While social capital within the household is important, it has been more widely investigated. In addition, the allocation of resources within households is difficult to determine (Lazear and Michael 1988). Unique to the concept of social capital are relationships outside the household, within the broader community, including kin and non-kin. Sociologists argue that there are much stronger norms for helping kin than non-kin (Fischer 1982). This suggests that altruism is stronger between kin than between friends or acquaintances. Consequently, we expect more people to report access to assistance from family members than from friends and perceived assistance from kin is expected to be less strongly tied to giving than perceived assistance from non-kin. Race Differences Factors that reflect differential cultural factors and access to area resources include race/ethnicity and neighborhood characteristics. Just as patterns of intergenerational exchange vary, we expect differences by race/ethnicity in motivation for exchange. Even after controlling for socio-economic status differences, blacks are consistently more likely than whites to reside in extended family households. Much of this difference is due to the greater frequency of single mothers in black families (Hofferth 1984; Taylor et al. 1990). Differences in household structure and composition may strongly affect intergenerational exchan- ges between households. Blacks may be less likely to invest in interhousehold assistance if most assistance occurs within the house- hold. Another way social capital may differ is that the sphere of altruistic assistance may be wider among blacks. Distinctions between kin and non-kin may be somewhat less clear; tradition has led to family friends being labeled as kin-'fictive kin' (Stack 1974). On the other hand, out of economic necessity, exchange may characterize family assistance among blacks more than among whites. Neighborhood Patterns Neighborhood patterns can indicate a climate or environment as well as resources available in a local community. Two important neighborhood characteristics include the proportion poor and the extent of residential stability. Families living in areas with greater residential instability should perceive less social capital available to them. Early research has found considerable evidence that length of residence in a community is positively related to friendships and participation in local activities. 85 RATIONALITY AND SOCIETY 1 1 (1) Sampson (1991) found that residential stability, the proportion of long- time residents, had a large and significant impact on local friendship ties at the community and individual levels. The socio-economic character- istics of the community should also be related to perceived access to social capital. However, the direction of the effect is unclear, once individual characteristics are controlled. Sampson (1991) found that high socio-economic status neighborhoods were characterized both by less dense networks of friends and acquaintances and greater anonymity than low socio-economic status communities, suggesting a dearth of social capital. Hypotheses In this paper we focus on the relationship between past investments in one's social network and the stock of social capital that might reap a return in the future. Our measures of social capital are the potential in an emergency for time or monetary assistance from a friend or relative, specifically whether a person perceives that he/she could obtain assis- tance were it needed in an emergency. Although, ultimately, we are interested in the consequences of access to these social capital stocks for family decisions, childrearing, and child outcomes, in this paper we focus on factors leading to investment in and access to social capital. Our model is depicted in Figure 1. Individual and family characteristics, community characteristics, and events such as a geographic move, divorce, or unemployment are associated with whether or not a family provides time or money help to family and friends. These characteristics, events, and investments, in turn, are associated with access to social capital, which comprises the structure, closeness to, contact with, obligations to, and access to help from children, extended family, friends, and neighbors. We first describe the proportion of families that report access to time or money that they could draw upon in the event of an emergency and the proportion of families that have invested time or money in their network in the last five years. Second, we examine how conventional measures of family economic well-being are related to investments in and access to social capital. Do low-income families have more links to such help, or fewer? Is social capital in high-poverty neighborhoods particularly absent? To what extent is social capital altered by geo- graphic mobility? Third, we examine the relationship between invest- ment in and access to social capital. Following Coleman (1988), we refer to perceived potential support 86 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL Determinants Investments Access to Social Capital Individual/Family l Social Relationships of Parental Family Characteristics Structure Closeness to, Contact with, jCommunity 1 Investment choices, Obligations to, and Access to help from: Characteristics - e.g., help given to - a cir family and friends a) children b) extended family c) friends Events, e.g., d) neighbors mobility, divorce, unemployment o Figure 1. Model of investment in social capital from family and friends as the stock of social capital and actual transfers to family and friends as investments. We base our inference regarding motivation on the consequences of investment in social capital. The major test of our model is whether investment in family and friends is associated with perceived access to assistance from them. Our hypotheses are as follows: Hypothesis 1. If exchange is the appropriate motivation for social-capital invest- ments, then we should find a significant positive relationship between past investments and current access-i.e. between time and money help given in the past and the perception that time and/or money help is currently available if needed. Hypothesis 2. If altruism is the motivation, then we expect no such relationship between past investments in and access to social capital. Hypothesis 3. It is expected that the relationship between past investments and current access will be stronger among friends than among family, because the former are less likely than the latter to be motivated by altruism or by social desirability and more likely to be motivated by exchange. Hypothesis 4. Under the altruism model, higher-income families should report less access to financial or time assistance than lower-income families, net of invest- ments. Under the exchange model, higher income families should report more access to financial assistance and less to time assistance. Hypothesis 5. Under the comparative advantage argument, families should tend to invest in and have access to either time or money, but not both. Hypothesis 6. Migration from one's family of origin is expected to reduce access to time help from kin and increase access to time help from friends. Money exchanges should not be affected as much by geographic mobility. 87 RATIONALITY AND SOCIETY 11(1) Data Testing this model requires unusual data. Crucial is information on investments and potential or expected receipt of transfers if the need arises. Since we were ultimately interested in examining the outcomes of social capital investments, we also required that the data base contain information on the families over a number of years so that we could examine children's completed schooling as young adults. There is only one study that has data of this kind-the Panel Study of Income Dynamics (PSID), an ongoing longitudinal survey of US households begun in 1968 by the Survey Research Center of the University of Michigan (Hill 1992). Questions related to social capital were asked in two PSID waves 1980 and 1988 (see Morgan 1983; Hill et al. 1993). However, only the 1980 data are appropriate for testing our hypotheses, since they ask for both a family's 'investments' in its social-capital network (i.e. whether the family had given substantial time and money help to friends or relatives over the previous five years) and a family's 'stock' of social capital (i.e. whether the family perceives it could count on friends or relatives to supply substantial amounts of emergency time or money help-see Wellman 1979, for a similar approach). The 1988 wave includes questions about giving and receiving assistance, but not about potential receipt. One disadvantage is that the income of the potential source of assistance is not obtained; consequently, we have information only on the income of the potential beneficiary. However, other research that has had access to the incomes of both parties found only the income of the beneficiary to be significantly related to transfer behavior (Rosenzweig and Wolpin 1994). In addition, we have no information on the exact relationship of the potential benefactor to the respondent. While rela- tives could include siblings, aunts, uncles, and grandparents, research clearly shows parent-child transfers to be the most common. Parent- child transfers constitute two-thirds to three-quarters of all flows (Hill et al. 1993). Consequently, relatives are likely to be parents and children, though other relationships are possible. Non-relatives could include friends, acquaintances, colleagues, neighbors, or strangers. The question (see later) referred to them as 'friends', thus implying somewhat stronger ties (Granovetter 1973) than other non-kin relationships. An advantage is that data on neighborhoods are available from addresses geocoded to the 1970 and 1980 Censuses. In addition, because of the longitudinal nature of the sample, the residential 88 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL locations and moves of respondents are known for an extended period of their lives. We selected families in their childrearing years with children at home, since this is the age group most likely to benefit from inter- household transfers from parents and since we are ultimately interested in the consequences of social capital for children. Such families may also be investing in their parents or in older children no longer living at home. For our description of social-capital stocks and investments, we drew a sample of all PSID families with children as of the 1980 interview. The 'following rules' of the PSID are designed to produce a representa- tive sample as of that point and comparisons with the 1980 Current Population Survey show no noteworthy differences (Duncan and Hill 1989). Low-income families were initially oversampled, but weights were developed and used to adjust for both the differential initial sampling probabilities and for differential non-response that has arisen since the beginning of the study. As a measure of the stock of a household's social capital, we use responses to the following questions: Time 'Stock' K74. Suppose there were a serious emergency in your household. Is there a friend or relative living nearby whom you could call on to spend a lot of time helping out?' (IF YES): Would that be a relative? Money 'Stock' K89. Suppose in an emergency you needed several hundred dollars more than you had available or could borrow from an institution. Would you ask either a friend or a relative for it? (IF YES): Is the person you would ask a relative? As measures of a family's recent 'investments' in its social capital network, we use responses to the following pair of questions: Time 'Investments' K71. People sometimes have emergencies and need help from others-either time or money. Let's talk about time. In the last five years have you (or has anyone living with you) spent a lot of time helping either a relative or friend in an emergency? (IF YES): Was the person you helped a relative of (yours/anybody who lives there)? 89 RATIONALITY AND SOCIETY 11(1) Money 'Investments' K98. In the last five years have you helped a friend or relative in an emergency by giving or loaning them several hundred dollars or more? (IF YES): Was the person you helped a relative? We used responses to these questions to distinguish between (1) stocks versus investments; (2) friends versus relatives; and (3) time versus money help. Explanatory measures, also drawn from the 1980 interview, include: (1) family income; (2) family size; (3) age of youngest child; (4) employment and family structure (couple with two earners, couple with one earner, couple with no earner, female head who is employed, female head who is unemployed, and other (including single fathers); (5) age of household head; (6) age squared; (7) education of household head; (8) race, which distinguished 'black' from all other responses; (9) whether head lives in same state and/or region where he/she grew up; (10) percent of non-elderly individuals who are poor (neighborhood informa- tion); and (11) percent who lived in the same house 5 years ago (obtained by matching addresses of respondents in 1980 to census tracts or, if in an untracted area, enumeration districts or minor civil divi- sions). Data Limitations While these data are among the best for determining whether a family perceives that it has access to social capital at all, there are three important limitations. First, the amount and diversity of social capital available to families were not ascertained-the amount of help, the type of help, the sources of help, whether help is repeated, and non- emergency assistance were simply not ascertained. Second, provision of non-monetary, non-time help, such as emotional support, advice, and information, was not asked. There are other ways of maintaining social capital than the ones included in this paper. Third, the question wording does not permit the respondent to name both relatives and friends as a potential source of each type of help. The respondent is asked, first, whether the source of friend or relative help is a relative; a friend is coded as source only if the respondent does not first say 'relative'. This can be thought of as a first mention or 'primary' measure. That is, is the primary source of potential help that the respondent would think to turn to friend or family? Since the availability and source of time and money assistance are separately ascertained, the respondent could report friends as a primary source for time help and relatives as a primary source for 90 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL money help. Thus, some joint assistance shows up when time and money are pooled. However, it should be noted that the data are likely to under-represent help from friends if persons have multiple sources of help. For this reason we have not interpreted the different levels of perceived assistance from friends and relatives in this analysis as differences in access. Results We begin with our descriptive findings, based on the (weighted) PSID sample of families with children, about the distribution of social capital stocks and investments by race, type, and source of assistance. Perceived Access and Investments In 1980, 92% (100% - 8%) of the sample reported that they had access to time or money help from either friends or relatives (Table 1, Panel A). Almost two-thirds of the sample reported access to both time and money help from friends or relatives. Of those who reported access to either time or money but not both, time was more readily available, with 20% of families reporting access to time only and 8% reporting access to money only. Race differences are surprisingly small in reported access to either friends or relatives. Ninety percent of blacks and 93% of whites reported access to time or money help from friends or relatives. When we examined friends and relatives as distinct potential sources Table 1. Social capital stocks and investments for families with children under 18 years, by race Time Money Time and Unweighted Neither only only money n Panel A: Social capital stocks-percent with access to time help from friends or relatives and/or with access to money help from friends or relatives Black 10% 24% 8% 58% 1430 White 7% 19% 8% 66% 1881 All 8% 20% 8% 65% 3311 Panel B: Social capital investments-percent who gave time or money help to friends or relatives in the last five years Black 60% 19% 12% 10% 1432 White 56% 18% 15% 11% 1881 All 56% 18% 15% 11% 3313 91 RATIONALITY AND SOCIETY 11(1) of assistance, we found that they are not equally accessible (Table 2, Panel A). As expected from the way the question was asked, social- capital relations involving relatives are much more common than relations involving friends. Some 84% of families with children repor- ted that their primary source of access to either time or money help was a relative compared with 20% who reported that their primary source of access to time or money help was a friend. Potential access to support networks differs for blacks and whites. Blacks' perceived ability to receive support from family networks is significantly lower than whites' (76% vs. 86%). The reverse is true for friend-based networks; blacks are more likely than whites (27% vs. 19%) to perceive support from friends. This fits with research suggest- ing the extension of networks through friends and fictive kin among blacks (Stack 1974). When both sources are combined, however, differences between blacks and whites in access to time and money assistance are small. In contrast to the nearly universal perception of access to help, only Table 2. Friend and family-based stocks of and investments in social capital for families with children under 18 years, by race Time Money Both time Unweighted Neither only only and money n Panel A: Social capital stocks-percent with access to time and money help From friends only Black 73% 10% 10% 7% 1430 White 81% 13% 4% 2% 1881 All 80% 12% 5% 3% 3311 From relatives Black 24% 27% 10% 38% 1430 White 14% 19% 16% 51% 1881 All 16% 20% 15% 49% 3311 Panel B: Social capital investments-percent who gave time and money help in last five years To friends only Black 89% 6% 5% 0% 1429 White 89% 4% 6% 1% 1882 All 89% 4% 6% 1% 3311 To relatives Black 69% 16% 9% 7% 1429 White 65% 16% 12% 7% 1882 All 65% 16% 12% 7% 3311 92 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL 44% of families with children reported giving time or money help in the last five years (Table 1, Panel B). As with access, investments are more likely to have been extended to family than friends (Table 2, Panel B). Thirty-five percent reported giving time or money help in the last five years to relatives, whereas only 11 % reported giving assistance to friends. However, the ratio of investment to access is still smaller for family (35:84) than for friends (11:20). Thus it appears from these bivariate tables that family-based networks require less active support from investments than do friend-based networks. Race differences in giving assistance are small. The composition (time versus money) of social-capital investments in relatives is quite similar for blacks and whites. However, these invest- ments are more likely to translate into only time-based perceived support for blacks than whites (24% vs. 19%) (Table 1, Panel A). Time versus Money Table 3 presents data on the possible trade-offs between time and money in stocks and investments in social capital networks. Looking first at network investments in friends, there is no evidence that time and money investments are substitutes. Indeed, whites who are more likely to invest money in friend-based networks are also more likely to invest time (Tau-b = 0.14, probability associated with x2 = 0.00). For blacks, this association is not significant (Tau-b = 0.01, p associated with x2 = 0.89). Looking at perceived access to help, both whites and blacks who are more likely to report the perception of the availability of time help from friends are also more likely to report the availability of money help. Nor is there evidence of time versus money tradeoffs involving family-based networks. Blacks and whites who report more time-based access or investments in family-based networks also report more money-based access or investments. The positive relationship between time and money is somewhat stronger for blacks than whites. Investments and Access-Bivariate Models We next explored possible tradeoffs among the dimensions of social capital networks. The bottom section of Table 3 presents measures of association and probability level of chi-squared for investments versus access to social capital, by agent (friend versus relative). Breaking down the classification by type of recipient shows that investments and stocks do indeed have a positive relationship for social 93 RATIONALITY AND SOCIETY 11(1) Table 3. Association between various dimensions of social capital, by race, for families with children under 18 years Black White Probability Probability Tau-b level of X2 Tau-b level of X2 Friends: money versus time 0.006 0.894 0.138 0.000 Relatives: money versus time 0.226 0.000 0.151 0.000 Friends: money versus time 0.279 0.000 0.137 0.000 Relatives: money versus time 0.271 0.000 0.200 0.000 Friends 0.129 0.005 0.170 0.000 Relatives 0.040 0.391 0.018 0.351 Unweighted number of observations 1432 1881 capital involving friends but not family. These patterns hold for both white and black families with children, and provide evidence for the existence of exchange as a motive for investments in friends. Factors Associated with Investment in Social Capital In Table 4, we report coefficients and standard errors from logistic regressions of whether individuals gave time or money help to friends or family in the past five years on demographic variables.2 Individual and family resources and needs are key factors in investment in social capital. High-income families are significantly more likely to invest money in friends and relatives than are low-income families. A larger family size is associated with a significantly lower probability of money investment in friends and relatives. Neither the age of the youngest child nor characteristics of the head (age, schooling, or race) are related to social capital investment. Other family events and circumstances associated with investment in social capital include family structure/employment and geographic mobility. Controlling for income and family size, married-couple, one- earner families are more likely and non-employed female family heads are less likely to give money to relatives than two-parent dual-earner families. Families who moved and are living in a different region from where they grew up are more likely to invest time in friends and money 94 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL Table 4. Various logistic regression models explaining investments of time or money to friends or relatives, for families with children under 18 years Gave time Gave money Gave time Gave money help to help to help to help to relatives relatives friends only friends only Family income/1000 0.000 0.015 -0.023 0.018 24.541 (0.004) (0.005) (0.015) (0.005) (16.926) Family size -0.040 -0.153 0.020 -0.279 4.011 (0.056) (0.061) (0.088) (0.081) (1.299) Age of youngest child (years) (0-6 omitted) Between 6 and 12 0.164 0.073 -0.067 -0.021 0.336 (0.151) (0.175) (0.259) (0.251) (0.473) Between 13 and 17 -0.012 0.036 -0.344 -0.216 0.229 (0.193) (0.286) (0.401) (0.272) (0.421) Family/employment structure (dual earner omitted) Couple/one earner 0.000 0.288 0.356 0.020 0.406 (0.148) (0.111) (0.272) (0.184) (0.491) Couple/no earner 0.165 -0.183 -0.682 0.447 0.038 (0.327) (0.330) (0.669) (0.411) (0.192) Female head/employed 0.313 -0.194 0.291 0.205 0.106 (0.222) (0.266) (0.383) (0.350) (0.309) Female head/not employed -0.011 -1.058 -0.096 0.237 0.089 (0.209) (0.411) (0.539) (0.458) (0.285) Other -1.584 0.094 0.482 -0.491 0.019 (0.705) (0.542) (0.804) (0.982) (0.138) Age -0.001 0.037 0.045 0.131 37.865 (0.032) (0.044) (0.060) (0.108) (10.705) (Age ** 2)/100 0.011 -0.022 -0.044 -0.175 15.481 (0.040) (0.050) (0.070) (0.140) (9.042) Number of years of schooling completed (head) -0.021 -0.020 0.038 0.030 12.325 (0.024) (0.029) (0.051) (0.041) (2.751) Race (white omitted) Black -0.205 0.095 -0.384 -0.227 0.142 (0.145) (0.242) (0.301) (0.307) (0.349) Current state/region versus state/region head grew up (same state omitted) Same region, different state -0.057 0.120 0.138 -0.330 0.116 (0.198) (0.169) (0.381) (0.322) (0.320) Different region -0.134 0.337 0.820 -0.017 0.166 (0.156) (0.155) (0.258) (0.264) (0.373) Percent of non-elderly poor in the neighborhood 0.006 0.004 0.019 0.011 12.124 (0.005) (0.007) (0.009) (0.011) (10.524) Percent in neighborhood who lived in the same house five years ago 0.005 0.001 0.000 0.002 53.031 (0.005) (0.006) (0.007) (0.007) (14.157) Intercept -1.304 -2.328 -4.302 -4.857 (0.714) (1.004) (1.389) (1.924) -2 log likelihood 3470.0 2951.8 1353.3 1535.5 Mean of the dependent variables 0.223 0.185 0.057 0.067 Number of unweighted observations 3223 Parameter estimate in bold if significant at p < = 0.05. Standard errors are reported in parentheses. 95 RATIONALITY AND SOCIETY 11(1) in relatives than families living in the same state and region in which they grew up. The time investment is important to developing social capital in the new community, but the results indicate that this does not mean that families substitute friends for family. In fact, those who moved away from where they grew up provide more money assistance to relatives than those who did not move. Community characteristics are also key predictors of investing in social capital. Consistent with earlier research showing some low income communities to have strong friend and neighbor networks (Sampson 1991), the higher the proportion of non-elderly poor in a neighborhood, the more likely a family is to invest time in friends. Contrary to Sampson (1991), however, the stability of the neighborhood is not related to investing time or money in friends or relatives. Basically, people who invest are generally those who are better off- two-parent one-earner couples, higher income families, and smaller families. However, those who have moved to a different region are also more likely to invest, as are those with a higher proportion poor in their neighborhood. Relationship between Investment and Access-Multivariate Models To test hypotheses regarding linkages between investment and access, we regressed whether the respondent reported access to time or money help from friends or relatives on the same individual, family, and community variables reported above. In the second step, we added the four investment variables-investment of money to friends, investment of time to friends, investment of money to relatives, and investment of time to relatives. Coefficients from the logistic regression of social- capital stocks on investments, and individual, family, and community characteristics are presented in Table 5. Years of schooling completed by the head are related to access to time or money help from relatives, but not friends. As such, the results do not support the altruism argument that less well-endowed persons will have greater access to social capital. Instead, families with better- educated heads appear to perceive greater access to time or money help from relatives. Education may represent the resource level of family of origin, since schooling is a major human-capital investment families make in their children. Schooling may also be a proxy for value of time, and we will explore this further in later analyses. Consistent with the bivariate results, blacks have less access to time or money help from 96 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL 97 Table 5. Various logistic regression models explaining perceived access to time and money help from friends and relatives, for families with children under 18 years Access to time or Access to time or money help from money help from relatives friends only Model 1 Model 2 Model 1 Model 2 Family income/1000 -0.007 -0.008 0.005 0.006 24.530 (0.005) (0.005) (0.004) (0.004) (16.926) Family size -0.068 -0.066 -0.008 0.001 4.012 (0.055) (0.052) (0.048) (0.050) (1.298) Age of youngest child (years) (0-6 omitted) Between6 and 12 -0.360 -0.381 0.192 0.195 0.336 (0.200) (0.205) (0.189) (0.189) (0.473) Between 13 and 17 0.026 -0.029 -0.024 0.033 0.228 (0.232) (0.233) (0.196) (0.196) (0.420) Family/employment structure (dual earner omitted) Couple/one earner -0.069 -0.063 0.118 0.099 0.406 (0.145) (0.150) (0.140) (0.144) (0.491) Couple/no earner 0.016 0.013 0.005 0.015 0.038 (0.368) (0.380) (0.265) (0.264) (0.192) Female head/employed -0.574 -0.557 0.340 0.306 0.106 (0.291) (0.285) (0.253) (0.247) (0.307) Female head/not employed -0.279 -0.246 0.377 0.371 0.089 (0.262) (0.268) (0.190) (0.206) (0.285) Other -0.298 -0.032 0.541 0.578 0.019 (0.505) (0.482) (0.364) (0.340) (0.138) Age -0.041 -0.042 -0.009 -0.012 37.862 (0.046) (0.047) (0.037) (0.037) (10.707) (Age ** 2)/100 0.019 0.019 0.024 0.028 15.481 (0.050) (0.050) (0.040) (0.040) (9.044) Number of years of schooling completed (head) 0.050 0.055 0.016 0.014 12.321 (0.025) (0.025) (0.026) (0.025) (2.749) Race (white omitted) Black -0.576 -0.649 0.349 0.428 0.142 (0.185) (0.193) (0.204) (0.208) (0.349) Current state/region versus state/region head grew up (same state omitted) Same region, different state Different region Percent of non-elderly poor in the neighborhood Percent in neighborhood who lived in the same house five years ago Investment of money to friends Investment of time to friends Investment of money to relatives Investment of time to relatives Intercept -2 log likelihood 2 Mean of the dependent variables -0.535 -0.558 0.714 0.741 (0.196) (0.202) (0.177) (0.171) -0.756 -0.728 0.633 0.584 (0.184) (0.172) (0.187) (0.180) 0.005 0.008 0.009 0.006 (0.007) (0.007) (0.005) (0.006) -0.006 -0.005 0.003 0.002 (0.004) (0.004) (0.004) (0.004) -0.309 0.624 (0.223) (0.202) - 1.019 1.226 (0.205) (0.240) 0.420 -0.113 (0.241) (0.196) -0.056 0.186 (0.155) (0.127) 3.679 3.688 -2.422 -2.494 (0.961) (0.988) (0.824) (0.827) 588.7 2541.1 3138.6 3055.1 0.844 0.202 0.116 (0.320) 0.167 (0.373) 12.140 (10.526) 53.037 (14.155) 0.066 (0.249) 0.057 (0.232) 0.183 (0.387) 0.233 (0.423) Number of unweighted observations 3224 Parameter estimate in bold if significant at p < = 0.05. Standard errors are reported in parentheses. RATIONALITY AND SOCIETY 11(1) relatives and greater access to time or money help from friends compared with whites. Families that have moved consistently perceive less access to time or money help from relatives and greater access to time or money help from friends (as a result of greater investment, see Table 4). The results so far are consistent with our hypothesis that migration reduces access to social capital and that families invest to build it up in their new communities.3 None of the other individual or family-level demographic measures shows a significant relationship to perceived access to time or money help in the regression models. Family income is not related to access to time or money help from friends or relatives. Low-income families are neither more, nor less likely to have access to time or money help from relatives than high-income families. Family size is not significantly related to access to time or money help from friends or relatives. The age of a child is not significantly related to access to help. None of the family structure/employment variables is significantly related to access to time or money help from friends or relatives. Neither of the community level variables is significantly associated with perceived access to time and money help from friends or relatives, net of the other controls. The addition of measures of investments of money and time has virtually no effect on the magnitude of these social and demographic coefficients. Thus investment does not appear to explain the effects of the individual, family, and community demographic variables on access. With respect to the relationship between past investments in friends and current reports of access to help from friends, it appears that reciprocity is indeed quite strong. Families having extended either time or money to friends in the five-year period prior to the interview are significantly more likely to report current access to help from them. Families reporting past investments in relatives do not report more access to friends' help, suggesting that these measures are not just the result of a general inclination to give and to have access to help. As expected, the reciprocal nature of family-based social-assistance networks is much weaker than that of friends. Providing money or time to relatives is not significantly associated with greater access to time or money from relatives. Although fairly large in magnitude, the coeffi- cient for the relationship between investment of money to relatives and access is not significant at conventional levels. These data do not permit testing whether there is a general inclination to give or have access to 98 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL help. While investing time in friends has a significant negative effect on access to social capital from relatives, this reflects the fact that respondents can only mention one source (either friend or relative) for each type of assistance (money or time). Race Differences Because of the strong race differences in perceived access, we looked for differences between blacks and whites in the factors associated with access to social capital. A few significant race differences in the effects of individual and family factors on access to social capital appear when these analyses are conducted separately for blacks and whites (Table 6). After adjustment for other demographic factors, non-employed white female family heads are more likely to have access to help from friends than two-parent, dual-earner families. There are no differences by family structure in access to help from friends among blacks. Among blacks, 'other' family types (including male-headed families) are more likely to have access to help from relatives than are dual earner couples. There are no differences by family structure in access to help from relatives among whites. The effects of household income differ in direction for whites and blacks. Among whites, the relationship between higher family income (lower need) and access to time or money help from relatives is negative and marginally significant (p < 0.10). Among blacks, the relationship between family income and access to time or money help from relatives is positive though non-significant. This suggests altruism as motivation for kin assistance among whites. This inference is not supported, however, by the relationship between family size and perceived access. Among whites, larger family size (an indicator of greater need) is associated with less access to time or money help from relatives. This may be a consequence of lower investment, as large families are less likely to report giving financial assistance to others (see Table 4). Greater schooling is positively related to access to time or money help from relatives for both whites and blacks, though it is only statistically significant for whites. The effects of migration are similar for blacks and whites, though they are weaker for the former than for the latter. As for the entire sample, geographic mobility is associated with greater access to time or money help from friends and less access from relatives. The coefficients are of similar size and in the expected direction, but fewer coefficients are significant for blacks. 99 100 RATIONALITY AND SOCIETY 11(1) 0)~~~~~~Z _ o ^ o o o t tn ON > N W) o 0 i 0 C' t, ^ n m o ~~~~~CS Z N t- r- Z oo ooo ot^C ,9' _ oo Nc o, w C tn w t-W t- toon oNoo > ~ ~ ~~~~~C _ , 00 >10mNN"tW c~~~~~~~t Oq C) \1 cn Oq O :rt C) N It t 0)~~~~~~~~~~~~~~~~~~~~~~~~~c CJ 00 4 00 -0C0 Cl \ O- 0) 000Q '-'I~-00 -- '- 0) 06~~~~~~6 6666 666666~~C5ciC566 6 666 40) o 0) X 0 0 C) O N ON t ' m 6 N t OeO 0) ) 6 : 9 0 00 000 0 0el~ 0 0r~l e- P0 5200 _ I ^ O _I O t o N 0) 00 0Od -mt _I t N O 9~~~~~~~~~0)^t^e S - - 1 . . . . . . . . . . . . . . 0) ntoo ooo o/o_ io_ a $: _/~~~~~ Q Po X sI *s~~~~~~~-0 @ 0 cS< t0) 0) c) 3 s A so. o. o o.^ ^ o. t x^ w cs ^ ^^ "o o. o c~~~~0 0) 0) 0)Soooo = *E Q < o~~~~ ct~ ~ ~ 0) 0) HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL N INON -OO e C N .oO tn W) IC CI- 0- _-n moo t- 666 o o o n o N oo 0O0U}0 o r 00 00 w6 00 o _ 00 or- o- o o o o o o ~~oNo o W ) O -- _ N O O "O O 6 6 6 i "O0 eCn 00 0 6 6 I 11- 0>-)00 00 0 0 00 00 0000 OO N C( 0 C e - m t- .-, 6 6 66 dcr O - O - N --I (- - 1-1 t Cl ) Cl I.-, 6 6 -O OC 6O N 00 N OI.N- C ON_ 58 b 00~ t It O) c n vroo a\ cN v cq 0 - 66i C5 5 666 66 i6 fNo. 0o xNe~ 0 0o.~ - 66 oos 6 6ooo_o _/ o o io N 0 0 0000 ~~N00c r 0~ ~~~~m r- cnC t mN oo Wt otN o m N o 6 t N o 6 u} _/ rI R C5 5 4 en 00 ~ t1 W r- n C)- N oo 00 tn W) q In en - oo 66 o o o oo om 6 nc r m rq ON 00 t. vl r- ^ ONON C \0Nc0tNe t0 CN00 0 6 0 -oN O N o N N 0 ) c - t - / -v \ n O 0 N0t - Q F 0 66m m O6 66 666 C 64- O o ON "0~~~~~~~~~7 ~~~~~~~~ 0 ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ C () 0) CA 0 -O lt i 0 0) CQ 0 3 ki 0) O 11 0 V . 00 .0 0) )q 0c 0 t 9 *;:: Ct4 101 00 ON, 0 N \ _~ RATIONALITY AND SOCIETY 11(1) The relationships between investment and access are similar for whites and blacks. Investing time or money in friends is associated with greater access to time or money help from friends, and less access to help from relatives for both whites and blacks, though, again, the relationships are weaker for the latter. Investing money in relatives is positively, but not significantly, associated with greater access to time or money help from relatives for blacks and whites. Surprisingly, for blacks, investing time in relatives is associated with greater access to time or money help from friends. Thus for blacks there is more of a spillover effect from investing in relatives to potential receipt from friends. What this means is unclear, partly because access to time and money are combined in Table 6. Effects of Investments by Type, Relationship, and Race To test whether investment of money is associated with access to money, and investment of time to access to time, when examined separately for friends and family, we ran the Table 6 analyses separately by type of help and race (Table 7). As expected, for both whites and blacks investment of time to friends is associated with greater access to time help from friends and less from relatives (Table 7). For whites there is a spillover effect with investing time in friends being associated with access to money help from friends as well. For whites, but not blacks, investment of money in friends is associated with greater access to money from friends. These relation- ships are weaker for family, with no significant associations for either blacks or whites. Blacks show more of a cross-relationship spillover effect of providing time assistance, with those providing time to relatives also more likely to report access to money from friends. Thus, the structure of social capital is generally similar for blacks and whites, though it differs in one important respect. Among whites, access to time or money in a particular relationship is much more closely linked to investments in it. The finding that blacks who invest in family may have access to help from friends may be due to the existence of fictive kin which makes ties between kin and friends interchangeable. Alterna- tively, it may be that, due to limitations of question wording, the data fail to capture simultaneous investments in several different relation- ships, e.g. both kin and friends, and that blacks are more likely than whites to have such complex ties. Only investments in kin would be captured under this scenario. There are a few small race differences in the effects of family 102 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL circumstances on access to social capital. Having a child in the middle childhood years is associated with greater access to money help from friends for blacks and with less access to money help from relatives for whites. Among blacks, a single-earner couple has less access to money help from friends than a dual-earner couple. Among whites, employed female heads are less likely to report access to time assistance from kin; they may be a stigmatized group. Schooling appears to be a proxy for the value of time, particularly for whites. White household heads with more years of schooling report less access to time help from relatives and more access to money help from relatives than those with fewer years of schooling. This is consistent with the exchange hypothesis that time help will go to those with a lower value of time and money to those better-off. There are no significant associations for blacks. The Relationship between Money and Time In Table 7, we included a control for access to money help in the time regressions and a control for access to time help in the money regressions to see whether money and time help are associated, controlling for other factors.4 Contrary to our hypothesis of a negative association, money and time help are consistently positively related for both friends and relatives and among both blacks and whites. Conclusion Our descriptive analysis found that more than four out of five white and black families with children under 18 years perceive that they could count on access to help from family in an emergency, and about one out of five perceive that they could access help primarily from friends. Although blacks invest nearly as much time and money in their family networks as whites, their perceived ability to receive support from these networks is considerably lower. The reverse is true for friend-based networks. Blacks and whites invest nearly identical amounts but blacks are more likely than whites to perceive support from friends. Again, this could be due to the failure to be able to take investments in multiple relationships into account in the analysis. Families that are better off tend to be heavier investors in family and friends. This is not surprising, as they have greater resources. Strong support for the hypothesis that investment leads to social capital comes from the investment behavior and perceived access of movers. As 103 104 RATIONALITY AND SOCIETY 1 1 (1) _cn V c 0 ^ > I000 0000 ICo ',t- '- ao > N m o _~~~~~~c o. Co. CS " 't ,I q t " o o CS o~ c9~ on oolp \l- 00 N '- z _ w rt OoC _ o _/ o 0 o oo mCoo .> S Xs X m o it > tm>n q q q o^o ~~ 0~~000 C>0 - 0 0 0 V o ooo6 6 O 6o o m 6 6 O ooo 00 ~~~~~~~~~~~~~cl 0 0 0 \ O. O. in O.O,C N t s^m m 't "C t . .O O .O t ~ ~~~~~~~ I lz C C C 0c o o ~ 0oov- 0 W - 0nm W cww~ )m -k =~~~~~~~~C C) c) 0 n - m cl c 9 C) cq oo cq oo Cn C) C) 0 > 9o O u < R $ 8 8 8 cC) \ o WI) C,\ 0 C> O m C CC,N "C t ooo C)000)C)0 'CNC 0C 0llC) l c C C>0 00 C C 6666 66666666666 o o Cs ooo o 666 oo 00 +Z (7 C tn ooC9 m It oc r It tl r- oo~ m C-- N o) It ol C, W) C) \~~~~~~~~ m 0 ,\ olloo N \o o0 00 Co N 9 N cs I o o o C\ C>o o 0) ~~~~~ 0000 ''~C)C)0 l 0-'0 'C)C> ClCl'O 00 rm\0 N 0 a0) '0~~~~~~~~~~~~~~~~~~~~~~~~~~c 0 e c'M -0 1E mclin o- vo l ---a r--t-0 o 0) -X ._ xo0' l t- Il M t o n o CO o o c0 l 0C oo '~~ 0 I'-0l~ l~ I e O oO C0N 0 5o i H00 M o o o o m 2 v o C,,o 6 6 6 N 66 0000 V xo oo o o N C o> o I w o ,\N ao oooo 00 ~~~0) ~~~~~ 0C), o o-c-' -ooj-~ C-n~~~~~~~~~~~~~~~~- cq = _eE O m 08 o cs oO0 0000 -'C0i o o en 0 clCO ) 0 0 00 CQ C5_ C9 0 6 6 6 6 C5 6 O O cr oo w 66oo 6 t \o o o o o o o oo 0~~~~~~~~~~~~~~~~~ 0) '0_EE o 30 zT 0 'IC) 0 0 C) 0 0 =~~~ ~~ .0Cl * 0~~~~~~~~~~~~~~~~ 0= . s> m O o '0 o u N 0 Y~~~~~i ct ASo oo o Nt nntoo 00 ~ o 0 o0oo ~~~~0 00 0 0 0 Cl 0'0 moXt^ONO W~~~~ - A)C SOC '0t 00 0 0 0O,, sv ~ ~ ~ * *X b0 0) 0 noooooooo c) x E ~~~~I~ 0 ; t a M~~~~~~~~~~ HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL 105 oN (I' \OC- 0\ 0b 0 r- N oo t t ,C, N oo o o Cl N cqN cs O W ol 1- 0 r- \C tn to en 09 CN en v D 7t "t 00 vW0 0C0C-C t 0 l 666 oo cin 66666666 6666666 C>0 00C CIC It0 000 0000ClCC0 00 0 000 ~0 00 0 00 0 ol in N o00 C) t0 en N0 e _s en t_\0 VI I eooo~~~~o~~ Cl-~" cnO Cl ~0cl oo _ CS 0 0 oo oo0 C) C) 0 0 0 o X vt } W) 0 00 00 ~~~~~~~~~~~22~~~~~~ ~~0 oq 00 rz 00o ~c N C- 00r- c cl0tn i-- 0 II)C'Cl.0 000 0ot on t O N O O o o ^ ~~~m n 00^Oe OV 0C -00 - Co ) 0 l 01 C0 0c lC CS UC t"0 C 0 Oc c U ) O cQ ON t- O )\n -) oo C - N O C O XCt_I 0 tl CIO t- ) C _ Inc 0 t" _0 - 0 _N _ e . i"..r~ m , Fz v) O0 - 0 in w N O- Oc9 ol t- cn m - - oo t O o 0 Noo O U') 10 in 00 - ~~~~~~~C> o atFOmo 9 It 9F^Fc 000 00 00 0 C O OC O -0 X0C0 0 O O ) en C 00C \ 00 00 00 00~~~~~~~~~~~~~~~~~~~~0 000 0 00 0 00 00 : Oin NO0 000 00C,- \ 0 \ > tt_ \ .Cl cn o o- ." q " 1- O Ili OIt O O C CS tO, o) NW 1 ~00C )0 0 0 0 0 tn~~~~~~~~~ cn 0C C 0 0 000 O 00 en 00 tO 00 00\ C0 0 O C 0 a o C 00 C C 00 00 t00 O t O ^ O OO O ^ ^ O tn A 10 0 ^o ) o o 6 o o o oC 0 Co o o o o o CD > - - ott- C00 o E- 0o m w 0 Cr V o00 mV ~~~~~~~~~~ 4 T " ) r _ o o ) ln W)v C) 00 c 0 00 1* 0ClCl C-- 0 ~ 0 0 ~ ~ ' ,.0t o o r' - >O o m o \ 0 W o C o~ C C N o W o1 on N oo- t W) * W) cs _F o soo.oo, m o.i t q In q o. q C N crE 0 1 otC> C) 0 - C l )0 )0 0 t0 \00 - ~ 0 -~I o c C C E Cn ' t C c % o 00> o il 6 c6 6 C0 00 in O . O , m \. t66666666 ^ 9 6 O 'n ~~~~ . ' ; - : c *y 0 0 ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ t 0 0 0 > '0 '0 0 0) 0) 0 0 0) o. '0~~~4 4 4 5 0 ~ 0 0) 0 0) 0 - . ~ 00 4. 0 0- 00) 0 0 0 0) 2 ~~~~~~~~~~~~~~4 Q.0 0o0 ~~~ ~ ~ o.~ ~~ o c~~ Cl RATIONALITY AND SOCIETY 1 1 (1) hypothesized, families who have moved away from their family of origin report less access to help from kin and greater access to help from friends. This suggests that greater distance reduces the influence of the extended family. We showed that this is because migration is associated with reduced availability to and time help from kin nearby, increased time investment in friends, and increased access to time help from friends. However, it is not associated with reduced monetary investment in kin, reduced access to money help from kin, or increased access to money help from friends. Contrary to our hypothesis, families that invest appear to invest and have access to both time and money help. The two are complements, not substitutes. Our main interest is in the extent to which altruism and exchange explain social capital investments. Investments in friend-based social capital appear to be motivated by exchange. Among those who do not mention family but do mention friends as the primary source of assistance, the relationship between investment and access is con- sistently strong, regardless of whether time or money is involved. Consistent with this argument, black female heads have access to less money but more time from friends than do two parent dual-earner families. They also invest more in them. For kin, the exchange-based nature of networks was not in evidence. Neither providing money to relatives, nor investing time in relatives was associated with significantly greater access to time or money help from relatives. Thus this suggests that other motives are involved in kin- based social capital. We found some evidence for kin-based altruism, but only among white families. For whites, access to time and money help from relatives is marginally but negatively related to family income, as would be expected in an altruistic model. Thus, while it applies to friends, the motivation for providing time and money to kin cannot be accurately described as an 'investment'. While little evidence for exchange was found among kin, it is troublesome that evidence for altruism is also weak. Other researchers have also failed to find strong evidence for altruistic links across extended family relations (Altonji et al. 1992). It may be of concern that social relations are so strongly based upon exchange. A lack of altruistic motivation makes the process of setting priorities in constraining public expenditures more divisive than it would otherwise be. While the decline in community has been described and studied for many years, the high level of economic growth and prosperity in the USA previously reduced conflict among competing interests. When society feels the 106 HOFFERTH ET AL.: THE DEVELOPMENT OF SOCIAL CAPITAL pinch of reduced growth and lower resources, the social and political consequences of dependence on exchange relationships become more evident. NOTES Funding for this research was provided under the Child and Family Well-being Research Network, NICHD. Martha Hill and participants in the Michigan Family Studies Seminar provided helpful comments. 1. Note that the respondent is asked only about time help received from nearbyfriends or kin. As families move away from where they grew up, access to time help from kin will decline simply because they no longer live near kin, not because willingness to help has declined. This should not affect access to time help from friends, access to money help from kin or friends or time/money investment in kin or friend-based social capital. 2. The standard errors were corrected for the complex sampling design using SUDAAN. 3. 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'Social Capital and the Normative Order of Life Events among At-Risk Female Youth.' Paper Presented at the Annual Meeting of the Population Association of America, San Francisco, California. Taylor, Robert J., Linda M. Chatters, M. Belinda Tucker and Edith Lewis. 1990. 'Black Families.' Journal of Marriage and the Family 52: 993-1014. Teachman, Jay, Karen Carver and Kathleen Paasch. 1996. 'Social Capital and Dropping Out of School Early.' Journal of Marriage and the Family 58: 773-83. Thornton, Arland and Hui-Sheng Lin. 1994. Social Change and the Family in Taiwan. Chicago, IL: University of Chicago Press. Wellman, Barry. 1979. 'East Yorkers and the Community Question.' American Journal of Sociology 84: 1201-31. SANDRA L. HOFFERTH is Research Scientist at the Institute for Social Research; Research Associatc, Population Studies Center; and Co-Director of the Panel Study of Income Dynamics, University of Michigan. Her current research focuses on children's time use, and parental employment and child well-being. Her recent publications include 'Parental Extrafamilial Resources and Children's School Attainment' (co-authored with J. Boisjoly and G. Duncan) in Sociology of Education (1998); 'Public Assistance Receipt of Mexican- and Cuban-American Children in Native and Immnigrant Families' in D. Hernandez (ed.), Children of Immigrants: Health, Adjustment and Public Assistance (1998); and 'Family Adaptations to Income and Job Loss in the U.S.' (co-authored with W. Jean Yeung) in Journal of Family and Economic Issues (1998). ADDRESS: Institute for Social Research, The University of Michigan, Ann Arbor, MI 48106-1248, USA [email: Hofferth@umich.edu]. JOHANNE BOISJOLY is Professor and Chair, Department des Scien- ces Humaines, Universite du Quebec a Rimouski, Rimouski, Quebec, Canada. Boisjoly's current interests lie in the field of socioeconomic inequality and quantitative methodology. Her current research explores the risky behavior of adolescents in the USA and labor and unemploy- ment issues in Canada. Her recent publications include 'The Shifting 109 RATIONALITY AND SOCIETY 11(1) Incidence of Involuntary Job Losses from 1968 to 1992' (co-authored with Greg. J. Duncan and Timothy M. Smeeding) in Industrial Relations (1998); 'Time Limits and Welfare Reform: New Estimates of the Number and Characteristics of Affected Families' (co-authored with Greg J. Duncan and Kathleen Mullan Harris) in Journal of Policy Analysis and Management (forthcoming); and 'Initial Welfare Spells: Trends, Events and Duration' (co-authored with Kathleen Mullan Harris and Greg J. Duncan) in Social Service Review (forthcoming). ADDRESS: Department of Sociology, University of Quebec at Rimouski, Rimouski, Quebec G5L 3A1, Canada. GREG J. DUNCAN is Professor of Education and Social Policy, School of Education, Northwestern University and Deputy Director, Joint Center for Research on Poverty. His fields of interest include income distribution and child and adolescent development. His current research develops and tests intergenerational models of poverty and welfare use and evaluates welfare reform's effects on families and children. His recent publications include 'How Much Does Childhood Poverty Affect the Life Chances of Children?' (co-authored with Jeanne Brooks-Gunn, Wei-Jun J. Yeung and Judith Smith) in American Sociological Review (1998); The Consequences of Growing Up Poor (co-edited with Jeanne Brooks-Gunn) (1997); Neighborhood Poverty: Context and Consequences for Children (co-edited with Jeanne Brooks-Gunn and J. Lawrence Aber) (1997); and 'The Structure of Achievement and Behavior Across Middle Childhood' (co-authored with Lori Kowaleski-Jones) in Child Development (forthcoming). ADDRESS: Center for Urban Affairs and Policy Research, Northwest- ern University, Evanston, IL 60208, USA. 110 </meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<back>
<notes>
<p>Funding for this research was provided under the Child and Family Well-being Research Network, NICHD. Martha Hill and participants in the Michigan Family Studies Seminar provided helpful comments.
<list list-type="order">
<list-item>
<p>1. Note that the respondent is asked only about time help received from
<italic>nearby friends or kin</italic>
. As families move away from where they grew up, access to time help from kin will decline simply because they no longer live near kin, not because willingness to help has declined. This should not affect access to time help from friends, access to money help from kin or friends or time/money investment in kin or friend-based social capital.</p>
</list-item>
<list-item>
<p>2. The standard errors were corrected for the complex sampling design using SUDAAN.</p>
</list-item>
<list-item>
<p>3. The reader is cautioned that the reason for the strong relationship between moving and reduced access to time help from relatives lies in the fact that the question asked about time help from nearby relatives. Thus the reduced time help could simply be because a move occurred, and not because of a reduction in willingness to provide time assistance, though they are likely to be related.</p>
</list-item>
<list-item>
<p>4. This did not affect the other coefficients in the model.</p>
</list-item>
</list>
</p>
</notes>
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<title>THE DEVELOPMENT OF SOCIAL CAPITAL</title>
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<namePart type="given">Sandra L.</namePart>
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<namePart type="given">Johanne</namePart>
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<name type="personal">
<namePart type="given">Greg J.</namePart>
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<abstract lang="en">This paper investigates whether a family's access to social capital— defined here as perceived access to time and money help in an emergency from kin and friends—depends upon the family's past time and money investments in those kin and friends. It also examines the potential tradeoffs between money and time help from friends and relatives. Data come from parents of children under age 18 who responded to a supplement on time and money assistance included in the 1980 wave of the Panel Study of Income Dynamics. The results suggest that while parents who invest primarily in friend-based help networks have greater potential access to assistance from friends, there is no significant link between investment in family and access to family-based assistance. Thus, while exchange describes social-capital linkages to friends, it does not describe family-based behaviors. Other findings are that time and money appear to be complements while investments in friends or family are substitutes.</abstract>
<subject>
<genre>keywords</genre>
<topic>social capital</topic>
<topic>kin networks</topic>
<topic>time assistance</topic>
<topic>money assistance</topic>
<topic>social exchange</topic>
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<title>Rationality and society</title>
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<identifier type="eISSN">1461-7358</identifier>
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<part>
<date>1999</date>
<detail type="volume">
<caption>vol.</caption>
<number>11</number>
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<detail type="issue">
<caption>no.</caption>
<number>1</number>
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<extent unit="pages">
<start>79</start>
<end>110</end>
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