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Musical Perspectives on Psychological Research and Music Education

Identifieur interne : 002105 ( Istex/Corpus ); précédent : 002104; suivant : 002106

Musical Perspectives on Psychological Research and Music Education

Auteurs : Robert Walker

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Abstract

It is argued that psychological research in music tends to ignore musical matters. In modern Western culture music is prized for qualities of uniqueness and individualism, and musicians are regarded more for their giftedness than their training. In other cultures social acceptability is more important and everyone performs as an essential part of everyday life. Researchers into visual perception and visual art utilise art from any source aS base-lines or guides in their interpretation of children's drawings. In contrast, psychological researchers in music tend to be constrained by narrow definitions of music. It iS also argued that psychological research in mUsiC has resulted in musically undesirable applications in education. The basic point is that the musical inadequacy of such research stems from the applications, in scientific method, of rationalism and empiricism to a study of mUStC Music is a product of mans unique, intuitive and irrational imagination. The traditions of rationalism and empiricism and the artistic products of mans irrational imagination are in opposition. It is not possible, therefore, to promote understanding of the latter from the tenets of the former. This clearly calls into question the efficacy of relying solely on modes of rational enquiry and utilising models based on scientific empiricism in psychological research in music. Examples are cited to defend this viewpoint.

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DOI: 10.1177/0305735687152005

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<meta-value> Psychology of Music, c 1987 by the Society for Research in 1987, 15,167- 186 Psychology of Music and Music Education Musical Perspectives on Psychological Research and Music Education ROBERT WALKER Faculty of Education, Simon Fraser University, Burnaby, British Columbia, Canada V5A IS6 It is argued that psychological research in music tends to ignore musical matters. In modern Western culture music is prized for qualities of uniqueness and individualism, and musicians are regarded more for their giftedness than their training. In other cultures social acceptability is more important and everyone performs as an essential part of everyday life. Researchers into visual perception and visual art utilise art from any source aS base-lines or guides in their interpretation of children's drawings. In contrast, psychological researchers in music tend to be constrained by narrow definitions of music. It iS also argued that psychological research in mUsiC has resulted in musically undesirable applications in education. The basic point is that the musical inadequacy of such research stems from the applications, in scientific method, of rationalism and empiricism to a study of mUStC Music is a product of mans unique, intuitive and irrational imagination. The traditions of rationalism and empiricism and the artistic products of mans irrational imagination are in opposition. It is not possible, therefore, to promote understanding of the latter from the tenets of the former. This clearly calls into question the efficacy of relying solely on modes of rational enquiry and utilising models based on scientific empiricism in psychological research in music. Examples are cited to defend this viewpoint. Sloboda (1986a) opened up an important debate concerning psychological research, music and music education. Hargreaves (1986) responded with a thoughtful and detailed explication of the importance of a developmental approach to psychological research in music, and in this one gets a view from the perspective of psychology. Unfortunately, all too rarely in the journals which report such research is there a musical view presented of the issues surrounding those things psychologists investigate in music. Pressing (1986) expresses something of the frustrations felt by musicians towards psychological research in music. In my opinion, the main issues can be summarised in the following manner. On a very general level, it is not clear that psychologists are researching matters which are relevant or intrinsic to the domain of music. The criticism is not of psychology, per se, but rather that psychological research methods might yield results which contribute to a redefinition of knowledge about music in such a way as to re-shape music effectively in those areas where such research is applied. Empirical scientific knowledge exercises enormous influence in the field of education. In which case psychological research findings assume more than academic significance. The iise of a taxonomical approach in educational curricula is currently very popular in schools, for example, and derives its structures, procedures and content from psycho- logical research. An objective of this paper is to remind psychological researchers of the way musicians know music. Another is to demonstrate svcoolog cA Research and Music Education that there is evidence in culTrent educational practices in general music - education that music is being redefined to suit the parameters of psychology. It is argued that such redefinition can become misrepresentation, resulting in mis-education. One of the umain purposes of psychological research is to discover universal laws governing human activity. Thus nomothetic approaches to research are of great importance for psychologists. This is in direct contrast to musical scholarship which relies on the idiographic approach. There have, however, been a number of theories about music based on nomothetic approaches throughout the history of Western civilization, wlhich have generally proved to be of limited value musically. The secularisation of nmodem Western society has resulted, mtusically, in the growth of concepts of "uniqueness",- "individuality", and "giftedness" as prized musical attributes. 1t is not clear that psychological researchers in music are either sufficiently cognizant of this, or convinced of its relevance to research. The development of Western musical practices has been from a pre-occupation with '"A Qtjtgpdition" from mnedieval times (see Sanders, 1980), rather than style, to highly individualistic, stylistic composition in modem society Musicians believe this has had profouLnd effects on musical cognition and behaviour of a' qualitative nature. The basic philosophical problems concerning monism and pluralism are imiiplicit, and psychologists tend to be monists. However, rather than argue in abstract philosophical ten-ns, which is rightly the realm of philosophers, I am arguing for the specific case of music on the assumption that musicians are pluralists and mlusic is pluralistic in nature. In p vc :o:ogical research in music one rarely encounters a definition of the type of music being researched. There is a tendency to categorize all activities loosely connected with man making sound as music and, therefore, to regard them as related activities with commonalities. As a corollary, there appears to be an assumption on the part of some researchers that the diatonic scale s. stem and metrical rhythms constitute a kind of lingua franca of music. In which case they are deemed adequate to satisfy as base-lines or as representatives of the enormously diverse field of musical practice. This appears to be a product of the psychologist's need for nomothetic tools. One result is the elevation of - the comnmon, the general and the musically insubstantial in applications of psychological research in fields such as education. Contemporary Art Music is -a contentious issue in musical circles largely because of the predominance of historical musical content in music education, both practical and theoretical. Music education has generally not been very concerned with the greater emphasis on musical individualism, or even icenoclas-9, which has become increasingly predominianit over the last two h- d ed years or so. Some of the blame must accrue to the psychological researche who tends to play safe and use musical materials which are out of date or musically sterile, but which conform to what might be called, statistically speaking, the mode of safe opinion about what cons es music and musical behaviour. Researchers into the psychology of visual art are :o' so constrained. There is a great deal of important and 168 Psychological Research and Music Education 169 illuminating research into historical, primitive, contemporary and ethnic art, as well as children's drawings (see, for example, the work of Claire Golomb, Rudolf Arnheim, and the associates of Project Zero). For example, Gardner (1983) and Arnheim (1969) can analyse children's drawings using images from contemporary or ethnic art as base-lines in explaining how the child is conceptualising his visual experiences. Too often in the case of music the base-line is taken from historical materials when the child's sounds may be more relevant to John Cage or Edgard Varese than Handel or Bononcini. Above are adumbrated some of the important issues in the dialogue between psychological researchers in music and musicians. Part of the difficulty in such an exercise is to identify precise correlations between musical scholarship and practical "mknow-how?? and psychological research in music. However, under the headings listed below it is hoped that what follows will address matters sufficiently to induce psychologists to debate these issues. Applications of the nomothetic approach of science to music Scientific methods are frequently described as furthering our understanding, facilitating description and enabling us to predict. The basic approach utilised in psychology is the nomothetic one which seeks to establish broad generalizations and universal laws. One reason for the musician's skepticism towards this approach is worth explaining in some detail at this stage. Throughout the, history of Western culture there have been many nomothetic approaches to defining or explaining music scientifically which have all proved to be irrelevant or even misleading musically. The Pythagorean theory of Harmonics, upon which the whole fabric of Western scientific theory about music is founded, is now regarded as unconnected to musical practices of ancient Greece (see Henderson, 1957). Thus the origins of Western scientific theory about music provide its flaw in being divorced from what Greek musicians actually did. The interval ratios devised from Pythagorean proportions using the tetrad (numbers 1, 2, 3, 4) were not reflected in the singing which the Pythagoreans, Plato or Aristotle heard. The human voice is capable of enormous variations, within certain bounds, in wave repetition rates and harmonic spectra. To imagine that, for reasons connected with abstract mathematical theories of proportion, singers would limit their sung tones to those conforming to interval ratios contained in the tetrad indicates a misunderstanding of musical behaviour. Aristoxenus, a pupil of Aristotle, said as much in his criticism of the Pythagoreans. In any case, such theories were more concerned with the physical reality of the universe and man's place in it than with music. The writings of Boethius, relaying ancient Pythagoreanism and Platonism to European scholars up- to the Renaissance, and ideas of Plato' and Aristotle fuelling the growth of Western scientific and intellectual thought from the 16th Century onwards, are only too evident in scientific texts on music. In the 19th century, Helmholtz (see 1954 edition) developed a monumental theory of relation- ships between acoustics, human auditory functioning and musical practices. Psycholog cal Research and Music Education He likes ed acoustical dissonance, for example,? with musical dissonance, in spite o tl.e nr si. al dissonances being written around him by Liszt, Wagner, Brahms, and hen Mahler, which clearly demolished his theories in musical terms Roederer (1979) has cleared the air for those who still cling to Helmholtz's notions by showing that there is no connection between acoustical and musical dissonance. Earlier this cent ry, Heinrich Schenker developed a scientific method of music ' .'analysis. - Its weaknesses have been exposed by many, including Susanne Lancer (1953) who dismissed such analysis as ??essentially a barren exercise??. Tae chief criticism s is thatat best it is ethnocentric and limited to a short period or recent European musical history, and at worst it virtually relegates a great deal of European and other ethnic music to some category outside of m7 ,ic. During the late 1960s - and early 1970s Berlyne (see BerlynceJ 197 1 " introduced his "new experimental aesthetics" which relied upon of arousal. He cites the presence of Hedonic centres in the brain and postulated a complex system of arousal and dearousal interactions in responses to sounds, shapes, and colours. The problems were manifold. Young (197.8) would only say that such ideas were no more than a beginning in view of the complexity of reward systems in humans. A most serious criticism, musically, lies in the vagueness of Berlyne's concept of pleasure. Whether, it fact. he was dealing with aesthetic pleasure, a concept intrinsic to modem Western music, or some vague sensory pleasure at a low level of cognitive functioning, was never made clear. One was not sure whether the pleasure he referred to was that of someone merely liking the sound of 19th Century symphonic music as opposed to the specific musical symbolism intended by, say. Berlioz or Tchaikowsky, with all the philosophical problems involved. More recently, Chomsky's theories of generative grammar in language (themselves the subject of intense debate within linguistics) have been applied to music by Lerdahl and Jackendoff (1983). The idea that a theory of language can apply to music is itself flawed. Language operates as a uniquely flexible system for communicating precise meanings. Music does not, and has no representational properties of the type associated with language. The rather serious criticisms raised by Peel and Slawson (1984) would tend to place the theory in the same category of ineffectualness as Helmholtz' or Berlyne's. Its inability to account adequately for the harmonization of a Bach choral or the theme from Mozart's A major Piano Sonata is indeed a serious problem, particularly since the theory was designed for such hings. When Peel and Slawson demonstrate, as they do comprehensively in musical terms, that ??even the strongest hypothesis of the theory .. is violated in tonal music" one cannot share Sloboda's (1 986b) enthusiasm for it. This is not, to say that one does not hope it might be developed further. Ti'!' musical significance of 'cultural and social beliefs The wc o e fabric of modem Western thought about music is built on notions of music arformeci by those considered to be specially gifted in the 170 Psychological Research and Music Education sense of possessing an ability to create the finest musical art. This is characterized as something representing the highest ideals in its form, content and execution. Thus we revere only the special few in music. We hold up musicians of the past, such as Mozart, Bach, Beethoven, etc., or "great" jazz players such as Coltrane or Parker as exemplars of supreme giftedness. There is no tradition of esteem for the musically mediocre in Western culture. Neither are there any democratic considerations of anyone being able to do justice to making music in Western culture merely by being trained as a musician. To succeed it is necessary to have special qualities which transcend mere training. Even in the field of popular music the same holds true. The masses will flock to hear their fantasies fulfilled by seeing the latest popular music sensation (whether punk rock, heavy metal, - or whatever) but not the person next door playing such music even though they might be a better trained musician. There is virtually no tradition in modern Western culture comparable to that of some other cultures, the Pygmies of Equatorial Africa, for example (see Bebey, 1969), or the Copper Eskimos of 'he Canadian Arctic (see Jenness and Roberts, 1925) where music is practised by everyone purely and simply as an important social event. In such societies music is an' integral part of everyday life and as crucial in everyone's life as eating, sleeping and sex. Consequently everyone is a musician and brought up from birth as such, and notions of "giftedness" or musical qualitative (sic) differences are unknown. The musician believes that such things induce profound differences in musical behaviour and cognition between musicians in societies where everyone performs and those in modern Western society. Western musicians who teach look for some special "gift" to nurture, and only accept those who they feel possess it. In societies such as the Copper Eskimo or African Pygmy no-one is excluded as a performer, and the concept of ??giftedness?? is unknown. Western concepts such as "giftedness" or "uniqueness" can be given substance by drawing on the body of knowledge about music which successive generations of musicians and music scholars have built up. Their approach is essentially idiographic. Whilst one would not wish to condemn out of hand the nomothetic approach to psychological research in music, the evidence is sparse that it can produce anything which is musically relevant or significant. The Musician as Hero-the Rise of Individuality and Uniqueness Within musical circles recognition of the "gifted" as being different from the merely well trained is often a controversial matter. Eventually, though, posterity seems to put things into proper perspective, and the truly "gifted" emerge, while the "merely competent" fade into insignificance. The rise of the "musician as hero" in the early part of the 19th century is an important factor in beliefs about "giftedness", and the emergence of the musical prodigy in the 18th century began the process. The demise of aristocratic privilege after the French Revolution brought a new independence for artists: they could be as individual, as esoteric as they wished. The age of the artist as hero was born. It was proclaimed in novels, and music was regarded as the "art of arts" (see Lang, 1978). Beethoven was acclaimed ae 171 s cholooical Research and Muisic Eduication the epitome of the artist-hero. Consequently, musical composition became more susceptible to some theory of musical expression than ever before. Cons d r, for examlple, NVVagner's theory expressed in "Das XKunstwerk der Zukunf" 'vi he e he said that "music is not to be comprehended by logical examination but is to be recognized as a power of nature, whaich men perceive but don ot understand", or the ideas of Liszt or Berlioz concerning music's e tc iy transporting powvers. Such ideas may appear to border on the insane to oh ective psychological researchers but they are part of music's history. N-1-or--over, there is an extremely important and large corpus of musical composition based on such ideas which forms a maj orpart of the present Concert repertoire. However, to a musician, this means that musical behaviour can be manifest 'I some theoretical concept of composition as well as overt performalce; in the observable behav iour of a virtuoso like Paganiri,-pavarotti or Ashkenazy, or the iconoclastic compositional ideas of Liszt. Berlioz or Wagner, or John Cage, Peter Maxwell-Davies, Morton Feldma-, Stockhausen, Steve Reich, or Earl Brown, etc. It also means that, historically, composition moved out of the realm of social interaction into the purely artistic, xvhere uniquness and individuality are imnportant qualities. Ail u erformers of "great" talentt in Western culture (except possibly singers) have e:'ierged early. As Gardner (1983) says: "Of all the gifts wvith which imo sicuals may be endoxved, none emerges earlier than musical talent ii :ot gh speculation on this matter has been rife, it remains uncertain just wvvhy s i >>sicai talent emerges so early" (page 99). There is, however no clear-cut connection betveen ability as a performer and talent as a composer. Many fine performers are not known for their compositions and, vice-versa, many composers are not concert perforlmers. XXolfgang Amadeus Mozart vas by no means as unique a musical prodigy in the 18th century as he is now a composer. That was a time of child prodigies. Parents made fortulnes out Or their prodigious children and, naturally all incipient talent was nurtured carefully by ambitious parents. For some, a more prodigious mnusical talent than Mozart's was that of Willianm Crotch. According to Grove (1954) "his precocity is almost unparalleled in music; even Mozart and Mendelssohn hardly equalled him in that respect". At the age of three lie is said to have startled the musicians of Cambridge with his playing. He went on to eniov distinction as a musical academic and composer. Of some interest is the reported ability of Crotch to excel himself in the musical tests and examinations available to the times (e.g. he was subjected to an enquiry by the Royal Society a: the age of 5). Western thought has recognized in Mozart's music something qualitatively different to, and more special than, the music of William Crotch, yet all the evidence of their early years indicated that Crotch was possibly. superior. Rousseau, the philosopher, working in the same circles as Rameau, was more highly regarded as a composer than Rameau by some! (His opera "Le devin du village". 1753, was given more than 400 performances!) Beethoven was certainly considered a good composer by his contemporaries, but some thought C iementi or - umrnel superior. Cherubini, principal of the Paris Conser'satdire in the 18306, called Berlioz's "Fantastic Symphony" an 172 Psychological Research and Music Education "abominable work" and declined to attend its first performance saying "I don't want to be taught how not to write music with the air of a cat choking down a forced dose of mustard." (see Newman, 1966, page 116). Liszt's music was described as "the invitation to stamping and hissing" (Sitwell, 1967, page 191), and his piano playing as "similar to thumping and partially destroying two very fine pianos" (Sitwell, ibid., page 99). The music of Tchaikowsky earned the comments "madness and musical contortions" from the famous critic Otto Gunprecht in the Berlin Zeitung of Septelmlber 17th, 1878. One can extend such accounts right up to the present-day So, clearly, in some judgements about musical composition there appears to be an elusive factor xvhich escapes some important contemporaries of the "great" composer in question. It is suggested that, at the very least, this has some signlificance for our understanding of nmusical cognition of "great" music! There must be an element of acculturation or, perhaps, habituation involved, which helps overcome problems caused by musical "uniqueness One can be tempted to suggest that some contemporary perceptions of musical ability or musical worth favTour the predictable and mediocre above the "great the "individual" and the "unique". This might be facile, howvever, in the sense that music serves many purposes and functions, including social, political, religious, aesthetic; even therapeutic (see Merriam, 1964), and in certain situations these factors are more important than notions of "greatness" or "uniqueness". The idea of psychological research in nmusic finding ways of testing for "greatness" is redolent of the bad old days of intelligence testing and norm-referenced I.Q. tests. Music would become truly boring if it were confined only to those wllo were identified as "great". The emphasis in this paper on concepts of "greatness "giftedness", or "uniqueness" is not one favouring such a restrictive view of musical activity. Rather, it is intended to highlight these traditional WXestern musical concepts in order to show their importance for mnusicians. Implicit in such statements, however, are suggestions of qualitative categories. They may w ell be characterized into categories on such criteria as universal appeal, uniqueness or iconoclasm. These might range from popular, light, entertaining composers such as Henry Mancini, John WVilliams or Michel Le Grand, to more serious, yet accessible figures like Vaughan Williams, or Philip Glass, right up to such figures as Beethoven or, today, John Cage, or Stockhausen. Similar categorizations could be.demonstrated in the field of rock and popular music, ranging from, say, Olivia Newton-John, Michael Jackson or Boy George, to figures such as Elvis Presley, Chuck Berry or Sid Vicious. It is difficult for nmusicians to accept that there are not important qualitative (sic) differences between such categories. The educational development of "great" composers One assumes colmlposers need some fornal education in music. Yet tantalisingly, so many of the "great" composers appear to have taught themselves or to have found from sources other than formal education the things which mattered to them in their development as composers. This would be understandable only if the sense of inexorable progression and 173 rsycrcoiogica 1 ReIsearch amd AlIIsic FEduzcafion intercom ectedness in the development of Western musical composition, implicit in most music education curricula derived from taxonomies such as Bloom's, were misguided. The view that holds sway all too often is that each successive generation.can build upon the previous one, and that, somehow, all composers are connected in some more significant maininer than simply that they all "do" music. This issue can be quite crucial both to psychological research and music education. If each Western composer is a musical uni;_,erse unto himself, often inventing his own musical language, then it makes research into general musical practices rather complex and difficult, and brinle's into question the use of behavioural objectives and competence-based curricula in music education. Too much evidence from the work of "great" composers seems to indicate some kinc of major break from the past and distinctness from their contemporaries' to warrant the characterization of significant musical history in Western culture as purely and simply incremental (see NWestrup, 1967). Some m:amnles wTill suffice to illustrate the point. Beethoven was quite clear in his views that he learned little or nothilng from Haydn, Mozart, Salieri or Albrec: tsberger, all of whom gave him some, pedagogical attention (see Sonneck: 1967). We should not dismiss this purely and simply as arrogance. Debussy was certainly among the high, achievers at the Paris Conserv atoire, and ever ually was awarded the Rome Prize. However, he appeared to have learned more of value to his personal development as a composer from the cafe pianist Erik- Satie and from hearing the Jaxvenese Gamelan at a Paris Exhib :ion Certainly, it is difficult to see how anyone could have taught Debussy the new' fragmentary style he developed in a piece such as "Jeux". The c,i:es-ion of how much he actually gained from the formal training in music he had, wvhich led to his development as the unique composer he became'. seems to be a legitimate one. Elgar was almost completely self- taugl?t, and Pen ami. h Britten studied composition and piano from an early age with- little other content in his for-mal 'musical education.; Charles Ives graduated from r Yale and had music lessons early. There is little, hoxvever, in his musical- education which might logically lead to his experimental and entirely unique style. Haydn, after leavTing St. Stephen's Cathedral School in Vienna, came across the works of C. P. E. Bach and studied these avidly. It was from works like Bach's Wurtemburg Sonatas, and the orchestral music of the Mannheim School tlhat Haydn got the incipient sonata form which he took and developed, eventually to become knowTn as the "father" of the synmphoiy. 1' 'al s Haydn, like Britten, appears to have bypassed the extensive formnal education which Debussy went through and gone straight to the xork which subsequently made him famous. Cardew (1971), in a more modern and somewhat extreme viewpoint, writes: "In 1957 when I left The Royal Academny of Music in London conmplex compositional techniques were considered indispensable. I acquired some and still carry them around like an to c that 1 am perpetually desirous of curing. Sometimes the temp do occ' to me that if I were to infect my students with it I would at last he -free of it myself Other composers of the last forty years or so received their sisal e=ducation by various means. Some, like Stockhausen or Vieeaths. wept Pore or I ess straight to avant-garde techniques just like f P{ycho/ogica/ Research and AIsi c Elducation1 Haydn or Mozart did, while others went through traditional, formal musical training before emerging with their own unique style some time later. Musically, the development of a modern composer can be viewed in connection with the development of a musical personality. The common factor appears to be simply the inexorable growth of a unique, integrated musical personality which appears to develop irrespective of the type of musical education it is exposed to. But there are at least two main patterns 'mplicit in the anecdotal evidence mentioned above: where there is development without exposure to rigorous musical training involving more generic techniques inimical to a personal style (Mozart, Mendelssohn, Rossini, Haydn, Britten, etc. were in this category); where that may or may not be an early flowering followed by formal musical training to be followed by further exploration or study in order to discover or rediscover a personal style (Debussy, Rameau, Vaughan Williams, Wagner, etc., were in this category). The first developmental pattern is clearly more linear in trend, whereas the second is more likely to be U-shaped. It is inconceivable that composers such as Rameau, Berlioz or Vaughan Williams showed no signs at all at an early age of their incipient "greatness". Their slower rate of maturing might be said to involve slipping into mediocrity and obscurity prior to emerging later, but this would be difficult to show empirically. Interestingly,, this is a pattern of development adumbrated by Gardner and Winner (1982) in respect of artistic ability and the effects of formal schooling on this ability. Citing Picasso's famous statement that once he "drew like Raphael but it has taken me a whole lifetime to learn to draw like a child",' Gardner and Winner describe a connection between children's drawings and those of mature artists. They claim that "just one afternoon with a collection produced in an average pre-school will yield a handful of drawings that bear a noticeable resemblance to such contemporary artists as Willem DeIKooning, Helen Frankenthaler, Adolf Gottlieb, Pablo Picasso, or Jackson Pollock" (page 154). They go on to suggest that pre-school children attain a certain mastery in various symbolic domains" and "for a relatively brief period they flower ... and one can speak of a phase of genuine early artistry. But as quickly and brilliantly as this period erupts, it often seems to disappear again". They then explain that as children enter school they "confront quite a different agenda ... the need to master. . . the rules of society . .. to follow them with fidelity, to be certain that one does not deviate, err, fail to conform.. ." (page 162). Gone is the adventurousness and spontaneity and in its place there arises "a developing compulsion to detail and adherence to rules". Consequently, Gardner and Winner posit a U-shaped behavioural growth pattern which has a demonstrably high level at pre-school, dipping during formal schooling and rising again when the artist is free to follow his own inclinations. Substituting musical composition for drawing one can see the possibility of certain parallels. Mozart's more linear growth pattern is likely to have been changed to a U-shape had he encountered a more formalised, institutionally structured musical education, such as one encounters with, say, criterion- 175 16wenoioglee esearch and Music Education referenced, aog His meeting with Padre Martini, "Europe's oracle upon the h ory and science of music" (see Hutchings, 1976), in Bologna in 1770 s some dication of this; he did not perform exceptionally well on the tasks of forma musical training set by one of the greatest musical pedagogues the lgth- century (see Einstein, Gardner's characteriza tion of formal schooling as a process of inducing conformity and thereby diminishing artistic spontaneity can, in some instances, be applied, to formal s?cal education in respect of the development of composers- - - NXwu mnuicsb fleEs and psychological' research in music The seeming unpredictability of the emergence of the musical hero, the apparent lack of . edictable musical characteristics of the hero, and the randomness of experience which appears capable of yielding a "great" musician present problems for the psychological researcher and music educator. C'eariy, researching music is quite, different from researching any natural phenomenon n one crucial respect. Music is conceived by the human mind and received as music by the human mind. Psychological research tends not to deal with musical intuition, or with how the human mind responds musically. Instead, it tends to be influenced exclusveiv cv rationalism and empiricism in such a fashion that musical acts of -intuition are - dismissed or wrongly - categorized. The traditions of rationalism and empiricism stemming from pre-Socratic Greece through to the present day represent only one mode of enquiry and of knowing-the rational and logical. Empiricism, although regarded as being in opposition to rationalism, nevertheless seeks to verify the same things as rational enquiry b u' through different methods. Rational, logical thought is the focus of empirical research into human behaviour. The suggestion is that musical invention, behaviour and response are inaccessible to rational models. Music rep_ resents an entirely different way_ of knowing which is to do with intul io:n. or what Aristoxenus represented in "The Harmonics" in the a priori notion of musical SYNESIS (see Macran, 1902, and Levin, 1972). Music lies in the same field as myth, legend and fantasy. It is in the realm of human creation rather than that of rational and empirical truths. We invent both belief systems about music and the music supporting the belief system. Subjecting music, therefore, to the traditional Western modes of enquiry in rational or empirical traditions leads us, I suggest, nowhere musically use: _1. What is useful, in which case, is knowledge about the human proclivity to generate beliefs and act upon them. In fact recently, Gazzaniga (1985) has suggested some neurological and biological correlates for the generation of belief systems which, he claims, are important in all human behaviour: "The mind is not an indivisible whole. oreratir_ in a single way to solve all problems. Rather, there are many specific and idenViably different- units ... dealing with all the infor-, a:bicn they are exposed to ..'. We humans resist the interpretation that so-ne behaviours are capricious because we seem to be endowed with an endless apacity to generate hypotheses as to why we engage in any behaviour" page 5). T is would seem to make sense to musicians in that it 176 Psychological Research and Music Education is clearly a belief in the musical worth of, say, Mozart which endowxs the musical elements he uses in his compositions with the special meaning they have to those who "know", just as it is belief which upholds the meanings inherent in the sounds used in punk rock, celebrations of the high mass, or political rallies. Consequently, it would seem to be important that researchers identify their research as relevant to musical beliefs in these things, or others such as, for example, the popular appeal of Henry Mancini or the iconoclasm of John Cage. The danger is that of not specifying, yet 1mplying that psychological research, by such default, is applicable to all music. If is possible, if beliefs are powerful as motivators of human actixTities, that music in any culture may comprise uniquely self-contained, discrete, and probably unconnected systems. This would haxTe particular rele- ance for extrapolations from research to ' performance-based and colm-petence-based pedagogy in music education. The empirical and the rational versus the musical Bamberger's (1982) study, cited by Hargreaves (1986), is one of the few research studies of children's creatixe responses in music. In it she analyses children's responses in tasks of inventing notations for rhythms they have clapped. Psychologically it is clever and ingenious, but musicallv it is disappointing. A model for the development of rational, logical thought in children is used to develop a typology of invented notations. In doing so, Bamberger does not take sufficient account, in my opinion, of the musical ald acoustisal problems associated with clapped sounds. Such sounds cannot be sustained, for example; and durationally there is no difference between a clapped eighth or quarter note. Children compensate for this by making longer sounds louder in their clapping. They also tend to associate louder xvith longer in such circumstances, and tend to represent the longer (i.e. louder) notes by larger sized symbols. Surprisingly, in viexv of the predominance of large/small distinctions in the examples of notations given (see Figure 1), Bamberger does not explore the loud/soft inter-pretation from a musical point of view. She prefers instead to treat the children's notations as evidence of a development of logical thought in a Piagetian naO 1 10 0 noo O0O&h OOOoo I v f *Z. s I z 3 L3 o oaa O o na I;1 oon 00000Q QeoC 1 234 L3M Lay -9U IJED no Oeo OQQ , L i i -i i L3 12.3 t Z3 FIGURE 177 cho.egicz i Research and lusic Education model , _ .a responses are nmade to the durational aspect of the stimulus alone. There are other, more suibtle and musical aspects of rhythm which transcendtose of mere duration. Response to rhythm is, in a nusical sense, a more complex activity than merelv that of perceiving durat oral d' erences. In the context-of a rhythmic movement containing some Kind t expressive phrase of different note lengths, durational relation ships are perceptually subsuned by the more inportanit musical relatt nsships of rhythm. There are signs that she recognizes the limitation of her reliance on duration . s the sole focus of the children's responses: "consistency and greater obtectiv ty" of 'he musically tiained "sometimes blur important distinictions" in -riyth'mc notations produced by children (page 203). Had she drawn on the work of m-usicians, as Gardner and Winner did in art (see above)she might have made a case similar to theirs in respect of inusic. A U - shaped -growth ofmusicality caused by a dipping during formzal education might be extrapolated ona Bam 'oerger's (lata using referents from both notations found n cone n porarY n 'sic and the views of composers on the function of notation in relation to musical actions. U OtY1 tooW P. F. .f* A2;atS 1t3 I - | l } t- 3r 4 2. 3 tb L PF2 000 OOooo FIGURE 2 Musically, duration is arguably the least signitficant aspect of rhythum. The work of many composers shows a conscious desire to avoid the musical sterility of simiiple, metric items such as quarter and eighth notes. Of some significance is the probability that evidence of an awarenesss in children of these higher levels of rhythmic meaning is the musical equivaleint of evidence o nc sophisticated visual concepts associated with mature artists G's.rdner and Winner, foumd in some pre-chuoler's drwings. The musical inadequacy of Bamberger's iingeniously derived "rational" typology e exposed by examining her explication and introducilng musical n s nuto ult discussion. The crucial distinction she makes is between no ions vhici" denote both the quarter note beat and the number 17 Psychological Research and Music Education of events which occur in relation to it (i.e. both quarter (crotchets) and eighth note (quaver) events), and those which denote the sequence of claps in some other fashion which might appear to ignore the essential durational difference between quarter and eighth notes. Thus notations which do not show both the discreteness of each clap, for example, and the durational relationship, even though they may contain the correct number of events, are described as figural. Included in this category are notations (Figure 2) which show a difference between quarter notes and eighth notes by designating the former 0 and the latter o (page 212). This is curious because standard music notation uses a similar figural visual distinction: quarter notes J, half notes J , eighth notes Jo. On the other hand children's notations (pages 1i94-212) which show a clear size difference between the two (i.e. quarter notes 0 and eighth notes 0) are described as metric, and therefore deemed to be more accurate in depicting the durational relationship (Figure 3). Other studies (Walker, 1978, 1981, 1985, 1987) -demonstrate a clear preference_ for matching visual size with loudness, and horizontal length with duration. In tests requiring invented visual metaphors for sound there was no evidence that either musically experienced or musically naive subjects matched duration with size. It is entirely possible that Bamberger has misinterpreted the children's metaphors as relating to duration when, in fact they relate to-- their perceptions of accent or loudness, or even to a sense of musical phrase length due to accenting. A brief perusal of almost any collection of musical scores written during the last fifty years would yield notations similar to many in Bamberger's study which she describes as figural, or as not relating logically to the durational aspect of the clapped rhythms. For example, in the figural 11 o o00000000o F.1 nnw FIGURE 4 M..20 04000 oCO. J = 140) m.3 00~9 ooooo J=45 c J=60) FIGURE 3 FIGURE 5 category one young child notates a series of eighth and quarter notes as a continuou line moving up and down with some differences in the size and disposition of the lines (Figure 4). In Karkoschka (1-972)- a similar use of such visual movement is employed to denote tempo (Figure 5). Karkoschka explains that "degree of tempo increase or decrease is illustrated by the slope of the slanting lines and the distances between vertical lines" (page 22). Bamberger makes reference to the problem of tempo as experienced between quarter and eighth notes. It is quite possible to make a case for 179 Psychological Research and Music Education saying that these types of figural notations reflect a more penetrating musical insight than the more prosaic metric ones Bamberger holds up as exemplars of developed logical thinking. Another example of the type of logical problem Bamberger sees children wrestling with in her developmental framework is that concerning relation- ships between tempo and duration. A mature musician's notation depicting this relationship is seen in the score of Boulez's "Le Marteau sans Maitre". One example will suffice. He designates beats as follows o- ne beat; 4 two beats; A = three beats. Here each visual unit is a representation of a certain number of beats, but they are not depicted metrically in the fashion Bamberger feels children logically ought to by virtue of their musical training. Boulez, therefore, produces figural notations despite his rigorous musical training and experience. Bamberger (page 212) reports similar designations (Figure 6) which she describes as figural (meaning musically untutored) or as "slipping and switching" between figural and metric by Children who are in "transitional flux" in developmental terms (page 214). Generally, her operational definitions, whilst being psychologically acceptable in Piagetian terms, are thus musically confusing. She appears to confuse acts of perceiving musical concepts of rhythmic movement involving Y. I I I I I I - FIGURE 6 accent, phrase length and, what musicians like to think of as, motion in temporal space with an imagined proclivity to focus on simple durational relationships of a metric nature. One is poetic, the other prosaic. Thus, perhaps unwittingly, children's poetic responses are misrepresented as rational and prosaic. On a more generalised as well as poetic level concerning contemporarv uses of notations, Earl Brown in his Notes to the score '4 Systems" explains that the score "exists in space" and the performer should "work compositionally and in performance to right, left, back, forward, up, down, and all points in between . . . the score being a picture of this space at one instant, which must always be considered as unreal and/or transitory . . . (a performer must set all this in motion (time)." This takes notation out of the realm of a simple chronological replica of metrical pulses. As Cardew (1971) states, "notation is a way of making people move". Such statements betray a type of thinking which lies outside the realm of Platonic or Piagetian models of rational, logical thought. In which case it would seem pointless to develop a typology of invented notational forms derived from prosaic rather than poetic models. Some applications of psychological research in general music education Psychological research is an important source of data for those who manage and organise schools and school curricula. If such research in music is ignoring the ways musicians and music scholars know and define music, then music education practices unconnected with music are likely to develop. In 180 Psychological Research and Music Education which case general music education is likely to induce a stultifying conformity, leading to rejection by children. In fact there is some evidence that this has already occurred (see Witkin, 1974) for many school children. Specialist music education for the intending performer seems to be unaffected because of the survival of the apprenticeship system in that type of instruction. The gulf between expectations produced by specialist music education and demands of certain practices of general music education was already evident by the early 1970s (Witkin, ibid). By far the most pervasive and important contribution psychological research has made to educational practice generally has been the organisation of general school curricula into taxonomies of educational objectives; the nomothetic approach to the complex business of education. This has extended into all aspects of education from curricula planning, teaching strategies and implementation, to evaluation and progress reports. Of particular significance have been the works of B. Bloom, R. Mager, and R. Gagne over the last thirty years or so in developing taxonomies of learning for educational use. Sufficient discussion of the weaknesses inherent in the applications of what are essentially militaristic or industrial training techniques (Bloom and Mager had backgrounds in military and industrial psychology) to the subtle tasks of education in the broad sense has already occurred (see, e.g. Smith, 1975) to warrant repeating the arguments. There is need, however, to point out some applications in general music education in the context of contemporary education's reliance on taxo- nomical approaches, how this reliance serves to distort the knowledge of music gained from musical scholarship and specialist musical education, and how it contributes to expanding the gulf between general and specialist music education. In most texts on educational objectives, general music education for all is dealt with under headings such as "The Affective Domain of the Taxonomy of Educational Objectives" (Kibler et al, 1974). The taxonomy is usually defined as a value system, and the source of such values is nothing more than personal opinion and an individual's growing awareness of, and positive feelings about his/her personal value system (see Kibler, pages 98-106). Thus the whole complex field of musical expression is reduced to a taxonomy beginning with a student's willingness "to receive or to attend to the existence of certain phenomena and stimuli" and culminating in "those objectives which concern one's view of the universe, one's philosophy of life, one's Weltanschauung-a value system having as its object the whole of what is known or knowable" (Kibler, ibid). Learning about music is thus reduced to knowing about all music which exists and forming personal opinions about its worth. Not only is this a hopelessly unrealistic and rather pointless aim, but it ignores the essence of modern Western musical development: the culture's proclivity to value some works of ar t above others, and the musician's need to have his individuality appreciated artistically. Students educated through such taxonomies will know about Mozart and Crotch, Beethoven and Clementi, Rousseau and Rameau, etc., and possibly which of each pair is more highly regarded, but will not know why, and will thus be cut off from the main springs of Western thought on 181 Psychological Research and Music Education such matters. They may even develop preferences which run counter. Such music education is thus concerned with quantitative knowledge about music, and with enabling students to form their own values, or their own philosophy of music, rather than learning about the aesthetic values which Western civilization believes in and considers to be of supreme human artistic worth. This is a rather insidious perversion of the significance of "uniqueness", etc., in modern Western music. The essence of such uniqueness lies not in what each individual thinks for himself but rather in what the culture believes is actually unique and individual about a piece of music. This can only be derived initially from informed sources, and ultimately from an individual's intimate knowledge of such things. This is a very complex process, and attempts to generalise and simplify can easily trivialise in the manner explicated. The purpose of general music education should be to teach students how to understand their responses to music through learning how to apprehend the uniqueness of a Beethoven, Charlie Parker, John Cage, Elvis Presley etc., not merely to form opinions based on surveys or discussions with their peers, or other uninformed sources. In such approaches education can easily become less concerned with the transmis- sion of knowledge than with allowing each individual the privilege of not learning the beliefs of Western, or any culture. The level of triviality to which such music education can descend is illustrated in the following examples which are typical of many texts in current usage in schools. Utz and Leonard (1971) explain how one can write objectives in music instruction (page 43): "If the goal of a course was that the student should gain an understanding of music, an objective that would clarify this goal and remove it from the realm of the mystical might read-The student will devise a plan for seating members of a symphony orchestra so that no one section will predominate when all sections are playing together". It is difficult to see how, with the most sympathetic attitude possible, such a plan can contribute anything to the goal of understanding mugic, if the word understanding means anything etymo- logically defensible. Imagining that problems of acoustics have anything to do with understanding music is equal to notions that one can understand literature by studying the actions of the vocal tract in speech. In another text (Plowman, 1971) we read how "higher cognitive skills objectives in music" are formulated. Examples include the following: 1) "After listening to or singing three songs, pupils in the third grade are to tell the teacher what they like or do not like about the songs". This is labelled "evaluation"' 2) "Using all available likely references and consulting two or more adults, the student is to list criteria for judging the worth of a given musical composition". This is labelled "analysis and synthesis". These are activities which form the educational application of psycho- logical research. In them process has replaced substance. The student is not introduced to the complexity of musical aesthetics through the works of those who created the aesthetic experience-the composers. Instead, music is likened to a field trip in science on the assumption that just as one observes the reality of science by looking under stones or walking along the beach, so one can find the reality of music through polling and surveying. Music is 182 Psychological Research and Music Education man's creation and, therefore, should be approached differently from scientific phenomena not created by man. But these examples are not rare or extreme in the literature currently being used daily in schools. They serve to show how knowledge can be reduced to simple, functional pigeon-holes peculiar to taxonomies of learning and the achievement of educational objectives. Trivialisation is not what the proponents of such approaches desire, but it is the result. Even in a scheme which is among the best, musically (the Manhattanville Music Curriculum Program-see Thomas, 1979), the organisational demands of a taxonomy of learning and experience require decisions where musical elements are set out in hierarchical sequence with a matching hierarchy of objectives. The MMCP presents such a sequence in the form of a "Curriculum Concept Spyral". This is the heart of the program, and students work through the 16 cycles of the spyral. It looks very plausible and laudable until one examines in detail the sequence of musical elements. Then one begins to doubt the wisdom of attempting to categorize musical elements in such fashion. Cycle 16 is meant to contain more complex concepts than Cycle 7, for example, but musically it does not. In Cycle 16 under "pitch", clusters assume a position of greater sophistication than polyphony under "pitch" in Cycle 7. There is little doubt that this is controversial, musically. Understanding polyphony, even hearing it ade- quately, is an extremely sophisticated activity. By comparison, the use of clusters is musically crude and rather limited. There is a vast literature of musical polyphony ranging over many centuries, but the use of clusters is confined to a small number of 20th century musicians. There are many other similar musically indefensible orderings of elements in the 16 cycles, but this example will suffice to illustrate the musical weakness of the basis of the taxonomy. The spyral is organizationally efficient and the concepts are hierarchical in organizational terms only. In filling the structure musical issues have become of limited or no relevance. One cannot sequence musical elements in such a manner. A simple major scale can assume some of the most complex and difficult musical concepts in a sonata or fugue, and some seemingly complex combinations of notes (like clusters, for example) can be no more complex musically than a nursery rhyme in certain types of improvisation. The application of scientific methods to music is all too apparent. To imagine that one can categorize music in the way one can classify living creatures in terms of their cellular configuration, simply in terms of complexity for example, misses the whole point of musical art. The elements of music are not like the basic scientific elements of matter. One cannot move from musical elements to musical art as one can from cells to organisms in science. The analogy between science and music is false in this respect. Music does not exist at all at an atomistic level. When one breaks down a piece of music into its components one has nothing of musical value; merely chords, intervals, rhythms, etc. A piece of music only exists in the way a musician has put the elements together. The point of music education should be to learn about the ways musicians put elements together, not to learn about the elements. The analogy with science is further undermined by 183 Psychological Research and Music Education the fact that musicians tend to invent their own elements as well as complete structures. All this would seem to lie outside the scope of the type of educational applications of psychological research described above, and much similar activity in schools. Final Comments This paper contains three examples of applications from other areas or disciplines in what amounts essentially to a reliance on rationalism and empiricism as a basis for understanding music: a generative grammar ot music based on a controversial one for language; a taxonomy of learning music based on industrial or military training; a typology of invented notations for musical rhythms based on logical, scientific modes of thinking more appropriate to calculus. It is suggested that all three are misguided if they seek to further our understanding of music and to develop the practices of music education. The Greek love of rationalism from the pre-Socratic philosophers onwards can be traced throughout the development of Western culture, uLp to Piaget and beyond. It has dominated Western thought. However, music has always had an aura of something lying outside the bounds of rational, logical thought. Music is born out of something more intuitive, more outside the realms of such things as conscious rational argument and empirical scientific predictability. The crucial importance of musical intuition in the practices of music, and the irrelevance of scientific empiricism or rational thinking to music was argued by Aristoxenus over two thousand years ago. In view of all this, I would like to see more attention given in psychological research to identifying the scope and nature of differences between cognitive strategies leading to rational and empirical truth and those leading to artistic truths. The criticism of nomothetic approaches in this paper is a criticism of a universal application of the former to all mental acts. For music educators it would be of some importance to know that there were fundamental differences between the ways Mozart or Berlioz, and Newton or Einstein arrived at their respective truths. Educators can make a distinction at the level of an educational product: objective evidence of calculation in mathematics can be contrasted with the subjective opinions of musicians about musical achievement. There is little of any substance from psychological research in music to aid in the formulation of curricula for music education, precisely because of its reliance upon rationalism or scientific empiricism. The intuitively derived educational ideas of musicians such as R. Murray Schafer (see Walker, 1984) have provided more penetrating educational insights than most of those from research. Researchers need to start from intuitive musical premises rather than objective, rational ones. This means, for example, accepting that there are musical ways of knowing and defining pitch and rhythm, and that assuming a prosaic acoustic definition for experimental purposes can remove such research from the realms of relevance to music. Furthermore, the suggestion (made above) that young children can possess, intuitively, artistic and musical ways of seeing, hearing and representing is 184 Psychological Research and Music Education worth investigating, along with the charge that formal education, with rationalism and empiricism as its main driving forces, achieves a diminution or destruction of these ways of responding. Psychological research could perform a valuable service to educators by establishing the importance of these things. References Allport, G. W. (1961). Pattern in growth and personality. New York: Holt, Rinehart and Winston. Arnheim, R. (1969). Visual Thinking. Berkeley: University of Calif. Press. Bamberger, J. (1982). Revisiting Children's Drawings of simple Rhythms: a function for reflection-in-action. In: S. Strauss and R. Stavy (Eds.), U-shaped Behavioural Growth. New York: Academic Press. Berlyne, D. E. (1971). Aesthetics and Psychobiology. New York: Appleton. Berlyne, D. E. (1974). 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<title>Musical Perspectives on Psychological Research and Music Education</title>
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<name type="personal">
<namePart type="given">Robert</namePart>
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<affiliation>Faculty of Education, Simon Fraser University, Burnaby, British Columbia, Canada V5A IS6</affiliation>
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<abstract lang="en">It is argued that psychological research in music tends to ignore musical matters. In modern Western culture music is prized for qualities of uniqueness and individualism, and musicians are regarded more for their giftedness than their training. In other cultures social acceptability is more important and everyone performs as an essential part of everyday life. Researchers into visual perception and visual art utilise art from any source aS base-lines or guides in their interpretation of children's drawings. In contrast, psychological researchers in music tend to be constrained by narrow definitions of music. It iS also argued that psychological research in mUsiC has resulted in musically undesirable applications in education. The basic point is that the musical inadequacy of such research stems from the applications, in scientific method, of rationalism and empiricism to a study of mUStC Music is a product of mans unique, intuitive and irrational imagination. The traditions of rationalism and empiricism and the artistic products of mans irrational imagination are in opposition. It is not possible, therefore, to promote understanding of the latter from the tenets of the former. This clearly calls into question the efficacy of relying solely on modes of rational enquiry and utilising models based on scientific empiricism in psychological research in music. Examples are cited to defend this viewpoint.</abstract>
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<identifier type="eISSN">1741-3087</identifier>
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<date>1987</date>
<detail type="volume">
<caption>vol.</caption>
<number>15</number>
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<caption>no.</caption>
<number>2</number>
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