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<record><TEI><teiHeader><fileDesc><titleStmt><title xml:lang="en">A new class of tunable hypersonic phononic crystals based on polymer-tethered colloids</title>
<author><name sortKey="Alonso Redondo, E" sort="Alonso Redondo, E" uniqKey="Alonso Redondo E" first="E." last="Alonso-Redondo">E. Alonso-Redondo</name>
<affiliation><nlm:aff id="a1"><institution>Max Planck Institute for Polymer Research</institution>
, Ackermannweg 10, 55128 Mainz,<country>Germany</country>
</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Schmitt, M" sort="Schmitt, M" uniqKey="Schmitt M" first="M." last="Schmitt">M. Schmitt</name>
<affiliation><nlm:aff id="a2"><institution>Department of Materials Science and Engineering, Carnegie Mellon University</institution>
, 5000 Forbes Avenue, Pittsburgh, Pennsylvania 15213, USA</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Urbach, Z" sort="Urbach, Z" uniqKey="Urbach Z" first="Z." last="Urbach">Z. Urbach</name>
<affiliation><nlm:aff id="a1"><institution>Max Planck Institute for Polymer Research</institution>
, Ackermannweg 10, 55128 Mainz,<country>Germany</country>
</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Hui, C M" sort="Hui, C M" uniqKey="Hui C" first="C. M." last="Hui">C. M. Hui</name>
<affiliation><nlm:aff id="a3"><institution>Department of Chemistry, Carnegie Mellon University</institution>
, 4400 Fifth Avenue, Pittsburgh, Pennsylvania 15213, USA</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Sainidou, R" sort="Sainidou, R" uniqKey="Sainidou R" first="R." last="Sainidou">R. Sainidou</name>
<affiliation><nlm:aff id="a4"><institution>Laboratoire Ondes et Milieux Complexes, UMR CNRS 6294, University of Le Havre</institution>
, 75 Rue Bellot, 76600 Le Havre,<country>France</country>
</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Rembert, P" sort="Rembert, P" uniqKey="Rembert P" first="P." last="Rembert">P. Rembert</name>
<affiliation><nlm:aff id="a4"><institution>Laboratoire Ondes et Milieux Complexes, UMR CNRS 6294, University of Le Havre</institution>
, 75 Rue Bellot, 76600 Le Havre,<country>France</country>
</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Matyjaszewski, K" sort="Matyjaszewski, K" uniqKey="Matyjaszewski K" first="K." last="Matyjaszewski">K. Matyjaszewski</name>
<affiliation><nlm:aff id="a3"><institution>Department of Chemistry, Carnegie Mellon University</institution>
, 4400 Fifth Avenue, Pittsburgh, Pennsylvania 15213, USA</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Bockstaller, M R" sort="Bockstaller, M R" uniqKey="Bockstaller M" first="M. R." last="Bockstaller">M. R. Bockstaller</name>
<affiliation><nlm:aff id="a2"><institution>Department of Materials Science and Engineering, Carnegie Mellon University</institution>
, 5000 Forbes Avenue, Pittsburgh, Pennsylvania 15213, USA</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Fytas, G" sort="Fytas, G" uniqKey="Fytas G" first="G." last="Fytas">G. Fytas</name>
<affiliation><nlm:aff id="a1"><institution>Max Planck Institute for Polymer Research</institution>
, Ackermannweg 10, 55128 Mainz,<country>Germany</country>
</nlm:aff>
</affiliation>
<affiliation><nlm:aff id="a5"><institution>Department of Materials Science, FORTH-IESL,</institution>
PO Box 1527, 71110 Heraklion,<country>Greece</country>
</nlm:aff>
</affiliation>
</author>
</titleStmt>
<publicationStmt><idno type="wicri:source">PMC</idno>
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<idno type="pmc">4595630</idno>
<idno type="url">http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4595630</idno>
<idno type="RBID">PMC:4595630</idno>
<idno type="doi">10.1038/ncomms9309</idno>
<date when="2015">2015</date>
<idno type="wicri:Area/Pmc/Corpus">000023</idno>
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<sourceDesc><biblStruct><analytic><title xml:lang="en" level="a" type="main">A new class of tunable hypersonic phononic crystals based on polymer-tethered colloids</title>
<author><name sortKey="Alonso Redondo, E" sort="Alonso Redondo, E" uniqKey="Alonso Redondo E" first="E." last="Alonso-Redondo">E. Alonso-Redondo</name>
<affiliation><nlm:aff id="a1"><institution>Max Planck Institute for Polymer Research</institution>
, Ackermannweg 10, 55128 Mainz,<country>Germany</country>
</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Schmitt, M" sort="Schmitt, M" uniqKey="Schmitt M" first="M." last="Schmitt">M. Schmitt</name>
<affiliation><nlm:aff id="a2"><institution>Department of Materials Science and Engineering, Carnegie Mellon University</institution>
, 5000 Forbes Avenue, Pittsburgh, Pennsylvania 15213, USA</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Urbach, Z" sort="Urbach, Z" uniqKey="Urbach Z" first="Z." last="Urbach">Z. Urbach</name>
<affiliation><nlm:aff id="a1"><institution>Max Planck Institute for Polymer Research</institution>
, Ackermannweg 10, 55128 Mainz,<country>Germany</country>
</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Hui, C M" sort="Hui, C M" uniqKey="Hui C" first="C. M." last="Hui">C. M. Hui</name>
<affiliation><nlm:aff id="a3"><institution>Department of Chemistry, Carnegie Mellon University</institution>
, 4400 Fifth Avenue, Pittsburgh, Pennsylvania 15213, USA</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Sainidou, R" sort="Sainidou, R" uniqKey="Sainidou R" first="R." last="Sainidou">R. Sainidou</name>
<affiliation><nlm:aff id="a4"><institution>Laboratoire Ondes et Milieux Complexes, UMR CNRS 6294, University of Le Havre</institution>
, 75 Rue Bellot, 76600 Le Havre,<country>France</country>
</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Rembert, P" sort="Rembert, P" uniqKey="Rembert P" first="P." last="Rembert">P. Rembert</name>
<affiliation><nlm:aff id="a4"><institution>Laboratoire Ondes et Milieux Complexes, UMR CNRS 6294, University of Le Havre</institution>
, 75 Rue Bellot, 76600 Le Havre,<country>France</country>
</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Matyjaszewski, K" sort="Matyjaszewski, K" uniqKey="Matyjaszewski K" first="K." last="Matyjaszewski">K. Matyjaszewski</name>
<affiliation><nlm:aff id="a3"><institution>Department of Chemistry, Carnegie Mellon University</institution>
, 4400 Fifth Avenue, Pittsburgh, Pennsylvania 15213, USA</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Bockstaller, M R" sort="Bockstaller, M R" uniqKey="Bockstaller M" first="M. R." last="Bockstaller">M. R. Bockstaller</name>
<affiliation><nlm:aff id="a2"><institution>Department of Materials Science and Engineering, Carnegie Mellon University</institution>
, 5000 Forbes Avenue, Pittsburgh, Pennsylvania 15213, USA</nlm:aff>
</affiliation>
</author>
<author><name sortKey="Fytas, G" sort="Fytas, G" uniqKey="Fytas G" first="G." last="Fytas">G. Fytas</name>
<affiliation><nlm:aff id="a1"><institution>Max Planck Institute for Polymer Research</institution>
, Ackermannweg 10, 55128 Mainz,<country>Germany</country>
</nlm:aff>
</affiliation>
<affiliation><nlm:aff id="a5"><institution>Department of Materials Science, FORTH-IESL,</institution>
PO Box 1527, 71110 Heraklion,<country>Greece</country>
</nlm:aff>
</affiliation>
</author>
</analytic>
<series><title level="j">Nature Communications</title>
<idno type="eISSN">2041-1723</idno>
<imprint><date when="2015">2015</date>
</imprint>
</series>
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<front><div type="abstract" xml:lang="en"><p>The design and engineering of hybrid materials exhibiting tailored phononic band gaps are fundamentally relevant to innovative material technologies in areas ranging from acoustics to thermo-optic devices. Phononic hybridization gaps, originating from the anti-crossing between local resonant and propagating modes, have attracted particular interest because of their relative robustness to structural disorder and the associated benefit to ‘manufacturability'. Although hybridization gap materials are well known, their economic fabrication and efficient control of the gap frequency have remained elusive because of the limited property variability and expensive fabrication methodologies. Here we report a new strategy to realize hybridization gap materials by harnessing the ‘anisotropic elasticity' across the particle–polymer interface in densely polymer-tethered colloidal particles. Theoretical and Brillouin scattering analysis confirm both the robustness to disorder and the tunability of the resulting hybridization gap and provide guidelines for the economic synthesis of new materials with deliberately controlled gap position and width frequencies.</p>
</div>
</front>
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<pmc article-type="research-article"><pmc-dir>properties open_access</pmc-dir>
<front><journal-meta><journal-id journal-id-type="nlm-ta">Nat Commun</journal-id>
<journal-id journal-id-type="iso-abbrev">Nat Commun</journal-id>
<journal-title-group><journal-title>Nature Communications</journal-title>
</journal-title-group>
<issn pub-type="epub">2041-1723</issn>
<publisher><publisher-name>Nature Pub. Group</publisher-name>
</publisher>
</journal-meta>
<article-meta><article-id pub-id-type="pmid">26390851</article-id>
<article-id pub-id-type="pmc">4595630</article-id>
<article-id pub-id-type="pii">ncomms9309</article-id>
<article-id pub-id-type="doi">10.1038/ncomms9309</article-id>
<article-categories><subj-group subj-group-type="heading"><subject>Article</subject>
</subj-group>
</article-categories>
<title-group><article-title>A new class of tunable hypersonic phononic crystals based on polymer-tethered colloids</article-title>
</title-group>
<contrib-group><contrib contrib-type="author"><name><surname>Alonso-Redondo</surname>
<given-names>E.</given-names>
</name>
<xref ref-type="aff" rid="a1">1</xref>
</contrib>
<contrib contrib-type="author"><name><surname>Schmitt</surname>
<given-names>M.</given-names>
</name>
<xref ref-type="aff" rid="a2">2</xref>
</contrib>
<contrib contrib-type="author"><name><surname>Urbach</surname>
<given-names>Z.</given-names>
</name>
<xref ref-type="aff" rid="a1">1</xref>
</contrib>
<contrib contrib-type="author"><name><surname>Hui</surname>
<given-names>C. M.</given-names>
</name>
<xref ref-type="aff" rid="a3">3</xref>
</contrib>
<contrib contrib-type="author"><name><surname>Sainidou</surname>
<given-names>R.</given-names>
</name>
<xref ref-type="aff" rid="a4">4</xref>
</contrib>
<contrib contrib-type="author"><name><surname>Rembert</surname>
<given-names>P.</given-names>
</name>
<xref ref-type="aff" rid="a4">4</xref>
</contrib>
<contrib contrib-type="author"><name><surname>Matyjaszewski</surname>
<given-names>K.</given-names>
</name>
<xref ref-type="aff" rid="a3">3</xref>
</contrib>
<contrib contrib-type="author"><name><surname>Bockstaller</surname>
<given-names>M. R.</given-names>
</name>
<xref ref-type="aff" rid="a2">2</xref>
</contrib>
<contrib contrib-type="author"><name><surname>Fytas</surname>
<given-names>G.</given-names>
</name>
<xref ref-type="corresp" rid="c1">a</xref>
<xref ref-type="aff" rid="a1">1</xref>
<xref ref-type="aff" rid="a5">5</xref>
</contrib>
<aff id="a1"><label>1</label>
<institution>Max Planck Institute for Polymer Research</institution>
, Ackermannweg 10, 55128 Mainz,<country>Germany</country>
</aff>
<aff id="a2"><label>2</label>
<institution>Department of Materials Science and Engineering, Carnegie Mellon University</institution>
, 5000 Forbes Avenue, Pittsburgh, Pennsylvania 15213, USA</aff>
<aff id="a3"><label>3</label>
<institution>Department of Chemistry, Carnegie Mellon University</institution>
, 4400 Fifth Avenue, Pittsburgh, Pennsylvania 15213, USA</aff>
<aff id="a4"><label>4</label>
<institution>Laboratoire Ondes et Milieux Complexes, UMR CNRS 6294, University of Le Havre</institution>
, 75 Rue Bellot, 76600 Le Havre,<country>France</country>
</aff>
<aff id="a5"><label>5</label>
<institution>Department of Materials Science, FORTH-IESL,</institution>
PO Box 1527, 71110 Heraklion,<country>Greece</country>
</aff>
</contrib-group>
<author-notes><corresp id="c1"><label>a</label>
<email>fytas@mpip-mainz.mpg.de</email>
</corresp>
</author-notes>
<pub-date pub-type="epub"><day>22</day>
<month>09</month>
<year>2015</year>
</pub-date>
<pub-date pub-type="collection"><year>2015</year>
</pub-date>
<volume>6</volume>
<elocation-id>8309</elocation-id>
<history><date date-type="received"><day>29</day>
<month>04</month>
<year>2015</year>
</date>
<date date-type="accepted"><day>11</day>
<month>08</month>
<year>2015</year>
</date>
</history>
<permissions><copyright-statement>Copyright © 2015, Nature Publishing Group, a division of Macmillan Publishers Limited. All Rights Reserved.</copyright-statement>
<copyright-year>2015</copyright-year>
<copyright-holder>Nature Publishing Group, a division of Macmillan Publishers Limited. All Rights Reserved.</copyright-holder>
<license license-type="open-access" xlink:href="http://creativecommons.org/licenses/by/4.0/"><pmc-comment>author-paid</pmc-comment>
<license-p>This work is licensed under a Creative Commons Attribution 4.0 International License. The images or other third party material in this article are included in the article's Creative Commons license, unless indicated otherwise in the credit line; if the material is not included under the Creative Commons license, users will need to obtain permission from the license holder to reproduce the material. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/4.0/">http://creativecommons.org/licenses/by/4.0/</ext-link>
</license-p>
</license>
</permissions>
<abstract><p>The design and engineering of hybrid materials exhibiting tailored phononic band gaps are fundamentally relevant to innovative material technologies in areas ranging from acoustics to thermo-optic devices. Phononic hybridization gaps, originating from the anti-crossing between local resonant and propagating modes, have attracted particular interest because of their relative robustness to structural disorder and the associated benefit to ‘manufacturability'. Although hybridization gap materials are well known, their economic fabrication and efficient control of the gap frequency have remained elusive because of the limited property variability and expensive fabrication methodologies. Here we report a new strategy to realize hybridization gap materials by harnessing the ‘anisotropic elasticity' across the particle–polymer interface in densely polymer-tethered colloidal particles. Theoretical and Brillouin scattering analysis confirm both the robustness to disorder and the tunability of the resulting hybridization gap and provide guidelines for the economic synthesis of new materials with deliberately controlled gap position and width frequencies.</p>
</abstract>
<abstract abstract-type="web-summary"><p><inline-graphic id="i1" xlink:href="ncomms9309-i1.jpg"></inline-graphic>
Hybridization-type band gaps are known to persist in phononic crystals, but their fabrication remains challenging for all-solid hypersonic composites. Here, the authors utilize the elastic anisotropy at the interface of polymer-tethered colloidal particles to control phonon propagation in GHz regime.</p>
</abstract>
</article-meta>
</front>
<body><p>Phononic crystals (PnC), that is, composite materials in which a periodic distribution of elastic parameters facilitates control of the propagation of phonons, hold the promise to enable transformative material technologies in areas ranging from acoustic and thermal cloaking to thermoelectric devices<xref ref-type="bibr" rid="b1">1</xref>
<xref ref-type="bibr" rid="b2">2</xref>
<xref ref-type="bibr" rid="b3">3</xref>
<xref ref-type="bibr" rid="b4">4</xref>
<xref ref-type="bibr" rid="b5">5</xref>
. Realizing these opportunities requires strategies to deliberately ‘engineer' the phononic band structure of materials in the frequency range of interest. The typical approach involves the exploitation of Bragg-type phononic band gaps (BGs) that result from the destructive interference of waves in periodic media<xref ref-type="bibr" rid="b6">6</xref>
(<xref ref-type="fig" rid="f1">Fig. 1a</xref>
). Because the central frequency of a BG is directly related to the periodicity of the structure, that is, <italic>f</italic>
<sub>BG</sub>
∼<italic>c</italic>
/2<italic>a</italic>
(where <italic>a</italic>
and <italic>c</italic>
denote the lattice parameter and the propagation velocity of elastic waves in the composite, respectively), the control of high-frequency phonons implies the ability to tailor the microstructure of hybrid materials on nanometer scales. Self-assembly processes have attracted particular attention as viable fabrication methodology to realize hybrid materials with appropriate periodicity in the nanoscale. For example, the assembly of colloidal particles into fcc-type crystal structures has been shown to enable the fabrication of hypersonic PnC materials to control phonons in the GHz regime<xref ref-type="bibr" rid="b7">7</xref>
<xref ref-type="bibr" rid="b8">8</xref>
<xref ref-type="bibr" rid="b9">9</xref>
. However, the sensitivity of BG formation to structural disorder has limited the application of self-assembly methods that are generally susceptible to defect formation. Opportunities to overcome this challenge are provided by the formation of the so-called hybridization-type gaps (HGs), resulting from the avoided crossing of two bands of the same symmetry<xref ref-type="bibr" rid="b10">10</xref>
<xref ref-type="bibr" rid="b11">11</xref>
<xref ref-type="bibr" rid="b12">12</xref>
<xref ref-type="bibr" rid="b13">13</xref>
<xref ref-type="bibr" rid="b14">14</xref>
. <xref ref-type="fig" rid="f1">Figure 1</xref>
contrasts the characteristics of BG and HG formation.</p>
<p>Often, at least one of these crossing bands originates from localized resonance modes of the individual particles (<xref ref-type="fig" rid="f1">Fig. 1b</xref>
). In this case, the frequency of the resulting HG is determined by the particle's geometric and elastic characteristics, that is, <italic>f</italic>
<sub>HG</sub>
∼<italic>c</italic>
<sub>p</sub>
/2<italic>L</italic>
(where <italic>L</italic>
denotes a characteristic length of the particle and <italic>c</italic>
<sub>p</sub>
is the propagation velocity characterizing the resonance mode). As a consequence of the dependence on local resonances, HGs are robust to disorder<xref ref-type="bibr" rid="b10">10</xref>
<xref ref-type="bibr" rid="b14">14</xref>
, and can be tuned over a wider range of frequencies. Because <italic>f</italic>
<sub>HG</sub>
is related to the length scale of individual particles rather than lattice periods, the anti-crossing mechanism is able to produce phononic band gaps at lower frequencies as compared with BG-analogues—thus providing opportunities to further expand the range of frequencies over which control of phonon propagation can be accomplished. HG formation has been experimentally demonstrated in a range of ‘particulate systems' such as polymer spheres in water-like hosts<xref ref-type="bibr" rid="b10">10</xref>
<xref ref-type="bibr" rid="b13">13</xref>
<xref ref-type="bibr" rid="b14">14</xref>
or ‘metal-in-polymer' systems, such as millimetre-scale layered spheres. The latter were first applied by Sheng and co-workers to realize sonic structures operating in the kHz range<xref ref-type="bibr" rid="b15">15</xref>
. However, although these structures did prove the concept of HG formation, they are of limited use for PnC applications because of their lack of mechanical stability (liquid suspensions), pronounced optical absorption (in the case of metals) that hampers any type of application based on elasto-optical coupling, as well as fabrication cost and limitation to the kHz frequency regime (micro-fabricated structures). Therefore, a viable methodology for the fabrication of HG materials, which lends itself to the scalable production of robust all-solid PnCs active over a wide high-frequency range, remains an outstanding challenge.</p>
<p>Here we demonstrate a new approach to facilitate HG formation in polymer nanocomposite materials that holds the promise to provide transformative opportunities for the use of self-assembly methods for the scalable fabrication of phononic materials, overcoming the limitations of existing methods to HG formation. This approach harnesses local anisotropy of the elastic parameters across the particle/polymer interface in colloidal hybrid particles rather than the density mismatch between constituents (appearing in metal-in-polymer all-solid composites). In particular, nanocomposite films prepared by simple solution casting of densely polymer-tethered colloids are shown to exhibit a robust HG in the hypersonic range that is retained in the absence of long-range order. Rigorous theoretical calculations based on multiple-scattering theory (using imperfect boundary conditions, IBCs) reveal the mechanism of HG formation in particulate systems with anisotropic elastic coupling and provide guidelines for the synthesis of polymer-tethered colloids capable of forming HG at deliberately chosen frequencies in the hypersonic range.</p>
<sec disp-level="1" sec-type="results"><title>Results</title>
<sec disp-level="2"><title>Polymer-tethered colloids and their assemblies</title>
<p>The silica (SiO<sub>2</sub>
)-polystyrene (PS) brush particles, with average radius <italic>R</italic>
<sub>c</sub>
=57±6 nm of the SiO<sub>2</sub>
core determined by transmission electron microscopy (TEM), were synthesized using surface-initiated atom transfer radical polymerization as described previously<xref ref-type="bibr" rid="b16">16</xref>
<xref ref-type="bibr" rid="b17">17</xref>
. The polymer grafting density <italic>σ</italic>
=0.5–0.6 chains per nm<sup>2</sup>
was determined by elemental analysis and thermogravimetry. The graft characteristics of the particle systems, grafting density <italic>σ</italic>
and degree of polymerization <italic>N</italic>
(130–980) of the surface tethered chains are listed in <xref ref-type="table" rid="t1">Table 1</xref>
(sample ID: DP<italic>N</italic>
). The centre-to-centre distance, <italic>d</italic>
=2(<italic>R</italic>
<sub>c</sub>
+<italic>h</italic>
), where <italic>h</italic>
is the brush height (<xref ref-type="fig" rid="f2">Fig. 2a</xref>
), is also listed in <xref ref-type="table" rid="t1">Table 1</xref>
.</p>
<p>Particle brush films with a thickness of about 50–100 μm were prepared by casting from 3 wt% toluene solution (under ambient atmosphere) and subsequent thermal annealing at <italic>T</italic>
=120 °C for 24 h. We note that this preparation route is similar to established fabrication methods of colloidal crystal structures, in which weak compressive forces are being harnessed to drive the close-packing of colloidal particles and the annealing of defects to yield highly ordered structures<xref ref-type="bibr" rid="b18">18</xref>
. The resulting crystal-type particle brush assembly structure is a prerequisite for the application of scattering theory to interpret the mechanism of HG formation. However, in contrast to BG in regular hard-sphere colloidal crystals, the HG in particle brush films are robust with respect to structural disorder. To demonstrate this important feature, we also explored alternative preparation pathways such as rapid film casting or the mixing of distinct types of brush particles that result in only short-ranged ordered materials (see also Discussion below).</p>
<p>To assess the microstructure of particle brush assemblies, reference films of ∼1 μm thickness (corresponding to stacks of three or four particle brushes) were prepared following analogous procedures and analysed using TEM after film lift-off. <xref ref-type="fig" rid="f2">Figure 2a</xref>
depicts a representative bright-field TEM of a particle brush (<italic>N</italic>
=1,000) multilayer revealing uniform fcc-type packing of spheres, identified by the characteristic sixfold contrast pattern of the <111> projection (<xref ref-type="fig" rid="f2">Fig. 2b</xref>
). The result suggests that the driving force for order formation in particle brush systems—at least for the materials and process conditions applied in the present work—resemble those of hard sphere systems for which fcc packing is typically observed<xref ref-type="bibr" rid="b7">7</xref>
<xref ref-type="bibr" rid="b19">19</xref>
. Analysis of the particle surface-to-surface distance in particle monolayer structures (see inset of <xref ref-type="fig" rid="f2">Fig. 2a</xref>
for <italic>N</italic>
=400) reveals the dependence of brush height on the degree of polymerization of surface-tethered chains <italic>h</italic>
∼<italic>N</italic>
<sup>0.8±0.1</sup>
thus confirming the pronounced stretching of surface-grafted chains<xref ref-type="bibr" rid="b20">20</xref>
.</p>
</sec>
<sec disp-level="2"><title>Recording hypersonic phononic dispersion relations</title>
<p>The experimental Brillouin light scattering (BLS) spectra were recorded for both in-plane and out-of-plane phonon propagation through the selection of the wave vector direction (<italic>q</italic>
<sub><italic>||</italic>
</sub>
or <italic>q</italic>
<sub>⊥</sub>
), as indicated by the two scattering configurations in <xref ref-type="fig" rid="f3">Fig. 3a,b</xref>
. In addition, polarized and depolarized BLS spectra were acquired with longitudinal (vv) and transverse (vh) polarizations (see Methods for details) to reveal the nature of the phonon propagation. In general, for homogeneous media, the transverse phonon is directly observed in the <italic>I</italic>
<sub>vh</sub>
(<italic>ω</italic>
) spectrum, whereas the longitudinal phonon is observed in the isotropic <italic>I</italic>
<sub>iso</sub>
(<italic>ω</italic>
)<italic>=I</italic>
<sub>vv</sub>
(<italic>ω</italic>
)<italic>-xI</italic>
<sub>vh</sub>
(<italic>ω</italic>
); for fluids<xref ref-type="bibr" rid="b21">21</xref>
<italic>x</italic>
∼4/3. For the known cases, for example, hard sphere colloidal crystals, <italic>I</italic>
<sub>iso</sub>
(<italic>ω</italic>
)<italic>=I</italic>
<sub>vv</sub>
(<italic>ω</italic>
) because of the very weak intensity of the <italic>I</italic>
<sub>vh</sub>
(<italic>ω</italic>
) spectrum<xref ref-type="bibr" rid="b7">7</xref>
. The situation is very different in the present particle brush assemblies. Polarized (vv) and depolarized (vh) BLS spectra are shown in the insets of <xref ref-type="fig" rid="f3">Fig. 3c</xref>
at one representative <italic>q</italic>
<sub><italic>||</italic>
</sub>
value near the observed BG for three particle brush systems. The <italic>I</italic>
<sub>vh</sub>
(<italic>ω</italic>
) contribution to <italic>I</italic>
<sub>vv</sub>
(<italic>ω</italic>
) is unexpectedly significant and the two spectra have qualitatively different shape. Although the former displays a single but complex peak structure with broad low-frequency wing, <italic>I</italic>
<sub>vv</sub>
(<italic>ω</italic>
) has a double peak structure that becomes increasingly pronounced with increasing brush thickness as evidenced by the spectra of DP600 (<xref ref-type="supplementary-material" rid="S1">Supplementary Fig. 1</xref>
).</p>
<p>To account for the features revealed by the experimental spectra, we first consider the contribution of <italic>I</italic>
<sub>iso</sub>
(<italic>ω</italic>
) that is obtained from <italic>I</italic>
<sub>vv</sub>
(<italic>ω</italic>
) and <italic>I</italic>
<sub>vh</sub>
(<italic>ω</italic>
) by adjusting the value of <italic>x</italic>
between 0.7 and 4/3. This range of values was theoretically derived for fluids and was found to apply for the present spectra at long phonon wavelengths (low <italic>q</italic>
<sub><italic>||</italic>
</sub>
's). The analysis unequivocally reveals that the unusual asymmetric shape of <italic>I</italic>
<sub>vv</sub>
(<italic>ω</italic>
) at low frequencies is due to the <italic>I</italic>
<sub>vh</sub>
(<italic>ω</italic>
) contribution. Its subtraction unravels the longitudinal phonon polarization character of the <italic>I</italic>
<sub>iso</sub>
(<italic>ω</italic>
) spectra, which are well represented by two Lorentzian lines (red solid lines in inset of <xref ref-type="fig" rid="f3">Fig. 3c</xref>
). At low <italic>q</italic>
<sub><italic>||</italic>
</sub>
, a single Lorentzian fit is sufficient to represent the effective medium acoustic phonon (<xref ref-type="supplementary-material" rid="S1">Supplementary Fig. 2</xref>
). The dispersion plots constructed on the basis of the phonon frequency peaks are shown in <xref ref-type="fig" rid="f3">Fig. 3c</xref>
for three distinct particle brush systems. For the two propagation directions, <italic>q</italic>
<sub><italic>||</italic>
</sub>
and <italic>q</italic>
<sub>⊥</sub>
, the dispersion relation is consistent with isotropic mechanical characteristics of film samples. Note that peak positions of <italic>I</italic>
<sub>vh</sub>
(<italic>ω</italic>
) (open symbols in <xref ref-type="fig" rid="f3">Fig. 3c</xref>
) are both <italic>q</italic>
<sub><italic>||</italic>
</sub>
and <italic>q</italic>
<sub>⊥</sub>
independent, hence identifying the corresponding modes as localized modes in real space. Owing to the asymmetry of the <italic>I</italic>
<sub>vh</sub>
(<italic>ω</italic>
) at the low-frequency side, the open symbols in the dispersion relation of <xref ref-type="fig" rid="f3">Fig. 3c</xref>
refer to the peak position of the <italic>I</italic>
<sub>vh</sub>
(<italic>ω</italic>
).</p>
<p>The experimental phononic band diagrams <italic>f</italic>
(<italic>q</italic>
) in <xref ref-type="fig" rid="f3">Fig. 3c</xref>
display three pertinent features. (i) In the low <italic>q</italic>
<sub><italic>||</italic>
</sub>
range the dispersion is linear (red solid lines); its slope determines the effective medium sound velocity <italic>c</italic>
<sub>eff</sub>
that decreases with increasing PS fraction, as shown in <xref ref-type="table" rid="t1">Table 1</xref>
. (ii) The spectra reveal a single phononic band gap at <italic>q</italic>
*, with gap width Δ<italic>f</italic>
<sub>g</sub>
that narrows with PS fraction. (iii) A new flat band (<italic>q</italic>
-independent frequency, open circles) is present with almost exclusive transverse polarization. The frequency of the flat band (<italic>f</italic>
<sub>flat</sub>
) decreases with increasing particle size and an anti-crossing with the acoustic branch near the band gap is absent, as evidenced by its evolution in the four systems (see <xref ref-type="fig" rid="f3">Fig. 3c</xref>
and <xref ref-type="supplementary-material" rid="S1">Supplementary Fig. 1 for details</xref>
). The latter implies a different symmetry for each of the two bands (as confirmed by the vh and vv analysis), thus preventing a HG at this band-crossing region, unlike the behaviour shown in <xref ref-type="fig" rid="f1">Fig. 1b</xref>
. Furthermore, near the <italic>q</italic>
* region there are three modes, in contrast to the experimental band structure of conventional colloidal crystals that display only the lower and upper gap edge frequencies<xref ref-type="bibr" rid="b7">7</xref>
<xref ref-type="bibr" rid="b8">8</xref>
<xref ref-type="bibr" rid="b9">9</xref>
.</p>
</sec>
<sec disp-level="2"><title>Structure determination and degree of order</title>
<p>To clarify the origin of band gap formation in particle brush films (HG or BG), it is instructive to correlate the gap formation with the ‘degree of order' in these systems. The latter was estimated by evaluating the structural uniformity of particle brush monolayers—a summary of the ‘degree of order' (measured in terms of the width of the distribution of normalized Voronoi cell areas<xref ref-type="bibr" rid="b20">20</xref>
) for all particle brush systems is shown in <xref ref-type="supplementary-material" rid="S1">Supplementary Figs 3 and 4</xref>
. The analysis reveals that gap formation is robust against variations of the degree of order in particle brush systems. To further test the effect of structural disorder, the dispersion relation was determined for mixed binary DP100/DP400 and DP400/DP600 (<xref ref-type="supplementary-material" rid="S1">Supplementary Fig. 5</xref>
) particle brush film structures and similarly for DP400/PS (<italic>M</italic>
<sub>w</sub>
=10 k) with 37.5 wt% PS particle brush/homopolymer blend systems, in which order is significantly reduced as compared with the respective uniform analogues (not shown here). In both cases, the phononic band gap is found in the proximity of the corresponding gap of pristine DP400, thus demonstrating its robustness with respect to disorder (<xref ref-type="supplementary-material" rid="S1">Supplementary Fig. 5</xref>
). The ‘robustness to disorder' is indirect evidence for the HG origin of the gap and constitutes a major advantage with respect to fabrication of PnC materials by self-assembly methods. An insight into the origin of HG formation is provided by the analysis of the band diagram of the underlying (idealized) crystal structure.</p>
<p>As revealed by TEM analysis, the colloidal films correspond to stacks of (111) layers of particles. Their periodic arrangement on a fcc lattice restricts the study of the dispersion relation <italic>f</italic>
(<italic>q</italic>
) only in the first Brillouin zone (BZ), which in this case is a truncated octahedron (<xref ref-type="fig" rid="f4">Fig. 4a</xref>
). Its centre, Γ, corresponds to wave vectors <bold>q</bold>
=0 and the high-symmetry direction [111] is pointed from Γ to the zone hexagonal-face centres L, denoted equivalently as ΓL. For the scattering geometries of <xref ref-type="fig" rid="f3">Fig. 3a</xref>
, all possible experimental <bold>q</bold>
vectors are confined in a plane perpendicular to ΓL, whose intersection with the BZ forms a hexagon (<xref ref-type="fig" rid="f4">Fig. 4a</xref>
). To reproduce theoretically, the experimentally obtained dispersion plots shown in <xref ref-type="fig" rid="f3">Fig. 3c</xref>
, one can select the direction of <bold>q</bold>
along ΓM (<xref ref-type="fig" rid="f4">Fig. 4a</xref>
) corresponding to [112] with M denoting the edge centre of the hexagon.</p>
</sec>
<sec disp-level="2"><title>Modelling of phononic band diagrams</title>
<p>For the theoretical description of an infinite fcc crystal of SiO<sub>2</sub>
-core particles embedded in a PS matrix, we use the layered-multiple-scattering formalism<xref ref-type="bibr" rid="b22">22</xref>
. We first consider all materials to be homogeneous and isotropic with perfect boundary conditions (PBCs) applied across the SiO<sub>2</sub>
–PS interface (see <xref ref-type="fig" rid="f4">Fig. 4b for details</xref>
). We use standard bulk values for PS except otherwise stated (mass density <italic>ρ</italic>
=1,050 kg m<sup>−3</sup>
, and longitudinal and transverse elastic velocities <italic>c</italic>
<sub>L</sub>
<italic>=</italic>
2,350 m s<sup>−1</sup>
and <italic>c</italic>
<sub>T</sub>
=1,210 m s<sup>−1</sup>
, respectively) and for SiO<sub>2</sub>
values fixed from previous study<xref ref-type="bibr" rid="b23">23</xref>
(<italic>ρ</italic>
=1,850 kg m<sup>−3</sup>
, <italic>c</italic>
<sub>L</sub>
=4,910 m s<sup>−1</sup>
and <italic>c</italic>
<sub>T</sub>
=3,090 m s<sup>−1</sup>
). In <xref ref-type="fig" rid="f4">Fig. 4c</xref>
, we show the band structure diagram for the DP400 crystal (<italic>d</italic>
=176 nm) along the high-symmetry direction ΓL, which is similar to the one along the low-symmetry direction ΓM. Because of its high symmetry, the choice of ΓL direction offers, apart from its numerical advantages (rapid calculation and convergence), a more straightforward interpretation of the symmetry<xref ref-type="bibr" rid="b24">24</xref>
and thus the polarization of the several eigenmodes: non-degenerate (Λ<sub>1</sub>
or Λ<sub>2</sub>
) and double degenerate (Λ<sub>3</sub>
), as explained in the Methods (Symmetry Considerations for Band Structure Analysis).</p>
<p>The calculated PBC-based band diagram fails to describe both the flat experimental band at about 6 GHz and the higher acoustic branch, although the effective medium slope of the acoustic branch at the long wavelength limit is well reproduced. A small HG for longitudinal modes at about 8 GHz is observed in the vicinity of the BG frequency <italic>f</italic>
<sub>BG</sub>
, away from the experimental one (spanning from 6 to 7.5 GHz). We note that an attempt to mimic the radial evolution of the chains near the silica surface (<xref ref-type="fig" rid="f2">Fig. 2a</xref>
), through simple or multiple PS concentric shells with progressively varying elastic parameters, fails as well to describe the experimental behaviour.</p>
<p>To reduce the disparity between the calculated band structure and the experimental results, we introduce IBCs to account for anisotropic behaviour close to the SiO<sub>2</sub>
–PS interface (<xref ref-type="fig" rid="f4">Fig. 4b</xref>
). This type of conditions has been recently applied to correctly reproduce the eigenmode frequencies of SiO<sub>2</sub>
–PS particle brush powders in the air<xref ref-type="bibr" rid="b23">23</xref>
. Although the use of the same stiffness values improves considerably the agreement between theory and experiment, a new readjustment of the PS elastic velocities (about 9% higher than those of bulk PS) and of tangential stiffness value, <italic>k</italic>
<sub>T</sub>
(=0.0405 GPa nm<sup>−1</sup>
), is needed to capture the experimental dispersion plot, as shown in <xref ref-type="fig" rid="f4">Fig. 4d</xref>
. The effective medium slope is mainly governed by the former, whereas the latter tunes the position of the flat (inactive) band. Clearly, nondegenerate bands are BLS active, whereas double degenerate ones are not easily discernible in the BLS spectra. The computed band structure along ΓM (<xref ref-type="fig" rid="f4">Fig. 4e</xref>
) reveals a better agreement between theory and experiment. In this case, because of the lower symmetry along [112], as compared with the high-symmetry [111], all bands are nondegenerate and BLS active to a greater or lesser degree depending on their hybrid polarization (for details, see the Methods section (Symmetry Considerations for Band Structure Analysis)).</p>
<p>To elucidate the origin of the flat band, density-of-states (DOS) calculations were performed first for an individual SiO<sub>2</sub>
particle (<xref ref-type="fig" rid="f5">Fig. 5a</xref>
) and subsequently for an infinite (111) array of particles (<xref ref-type="fig" rid="f5">Fig. 5b</xref>
) embedded within PS matrix. The IBC model reveals for the case of a single SiO<sub>2</sub>
particle the existence of a set of triple (=2<italic>l</italic>
+1, due to spherical symmetry) degenerate dipole (<italic>l</italic>
=1) modes corresponding to spheroidal (<italic>f</italic>
=4.82 GHz) and torsional (<italic>f</italic>
=5.20 GHz) polarization. The former exhibits a broad resonance peak implying a short lifetime and strong leakage outside the sphere, whereas the latter corresponds to rotational modes with the maximum intensity field occurring at the equator-level (inset of <xref ref-type="fig" rid="f5">Fig. 5a</xref>
) and well confined within the sphere (their narrow resonance peak implies a long lifetime). For an array of spheres in a (111) plane with interparticle distance <italic>d</italic>
=201 nm (that is the DP600 case), the lower symmetry of the system with respect to the single spherical particle leads to a level splitting of each triple state into a double degenerate and a single nondegenerate (<xref ref-type="fig" rid="f5">Fig. 5d</xref>
), as confirmed by the corresponding DOS calculation (<xref ref-type="fig" rid="f5">Fig. 5b</xref>
). Indeed, we observe three relatively narrow resonance modes, two of them double degenerate (<italic>f</italic>
=5.32 and 6.78 GHz) and one nondegenerate (<italic>f</italic>
=6.24 GHz), as well as one quasi-bound extremely narrow peak at <italic>f</italic>
=5.24 GHz. We note that this mode is strictly bound (a delta function in DOS spectra) at normal incidence, and becomes active (a narrow Lorentzian-shaped peak in DOS) at a slightly-off normal incidence.</p>
<p>At resonance frequency, the corresponding displacement field intensity plot within the unit cell and at a plane at the centres of the spheres (<italic>z</italic>
=0) points out a strong localization inside the particle and close to its surface (inset of <xref ref-type="fig" rid="f5">Fig. 5b</xref>
), decaying away from this plane. The almost exclusive rotational character originates from the torsional polarization of the single sphere mode. Its strongly localized nature leads to a very weak interaction when (111) planes are combined to form the crystal. Consequently, it results in a very flat resonance band of Λ<sub>2</sub>
symmetry, as can be seen in <xref ref-type="fig" rid="f5">Fig. 5c</xref>
, with a frequency approximately equal to the individual particle's torsional mode (<xref ref-type="fig" rid="f5">Fig. 5d</xref>
). On the contrary, the strong leakage of the rest of the (111) plane modes leads to much broader resonance bands of Λ<sub>1</sub>
/Λ<sub>3</sub>
symmetry, for the fcc crystal along ΓL direction. They interact with the same-symmetry propagating bands that describe the effective medium assembly; this avoided crossing gives rise to the corresponding HG, which is shown in <xref ref-type="fig" rid="f5">Fig. 5c</xref>
. We note that the flat band indicates also the low-frequency limit of the first HG for transverse modes. The observation of the highly localized flat band for the first time at submicrometre scale could find application as a flag for transverse wave filtering. On the other hand, these highly localized rotational modes could be of importance to future applications where energy harvesting inside the spheres is necessary. The theoretical analysis, apart from its obvious importance for designing tunable robust hypersonic HGs, unravels these features of potential interest.</p>
</sec>
</sec>
<sec disp-level="1" sec-type="discussion"><title>Discussion</title>
<p>The characteristics of elastic wave propagation in particle brush assembly structures are distinctively different from those of known systems with low-density mismatch components (silica in polymer is a typical candidate) where HGs occur in the vicinity of the first BG for longitudinal modes (<xref ref-type="fig" rid="f4">Fig. 4c</xref>
). These densely polymer-tethered particle assemblies exhibit—thanks to their local anisotropy at the surface that is modelled here by IBC—HGs that can be deliberately tuned by modification of the brush height for a given silica-core size towards lower frequencies (<xref ref-type="supplementary-material" rid="S1">Supplementary Fig. 6</xref>
). This is remarkable since up to now this effect has only been known to exist in high-density mismatch components (like metal-in-polymer composites). In the present theoretical framework, the experimental dispersion relations can only be captured by adjustment of sound velocities of PS and the tangential stiffness across the particle/polymer interface. To our knowledge, the control of the HG characteristics (frequency position and width) by introducing ‘interface elastic anisotropy' has never been demonstrated before and its features strongly suggest a ‘new class' of HG-phononic materials. The first evidence (shown in <xref ref-type="fig" rid="f6">Fig. 6a</xref>
) are the frequencies of the gap region and the decreasing of the gap-width of the HG with increasing degree of polymerization (<italic>N</italic>
) of the grafted chains. This trend reflects a ‘dilution effect' because of the decrease of the SiO<sub>2</sub>
core volume fraction.</p>
<p>Second, the assumed value of the longitudinal sound velocity for PS <italic>c</italic>
<sub>PS</sub>
(<xref ref-type="table" rid="t1">Table 1</xref>
) equals the corresponding bulk PS value (<italic>c</italic>
<sub>L</sub>
) only for the longest PS graft (DP1000). For the shorter grafts, <italic>c</italic>
<sub>PS</sub>
exceeds <italic>c</italic>
<sub>L</sub>
and the difference increases to 20% for the shortest PS graft (DP100). This systematic trend with graft length (<xref ref-type="table" rid="t1">Table 1</xref>
) is consistent with the increasingly (radially) stretched chain conformation that is expected for shorter brush lengths. Our results indicate that the pronounced stretching of surface-grafted chains leads to strain hardening, resulting from limited chain extensibility that yields the increase in the modulus (and hence <italic>c</italic>
<sub>PS</sub>
) normal to the interface. We note that this observation supports a prior report of ‘stiffening' in planar polymer brushes<xref ref-type="bibr" rid="b25">25</xref>
. Furthermore, the assumed values of <italic>c</italic>
<sub>PS</sub>
reproduce (within 1%) the effective medium velocity <italic>c</italic>
<sub>eff</sub>
(6th and 7th columns in <xref ref-type="table" rid="t1">Table 1</xref>
). As expected <italic>c</italic>
<sub>eff</sub>
is less than the matrix sound velocity (<italic>c</italic>
<sub>PS</sub>
) for solid (SiO<sub>2</sub>
) inclusions in solid matrices (PS), which support shear waves<xref ref-type="bibr" rid="b26">26</xref>
. The same trend is theoretically predicted in the case of all-solid composites involving PBC<xref ref-type="bibr" rid="b27">27</xref>
, although these models fail to describe quantitatively IBC-type systems.</p>
<p>Third, the quantity <italic>k</italic>
<sub>T</sub>
captures the increase of the flat mode frequency (<italic>f</italic>
<sub>flat</sub>
) with decreasing degree of polymerization, that is, from DP100 to DP1000 (<xref ref-type="fig" rid="f3">Fig. 3c</xref>
and <xref ref-type="supplementary-material" rid="S1">Supplementary Fig. 1</xref>
). This trend is visualized in <xref ref-type="fig" rid="f6">Fig. 6b,c</xref>
. In view of the proposed mechanism (<xref ref-type="fig" rid="f5">Fig. 5d</xref>
), the coupling of the core eigenmode should be stronger for larger stiffness constant and hence the observed scaling in <xref ref-type="fig" rid="f6">Fig. 6b</xref>
should be system dependent. The dependence of <italic>k</italic>
<sub>T</sub>
with <italic>N</italic>
is depicted in <xref ref-type="fig" rid="f6">Fig. 6c</xref>
. Interestingly, the dependence of stiffness constant on the degree of polymerization of grafted chains is found to be described by the scaling relation <italic>k</italic>
<sub>T</sub>
∼<italic>N</italic>
<sup>−0.7</sup>
. Although the decrease of <italic>k</italic>
<sub>T</sub>
with increasing <italic>N</italic>
could be anticipated, the particular scaling is an unexpected finding. It reflects an almost reciprocal relationship to the brush height (<italic>h</italic>
∼<italic>N</italic>
<sup>0.8±0.1</sup>
) and suggests a direct relation between the chain conformational anisotropy and the apparent interfacial stiffness. Although a more detailed understanding of the origin of the scaling relationship is currently lacking, it is important to point out its role as a ‘simple' design guideline for the synthesis of particle brush materials with engineered phononic hybridization gap.</p>
<p>In conclusion, we have demonstrated that the self-assembly of densely polymer-tethered colloidal particles gives rise to phononic materials with HGs that are robust to disorder. Theoretical analysis reveals that the origin of HG formation in particle brush assemblies is the hybridization of local resonant modes controlled by the anisotropic elastic coupling across the particle/brush interface. The analysis further reveals that the phononic properties can deliberately be tuned by variation of particle (and polymer) composition, particle size and the degree of polymerization of tethered chains. In contrast to established metamaterial systems, the new process does not require expensive microfabrication but can rather be accomplished by the dense tethering of polymeric chains to the surface of colloidal particles. The ability to synthesize suitable core-shell particles using economic polymerization methods that are already being used on industrial scale in conjunction with the formability of particle brush materials and the demonstrated robustness of HG, renders this new material approach an intriguing candidate for the viable fabrication of phononic hybrid materials promoting the development of a wide range of innovative phononic material technologies.</p>
</sec>
<sec disp-level="1" sec-type="methods"><title>Methods</title>
<sec disp-level="2"><title>Particle brush synthesis</title>
<p>Silica particles (<italic>R</italic>
<sub>c</sub>
=57±6 nm) were obtained from Nissan Chemicals. Styrene (S) was obtained from Aldrich and purified by passing through an alumina-filled column. The synthesis of PS-grafted particle brush systems was performed using surface-initiated atom transfer radical polymerization as described previously<xref ref-type="bibr" rid="b16">16</xref>
<xref ref-type="bibr" rid="b17">17</xref>
. The polymer grafting density <italic>σ</italic>
=0.5–0.6 chains per nm<sup>2</sup>
was determined by elemental analysis as well as thermogravimetry. The molecular weight distribution of surface-grafted chains was determined by size exclusion chromatography after dissolution of the particle core in hydrofluoric acid. The graft characteristics of the particle systems, grafting density <italic>σ</italic>
, degree of polymerization <italic>N</italic>
(=130–980) of the surface tethered chains are listed in <xref ref-type="table" rid="t1">Table 1</xref>
.</p>
</sec>
<sec disp-level="2"><title>Brillouin spectroscopy</title>
<p>Brillouin spectroscopy utilizes the scattering of a probe laser beam from thermally activated phonons along a specified direction defined by the scattering vector <bold>q</bold>
. The magnitude of the scattering vector, defined as <bold>q</bold>
=<bold>k</bold>
<sub>s</sub>
-<bold>k</bold>
<sub>i</sub>
, is independent from the refractive index in transmission geometry (<italic>q</italic>
<sub><italic>||</italic>
</sub>
=4<italic>π</italic>
/<italic>λ</italic>
sin[<italic>θ</italic>
/2], <italic>θ</italic>
is the scattering angle and <italic>λ</italic>
=532 nm is the wavelength of the incident light, <xref ref-type="fig" rid="f3">Fig. 3a</xref>
), whereas in reflection geometry, <italic>q</italic>
<sub><italic>⊥</italic>
</sub>
(<italic>n</italic>
) depends on the refractive index (<xref ref-type="fig" rid="f3">Fig. 3b</xref>
). The inelastic interaction between the incident photons and thermal phonons is evidenced in the frequency shift <italic>f</italic>
(<italic>q</italic>
) of the BLS spectrum at hypersonic (GHz) frequencies, resolved by a high-resolution tandem Fabry–Perot interferometer (JRS Instruments). Longitudinal (transverse) displacements have associated a vv (vh) polarization, selected by the input polarizer (v) and output analyser (v or h); v(h) denotes vertically (horizontally) polarized light relatively to the scattered plane.</p>
</sec>
<sec disp-level="2"><title>Theoretical calculations</title>
<p>Multiple-scattering theory is applied to describe the propagation of elastic waves in the colloidal assemblies and calculate the dispersion relation (band structure) for such periodic systems<xref ref-type="bibr" rid="b22">22</xref>
. The essence of this method consists in the multipole expansion of the elastic field in each region containing an isotropic and homogeneous material. Discontinuities are treated through interfaces on which appropriate boundary conditions (BCs) are applied. For instance, in the case of an ensemble of spherical bodies embedded in a host, the elastic field is expanded into a basis of spherical waves characterized by the angular momentum <italic>l</italic>
, the azimuthal number <italic>m</italic>
and by the polarization P (longitudinal L, and transverse, M or N). For a single sphere, the elastic eigenmodes are organized in two independent (uncoupled) subgroups: the torsional modes (M polarized) and the spheroidal modes (L and N polarized). The application of the appropriate boundary conditions on the surface of the spherical particle leads to the scattered field by that particle, described by the corresponding transition <bold>T</bold>
-matrix. When bringing together the ensemble of particles, one needs to consider the auto-consistent field derived by the multiple-scattering process of elastic waves between the particles, in order to describe accurately the scattering by the aggregate; key quantities are the propagation matrix <bold>Ω</bold>
and the <bold>T</bold>
-matrix of the individual particles. The difference in the DOS of the elastic field with respect to the infinite host matrix (PS), for one particle or an ensemble of such particles, is given by <inline-formula id="d33e1238"><inline-graphic id="d33e1239" xlink:href="ncomms9309-m1.jpg"></inline-graphic>
</inline-formula>
and <inline-formula id="d33e1241"><inline-graphic id="d33e1242" xlink:href="ncomms9309-m2.jpg"></inline-graphic>
</inline-formula>
, respectively<xref ref-type="bibr" rid="b26">26</xref>
. The dispersion relation of the elastic modes of a crystal composed by these particles is also derived from these two key matrices, <bold>T</bold>
and <bold>I</bold>
−<bold>TΩ</bold>
. Here, we apply two different types of boundary conditions on the interface between SiO<sub>2</sub>
cores and PS host: (i) PBCs assuming continuity of all radial and tangential components of the displacement field and surface traction, and (ii) IBCs introducing discontinuity of the displacement field components across the interface (surface traction remains continuous) through a stiffness coefficient <italic>k</italic>
. Note that <italic>k</italic>
is different for the displacement components normal (<italic>k</italic>
<sub>L</sub>
) and tangential (<italic>k</italic>
<sub>T</sub>
) to the spherical surface. This model was originally developed for cylindrical inclusions<xref ref-type="bibr" rid="b28">28</xref>
and was recently adapted for spherical particles<xref ref-type="bibr" rid="b29">29</xref>
. It has been successfully compared with experimental data for individual core-brush particles in the air<xref ref-type="bibr" rid="b23">23</xref>
.</p>
</sec>
<sec disp-level="2"><title>Symmetry considerations for band structure analysis</title>
<p>Following a group theory analysis<xref ref-type="bibr" rid="b24">24</xref>
, only three different-symmetry groups of bands are observed: double degenerate active (Λ<sub>3</sub>
) and nondegenerate active (Λ<sub>1</sub>
) bands whose modes are excited by a transverse and longitudinal wave incident normally on a finite (111) slab of the crystal (that is, along ΓL), and nondegenerate inactive (deaf, Λ<sub>2</sub>
) bands whose modes cannot be excited by any type of elastic waves propagating along ΓL. The latter become active when longitudinal waves are incident on the structure at a slightly off-normal incidence to the finite (111) slab of the crystal (that is, along a direction slightly different from ΓL). In a real experiment, all nondegenerate bands will become active (although not to the same degree), as experimentally small angular deviations from a specific direction of propagation—here ΓL—always exist. Therefore, one expects that these non-degenerate bands are BLS active in our case. Double degenerate bands are associated to modes coupled to transverse elastic waves incident on the slab. One expects that these double degenerate bands are BLS inactive along ΓL direction. For directions of lower symmetry, the above scheme is no longer valid. For instance, along ΓM (which is different from but close to ΓL) all bands become non-degenerate, but their modes ‘remember' the polarization character along ΓL: they are now hybrid but with a large percentage remaining in the polarization from the corresponding high-symmetry branch.</p>
</sec>
</sec>
<sec disp-level="1"><title>Additional information</title>
<p><bold>How to cite this article:</bold>
Alonso-Redondo, E. <italic>et al</italic>
. A new class of tunable hypersonic phononic crystals based on polymer-tethered colloids. <italic>Nat. Commun.</italic>
6:8309 doi: 10.1038/ncomms9309 (2015).</p>
</sec>
<sec sec-type="supplementary-material" id="S1"><title>Supplementary Material</title>
<supplementary-material id="d33e18" content-type="local-data"><caption><title>Supplementary Information</title>
<p>Supplementary Figures 1-6</p>
</caption>
<media xlink:href="ncomms9309-s1.pdf"></media>
</supplementary-material>
</sec>
</body>
<back><ack><p>M.R.B. and K.M. acknowledge financial support by the National Science Foundation (via DMR-1410845 and DMR-1501324) as well as the Department of Energy (via DE-EE0006702). The work was supported partially by Aristeia Program-285 (EU, GSST Greece), and P.S. POLY 3333 Project (DFG). We thank Dr Schneider for technical assistance in the BLS experiment.</p>
</ack>
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<fn-group><fn><p><bold>Author contributions</bold>
E.A.-R. and Z.U. contributed to the BLS measurements. C.M.H. and K.M. synthesized the particle brush systems, and M.S. and M.B. fabricated the samples. R.S. and P.R. developed the theoretical description of the dispersion diagrams. G.F. planned the project and together with M.B., R.S. and P.R. wrote the article. All authors have discussed the results and commented on the manuscript.</p>
</fn>
</fn-group>
</back>
<floats-group><fig id="f1"><label>Figure 1</label>
<caption><title>Schematic representation of Bragg and hybridization gaps.</title>
<p>(<bold>a</bold>
) Structure-directed, ‘Bragg' (BG) gap occurring at a frequency <italic>f</italic>
∼<italic>q</italic>
<sub>BZ</sub>
<italic>c</italic>
/2<italic>π</italic>
at the edge of the Brillouin zone (BZ), <italic>q</italic>
<sub>BZ</sub>
=<italic>π</italic>
/<italic>a</italic>
, where <italic>c</italic>
is the sound velocity in the composite medium and <italic>a</italic>
the lattice constant. (<bold>b</bold>
) Hybridization (HG) gap is originating from an anti-crossing opening up at <italic>q</italic>
*<<italic>q</italic>
<sub>BZ</sub>
and involving a local resonant mode that occurs at a frequency <italic>f</italic>
<sub>HG</sub>
related to the particle resonance characteristics (see the text).</p>
</caption>
<graphic xlink:href="ncomms9309-f1"></graphic>
</fig>
<fig id="f2"><label>Figure 2</label>
<caption><title>Structure of gradient-interface particle brush colloidal crystal.</title>
<p>(<bold>a</bold>
) Bright-field transmission electron microscopy image of particle brush film revealing projection of a four particle-stack. In the micrograph, the sixfold intersection of contrast regions is indicative of fcc packing. The inset shows a magnified image of individual brush particles enlightening the ‘inner shell' of extended polymer segments (faint ring in the image). The scheme illustrates the conformational transition and interdigitation of tethered polymer chains on silica spheres. (<bold>b</bold>
) Schematic of fcc packing structure of brush particles with interparticle distance <italic>d</italic>
along with an illustration of the projection image that is expected for fcc structure along [111] direction (black arrow in left panel).</p>
</caption>
<graphic xlink:href="ncomms9309-f2"></graphic>
</fig>
<fig id="f3"><label>Figure 3</label>
<caption><title>Recording the phononic band diagram.</title>
<p>(<bold>a</bold>
,<bold>b</bold>
) Brillouin light scattering geometries probing phonon propagation along the wave vector <bold>q=k</bold>
<sub>s</sub>
–<bold>k</bold>
<sub>i</sub>
, with <bold>k</bold>
<sub>s</sub>
, <bold>k</bold>
<sub>i</sub>
being, respectively, the incident laser and scattered light wave vector. The direction of <bold>q</bold>
is selected either in-plane ((<bold>a</bold>
) transmission geometry) or normal to the plane ((<bold>b</bold>
) reflection geometry). In the transmission geometry, the magnitude <italic>q</italic>
is tuned by varying the scattering angle <italic>θ</italic>
and is independent of the refractive index of the medium. (<bold>c</bold>
) Experimental dispersion relation (frequency versus wavenumber <italic>q</italic>
) for DP100, DP400 and DP1000 samples, obtained from the corresponding deducted BLS spectra (insets) recorded at a given <italic>q</italic>
(vertical arrows) and fitted as a sum of Lorentzian shapes (red lines). The deducted isotropic (grey) spectra is the difference between the intensities recorded in vv (black) and vh (blue) polarizations, <italic>I</italic>
<sub>vv</sub>
<italic>-xI</italic>
<sub>vh</sub>
, with <italic>x</italic>
being a variable factor between 0.7 and 4/3. In each plot, a clear band gap region (patterned area) and a localized mode (open circles) are observed. The red lines in the low <italic>q</italic>
regime represent the effective medium acoustic mode; the dashed grey lines in the high-frequency branch are guides to the eye, connecting the data acquired with <bold>q</bold>
perpendicular to the substrate plane (blue shaded area) using the reflection geometry in <bold>a</bold>
. The frequency of the flat mode is indicated by a grey dashed arrow, and wavenumber number of the gap opening is marked with a black solid arrow, with an error of ∼0.002 nm<sup>−1</sup>
.</p>
</caption>
<graphic xlink:href="ncomms9309-f3"></graphic>
</fig>
<fig id="f4"><label>Figure 4</label>
<caption><title>Theoretical versus experimental band diagrams.</title>
<p>(<bold>a</bold>
) Reciprocal fcc lattice showing a [112] plane (orange hexagon) and the ΓM direction probed in the experiment. (<bold>b</bold>
) Schematic presentation of PBC and IBC models applied at the SiO<sub>2</sub>
-PS interface. In the IBC model, the springs of respective stiffness <italic>k</italic>
<sub>L,T</sub>
represent the discontinuity of the displacement field across this interface. The theoretical band diagram of the DP400 is shown for PBC along [111] with the bulk PS sound velocities in <bold>c</bold>
and for IBC with PS velocities (<italic>c</italic>
<sub>L</sub>
=2,560 m s<sup>−1</sup>
, <italic>c</italic>
<sub>T</sub>
=1,320 m s<sup>−1</sup>
) about 9% higher than bulk PS along [111] (<bold>d</bold>
) and [112] (<bold>e</bold>
). Along ΓL dark/light solid and dotted blue lines denote non-degenerate (longitudinal), double degenerate (transverse) and deaf computed bands, respectively. In <bold>e</bold>
, all bands are non-degenerate of mixed character; the flat band is highlighted (dotted line). Solid and open circles indicate the experimental points (see <xref ref-type="fig" rid="f3">Fig. 3</xref>
). Hatched regions denote hybridization gaps (LHG for longitudinal modes; HG for all modes).</p>
</caption>
<graphic xlink:href="ncomms9309-f4"></graphic>
</fig>
<fig id="f5"><label>Figure 5</label>
<caption><title>Physical origin of the dispersion characteristics and their evolutive formation with dimensionality.</title>
<p>Calculated DOS for (<bold>a</bold>
) one SiO<sub>2</sub>
particle in PS (solid/broken lines spheroidal/torsional <italic>l</italic>
=1 modes) and (<bold>b</bold>
) for one (111) plane of particles of the DP600 film at slightly off-normal incidence (dark/light blue lines: non-degenerate/double degenerate modes). The mode corresponding to the very sharp peak in DOS plot of (111) plane, is associated to the flat band of the crystal (see <bold>c</bold>
). Its field intensity representation within the unit cell passing at the centre of the sphere (<italic>z</italic>
=0), at <italic>f</italic>
=5.24 GHz, is shown in the inset. White arrows represent the quasi-pure rotational character of the field everywhere in the unit cell. (<bold>c</bold>
) The band structure of the corresponding crystal along [111], with non-degenerate (left) and double degenerate (right) calculated bands together with the experimental points (symbols). The notation used is that of <xref ref-type="fig" rid="f3">Fig. 3</xref>
. (<bold>d</bold>
) Schematic representation of the evolution of these modes when passing from a single sphere to the whole crystal. Parenthesized numbers denote the number of states per level. In the case of three-dimensional (3D) crystal, the levels indicating the hybridized modes correspond to HG centres.</p>
</caption>
<graphic xlink:href="ncomms9309-f5"></graphic>
</fig>
<fig id="f6"><label>Figure 6</label>
<caption><title>Controlling the core-brush assemblies behaviour.</title>
<p>(<bold>a</bold>
) Evolution of the frequency gap region (shaded area) for all modes with <italic>N</italic>
, following the theoretical predictions (see the text) along ΓM. Inset: normalized gap width (<italic>f</italic>
<sub>c</sub>
being the central frequency of the gap). Variation of the tangential stiffness values <italic>k</italic>
<sub>T</sub>
with (<bold>b</bold>
) the frequency of the flat band <italic>f</italic>
<sub>flat</sub>
calculated in the middle of the band along ΓM (<italic>qd</italic>
<sub>ΓM</sub>
=0.5<italic>π</italic>
), and with (<bold>c</bold>
) the degree of polymerization <italic>N</italic>
of the assemblies considered, showing a power-law behaviour in both cases.</p>
</caption>
<graphic xlink:href="ncomms9309-f6"></graphic>
</fig>
<table-wrap position="float" id="t1"><label>Table 1</label>
<caption><title>Samples characteristics and longitudinal sound velocities in the assemblies.</title>
</caption>
<table frame="hsides" rules="groups" border="1"><colgroup><col align="left"></col>
<col align="char" char="."></col>
<col align="char" char="."></col>
<col align="char" char="."></col>
<col align="char" char="."></col>
<col align="char" char="."></col>
<col align="char" char="."></col>
</colgroup>
<thead valign="bottom"><tr><th align="left" valign="top" charoff="50"><bold>Sample</bold>
</th>
<th align="center" valign="top" char="." charoff="50"><italic><bold>σ</bold>
</italic>
<bold>(nm</bold>
<sup><bold>−2</bold>
</sup>
<bold>)</bold>
</th>
<th align="center" valign="top" char="." charoff="50"><italic><bold>N</bold>
</italic>
</th>
<th align="center" valign="top" char="." charoff="50"><italic><bold>d</bold>
</italic>
<bold>(nm)</bold>
</th>
<th align="center" valign="top" char="." charoff="50"><italic><bold>c</bold>
</italic>
<sub><bold>PS</bold>
</sub>
<bold>(m s<sup>−1</sup>
)</bold>
</th>
<th align="center" valign="top" char="." charoff="50"><italic><bold>c</bold>
</italic>
<sub><bold>eff-th</bold>
</sub>
<bold>(m s<sup>−1</sup>
)</bold>
</th>
<th align="center" valign="top" char="." charoff="50"><italic><bold>c</bold>
</italic>
<sub><bold>eff-exp</bold>
</sub>
<bold>(m s<sup>−1</sup>
)</bold>
</th>
</tr>
</thead>
<tbody valign="top"><tr><td align="left" valign="top" charoff="50">DP100</td>
<td align="char" valign="top" char="." charoff="50">0.61</td>
<td align="char" valign="top" char="." charoff="50">130</td>
<td align="char" valign="top" char="." charoff="50">142</td>
<td align="char" valign="top" char="." charoff="50">2,820</td>
<td align="char" valign="top" char="." charoff="50">2,688</td>
<td align="char" valign="top" char="." charoff="50">2,710</td>
</tr>
<tr><td align="left" valign="top" charoff="50">DP400</td>
<td align="char" valign="top" char="." charoff="50">0.61</td>
<td align="char" valign="top" char="." charoff="50">400</td>
<td align="char" valign="top" char="." charoff="50">176</td>
<td align="char" valign="top" char="." charoff="50">2,562</td>
<td align="char" valign="top" char="." charoff="50">2,482</td>
<td align="char" valign="top" char="." charoff="50">2,480</td>
</tr>
<tr><td align="left" valign="top" charoff="50">DP600</td>
<td align="char" valign="top" char="." charoff="50">0.56</td>
<td align="char" valign="top" char="." charoff="50">630</td>
<td align="char" valign="top" char="." charoff="50">201</td>
<td align="char" valign="top" char="." charoff="50">2,526</td>
<td align="char" valign="top" char="." charoff="50">2,469</td>
<td align="char" valign="top" char="." charoff="50">2,420</td>
</tr>
<tr><td align="left" valign="top" charoff="50">DP1000</td>
<td align="char" valign="top" char="." charoff="50">0.48</td>
<td align="char" valign="top" char="." charoff="50">980</td>
<td align="char" valign="top" char="." charoff="50">214</td>
<td align="char" valign="top" char="." charoff="50">2,350</td>
<td align="char" valign="top" char="." charoff="50">2,309</td>
<td align="char" valign="top" char="." charoff="50">2,360</td>
</tr>
</tbody>
</table>
<table-wrap-foot><fn id="t1-fn1"><p><italic>σ</italic>
, grafting density; <italic>N</italic>
, degree of polymerization; <italic>d</italic>
, distance core to core; <italic>c</italic>
<sub>PS</sub>
, polystyrene sound velocity; <italic>c</italic>
<sub>eff,th</sub>
, computed effective sound velocity; <italic>c</italic>
<sub>eff,exp</sub>
, measured effective sound velocity.</p>
</fn>
</table-wrap-foot>
</table-wrap>
</floats-group>
</pmc>
</record>
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