Four challenges in selecting and implementing methods to monitor and evaluate participatory processes: Example from the Rwenzori region, Uganda.
Identifieur interne : 003685 ( Ncbi/Merge ); précédent : 003684; suivant : 003686Four challenges in selecting and implementing methods to monitor and evaluate participatory processes: Example from the Rwenzori region, Uganda.
Auteurs : Emeline Hassenforder [France] ; Raphaëlle Ducrot [Mozambique] ; Nils Ferrand [France] ; Olivier Barreteau [France] ; Katherine Anne Daniell [Australie] ; Jamie Pittock [Australie]Source :
- Journal of environmental management [ 1095-8630 ] ; 2016.
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English descriptors
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Abstract
Participatory approaches are now increasingly recognized and used as an essential element of policies and programs, especially in regards to natural resource management (NRM). Most practitioners, decision-makers and researchers having adopted participatory approaches also acknowledge the need to monitor and evaluate such approaches in order to audit their effectiveness, support decision-making or improve learning. Many manuals and frameworks exist on how to carry out monitoring and evaluation (M&E) for participatory processes. However, few provide guidelines on the selection and implementation of M&E methods, an aspect which is also often obscure in published studies, at the expense of the transparency, reliability and validity of the study. In this paper, we argue that the selection and implementation of M&E methods are particularly strategic when monitoring and evaluating a participatory process. We demonstrate that evaluators of participatory processes have to tackle a quadruple challenge when selecting and implementing methods: using mixed-methods, both qualitative and quantitative; assessing the participatory process, its outcomes, and its context; taking into account both the theory and participants' views; and being both rigorous and adaptive. The M&E of a participatory planning process in the Rwenzori Region, Uganda, is used as an example to show how these challenges unfold on the ground and how they can be tackled. Based on this example, we conclude by providing tools and strategies that can be used by evaluators to ensure that they make utile, feasible, coherent, transparent and adaptive methodological choices when monitoring and evaluating participatory processes for NRM.
DOI: 10.1016/j.jenvman.2016.05.019
PubMed: 27288554
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Breton, BP 5095, Cedex 5 Montpellier, France; The Australian National University (ANU), Fenner School of Environment and Society, 48 Linnaeus Way, Acton, ACT 2601, Australia; AgroParisTech, 16 rue Claude Bernard, F-75231 Paris Cedex 05, France. Electronic address: emeline.hassenforder@anu.edu.au.</nlm:affiliation><country xml:lang="fr">France</country><wicri:regionArea>French National Research Institute of Science and Technology for Environment and Agriculture (IRSTEA), Research Unit on Water Management, Actors & Uses (UMR G-eau), 361 Rue J.F. Breton, BP 5095, Cedex 5 Montpellier, France; The Australian National University (ANU), Fenner School of Environment and Society, 48 Linnaeus Way, Acton, ACT 2601, Australia; AgroParisTech, 16 rue Claude Bernard, F-75231 Paris Cedex 05</wicri:regionArea><placeName><region type="region" nuts="2">Île-de-France</region><settlement type="city">Paris</settlement></placeName></affiliation></author><author><name sortKey="Ducrot, Raphaelle" sort="Ducrot, Raphaelle" uniqKey="Ducrot R" first="Raphaëlle" last="Ducrot">Raphaëlle Ducrot</name><affiliation wicri:level="1"><nlm:affiliation>French Agricultural Research Centre for International Development (CIRAD), Research Unit on Water Management, Actors & Uses (UMR G-eau), 361 Rue J.F. Breton, BP 5095, Cedex 5 Montpellier, France; IWEGA, Universidade Eduardo Mondlane, Caixa Postal n. 3647, Maputo, Mozambique. 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Electronic address: olivier.barreteau@irstea.fr.</nlm:affiliation><country xml:lang="fr">France</country><wicri:regionArea>French National Research Institute of Science and Technology for Environment and Agriculture (IRSTEA), Research Unit on Water Management, Actors & Uses (UMR G-eau), 361 Rue J.F. Breton, BP 5095, Cedex 5 Montpellier</wicri:regionArea><wicri:noRegion>Cedex 5 Montpellier</wicri:noRegion><wicri:noRegion>Cedex 5 Montpellier</wicri:noRegion></affiliation></author><author><name sortKey="Anne Daniell, Katherine" sort="Anne Daniell, Katherine" uniqKey="Anne Daniell K" first="Katherine" last="Anne Daniell">Katherine Anne Daniell</name><affiliation wicri:level="1"><nlm:affiliation>The Australian National University (ANU), Centre for European Studies, #67C, 1 Liversidge St, Acton ACT 2601, Australia. Electronic address: katherine.daniell@anu.edu.au.</nlm:affiliation><country xml:lang="fr">Australie</country><wicri:regionArea>The Australian National University (ANU), Centre for European Studies, #67C, 1 Liversidge St, Acton ACT 2601</wicri:regionArea><wicri:noRegion>Acton ACT 2601</wicri:noRegion></affiliation></author><author><name sortKey="Pittock, Jamie" sort="Pittock, Jamie" uniqKey="Pittock J" first="Jamie" last="Pittock">Jamie Pittock</name><affiliation wicri:level="1"><nlm:affiliation>The Australian National University (ANU), Fenner School of Environment and Society, 48 Linnaeus Way, Acton, ACT 2601, Australia. Electronic address: jamie.pittock@anu.edu.au.</nlm:affiliation><country xml:lang="fr">Australie</country><wicri:regionArea>The Australian National University (ANU), Fenner School of Environment and Society, 48 Linnaeus Way, Acton, ACT 2601</wicri:regionArea><wicri:noRegion>ACT 2601</wicri:noRegion></affiliation></author></analytic><series><title level="j">Journal of environmental management</title><idno type="eISSN">1095-8630</idno><imprint><date when="2016" type="published">2016</date></imprint></series></biblStruct></sourceDesc></fileDesc><profileDesc><textClass><keywords scheme="KwdEn" xml:lang="en"><term>Community Participation</term><term>Decision Making</term><term>Humans</term><term>Learning</term><term>Program Evaluation</term><term>Reproducibility of Results</term><term>Uganda</term></keywords><keywords scheme="KwdFr" xml:lang="fr"><term>Apprentissage</term><term>Humains</term><term>Ouganda</term><term>Participation communautaire</term><term>Prise de décision</term><term>Reproductibilité des résultats</term><term>Évaluation de programme</term></keywords><keywords scheme="MESH" xml:lang="en"><term>Community Participation</term><term>Decision Making</term><term>Humans</term><term>Learning</term><term>Program Evaluation</term><term>Reproducibility of Results</term><term>Uganda</term></keywords><keywords scheme="MESH" xml:lang="fr"><term>Apprentissage</term><term>Humains</term><term>Ouganda</term><term>Participation communautaire</term><term>Prise de décision</term><term>Reproductibilité des résultats</term><term>Évaluation de programme</term></keywords></textClass></profileDesc></teiHeader><front><div type="abstract" xml:lang="en">Participatory approaches are now increasingly recognized and used as an essential element of policies and programs, especially in regards to natural resource management (NRM). Most practitioners, decision-makers and researchers having adopted participatory approaches also acknowledge the need to monitor and evaluate such approaches in order to audit their effectiveness, support decision-making or improve learning. Many manuals and frameworks exist on how to carry out monitoring and evaluation (M&E) for participatory processes. However, few provide guidelines on the selection and implementation of M&E methods, an aspect which is also often obscure in published studies, at the expense of the transparency, reliability and validity of the study. In this paper, we argue that the selection and implementation of M&E methods are particularly strategic when monitoring and evaluating a participatory process. We demonstrate that evaluators of participatory processes have to tackle a quadruple challenge when selecting and implementing methods: using mixed-methods, both qualitative and quantitative; assessing the participatory process, its outcomes, and its context; taking into account both the theory and participants' views; and being both rigorous and adaptive. The M&E of a participatory planning process in the Rwenzori Region, Uganda, is used as an example to show how these challenges unfold on the ground and how they can be tackled. Based on this example, we conclude by providing tools and strategies that can be used by evaluators to ensure that they make utile, feasible, coherent, transparent and adaptive methodological choices when monitoring and evaluating participatory processes for NRM.</div></front></TEI><pubmed><MedlineCitation Status="MEDLINE" Owner="NLM"><PMID Version="1">27288554</PMID><DateCreated><Year>2016</Year><Month>07</Month><Day>05</Day></DateCreated><DateCompleted><Year>2017</Year><Month>04</Month><Day>06</Day></DateCompleted><DateRevised><Year>2017</Year><Month>08</Month><Day>17</Day></DateRevised><Article PubModel="Print-Electronic"><Journal><ISSN IssnType="Electronic">1095-8630</ISSN><JournalIssue CitedMedium="Internet"><Volume>180</Volume><PubDate><Year>2016</Year><Month>Sep</Month><Day>15</Day></PubDate></JournalIssue><Title>Journal of environmental management</Title><ISOAbbreviation>J. Environ. Manage.</ISOAbbreviation></Journal><ArticleTitle>Four challenges in selecting and implementing methods to monitor and evaluate participatory processes: Example from the Rwenzori region, Uganda.</ArticleTitle><Pagination><MedlinePgn>504-16</MedlinePgn></Pagination><ELocationID EIdType="doi" ValidYN="Y">10.1016/j.jenvman.2016.05.019</ELocationID><ELocationID EIdType="pii" ValidYN="Y">S0301-4797(16)30268-7</ELocationID><Abstract><AbstractText>Participatory approaches are now increasingly recognized and used as an essential element of policies and programs, especially in regards to natural resource management (NRM). Most practitioners, decision-makers and researchers having adopted participatory approaches also acknowledge the need to monitor and evaluate such approaches in order to audit their effectiveness, support decision-making or improve learning. Many manuals and frameworks exist on how to carry out monitoring and evaluation (M&E) for participatory processes. However, few provide guidelines on the selection and implementation of M&E methods, an aspect which is also often obscure in published studies, at the expense of the transparency, reliability and validity of the study. In this paper, we argue that the selection and implementation of M&E methods are particularly strategic when monitoring and evaluating a participatory process. We demonstrate that evaluators of participatory processes have to tackle a quadruple challenge when selecting and implementing methods: using mixed-methods, both qualitative and quantitative; assessing the participatory process, its outcomes, and its context; taking into account both the theory and participants' views; and being both rigorous and adaptive. The M&E of a participatory planning process in the Rwenzori Region, Uganda, is used as an example to show how these challenges unfold on the ground and how they can be tackled. Based on this example, we conclude by providing tools and strategies that can be used by evaluators to ensure that they make utile, feasible, coherent, transparent and adaptive methodological choices when monitoring and evaluating participatory processes for NRM.</AbstractText><CopyrightInformation>Copyright © 2016 Elsevier Ltd. All rights reserved.</CopyrightInformation></Abstract><AuthorList CompleteYN="Y"><Author ValidYN="Y"><LastName>Hassenforder</LastName><ForeName>Emeline</ForeName><Initials>E</Initials><AffiliationInfo><Affiliation>French National Research Institute of Science and Technology for Environment and Agriculture (IRSTEA), Research Unit on Water Management, Actors & Uses (UMR G-eau), 361 Rue J.F. Breton, BP 5095, Cedex 5 Montpellier, France; The Australian National University (ANU), Fenner School of Environment and Society, 48 Linnaeus Way, Acton, ACT 2601, Australia; AgroParisTech, 16 rue Claude Bernard, F-75231 Paris Cedex 05, France. Electronic address: emeline.hassenforder@anu.edu.au.</Affiliation></AffiliationInfo></Author><Author ValidYN="Y"><LastName>Ducrot</LastName><ForeName>Raphaëlle</ForeName><Initials>R</Initials><AffiliationInfo><Affiliation>French Agricultural Research Centre for International Development (CIRAD), Research Unit on Water Management, Actors & Uses (UMR G-eau), 361 Rue J.F. Breton, BP 5095, Cedex 5 Montpellier, France; IWEGA, Universidade Eduardo Mondlane, Caixa Postal n. 3647, Maputo, Mozambique. Electronic address: raphaele.ducrot@cirad.fr.</Affiliation></AffiliationInfo></Author><Author ValidYN="Y"><LastName>Ferrand</LastName><ForeName>Nils</ForeName><Initials>N</Initials><AffiliationInfo><Affiliation>French National Research Institute of Science and Technology for Environment and Agriculture (IRSTEA), Research Unit on Water Management, Actors & Uses (UMR G-eau), 361 Rue J.F. Breton, BP 5095, Cedex 5 Montpellier, France. Electronic address: nils.ferrand@irstea.fr.</Affiliation></AffiliationInfo></Author><Author ValidYN="Y"><LastName>Barreteau</LastName><ForeName>Olivier</ForeName><Initials>O</Initials><AffiliationInfo><Affiliation>French National Research Institute of Science and Technology for Environment and Agriculture (IRSTEA), Research Unit on Water Management, Actors & Uses (UMR G-eau), 361 Rue J.F. Breton, BP 5095, Cedex 5 Montpellier, France. Electronic address: olivier.barreteau@irstea.fr.</Affiliation></AffiliationInfo></Author><Author ValidYN="Y"><LastName>Anne Daniell</LastName><ForeName>Katherine</ForeName><Initials>K</Initials><AffiliationInfo><Affiliation>The Australian National University (ANU), Centre for European Studies, #67C, 1 Liversidge St, Acton ACT 2601, Australia. Electronic address: katherine.daniell@anu.edu.au.</Affiliation></AffiliationInfo></Author><Author ValidYN="Y"><LastName>Pittock</LastName><ForeName>Jamie</ForeName><Initials>J</Initials><AffiliationInfo><Affiliation>The Australian National University (ANU), Fenner School of Environment and Society, 48 Linnaeus Way, Acton, ACT 2601, Australia. Electronic address: jamie.pittock@anu.edu.au.</Affiliation></AffiliationInfo></Author></AuthorList><Language>eng</Language><PublicationTypeList><PublicationType UI="D016428">Journal Article</PublicationType></PublicationTypeList><ArticleDate DateType="Electronic"><Year>2016</Year><Month>06</Month><Day>08</Day></ArticleDate></Article><MedlineJournalInfo><Country>England</Country><MedlineTA>J Environ Manage</MedlineTA><NlmUniqueID>0401664</NlmUniqueID><ISSNLinking>0301-4797</ISSNLinking></MedlineJournalInfo><CitationSubset>IM</CitationSubset><MeshHeadingList><MeshHeading><DescriptorName UI="D003256" MajorTopicYN="Y">Community Participation</DescriptorName></MeshHeading><MeshHeading><DescriptorName UI="D003657" MajorTopicYN="N">Decision Making</DescriptorName></MeshHeading><MeshHeading><DescriptorName UI="D006801" MajorTopicYN="N">Humans</DescriptorName></MeshHeading><MeshHeading><DescriptorName UI="D007858" MajorTopicYN="N">Learning</DescriptorName></MeshHeading><MeshHeading><DescriptorName UI="D015397" MajorTopicYN="Y">Program Evaluation</DescriptorName></MeshHeading><MeshHeading><DescriptorName UI="D015203" MajorTopicYN="N">Reproducibility of Results</DescriptorName></MeshHeading><MeshHeading><DescriptorName UI="D014454" MajorTopicYN="N">Uganda</DescriptorName></MeshHeading></MeshHeadingList><KeywordList Owner="NOTNLM"><Keyword MajorTopicYN="N">Coding</Keyword><Keyword MajorTopicYN="N">Mixed-methods</Keyword><Keyword MajorTopicYN="N">Outcome-oriented evaluation</Keyword><Keyword MajorTopicYN="N">Participant-based evaluation</Keyword><Keyword MajorTopicYN="N">Theory-based evaluation</Keyword><Keyword MajorTopicYN="N">Triangulation</Keyword></KeywordList></MedlineCitation><PubmedData><History><PubMedPubDate PubStatus="received"><Year>2015</Year><Month>02</Month><Day>15</Day></PubMedPubDate><PubMedPubDate PubStatus="revised"><Year>2016</Year><Month>05</Month><Day>02</Day></PubMedPubDate><PubMedPubDate PubStatus="accepted"><Year>2016</Year><Month>05</Month><Day>09</Day></PubMedPubDate><PubMedPubDate PubStatus="entrez"><Year>2016</Year><Month>6</Month><Day>12</Day><Hour>6</Hour><Minute>0</Minute></PubMedPubDate><PubMedPubDate PubStatus="pubmed"><Year>2016</Year><Month>6</Month><Day>12</Day><Hour>6</Hour><Minute>0</Minute></PubMedPubDate><PubMedPubDate PubStatus="medline"><Year>2017</Year><Month>4</Month><Day>7</Day><Hour>6</Hour><Minute>0</Minute></PubMedPubDate></History><PublicationStatus>ppublish</PublicationStatus><ArticleIdList><ArticleId IdType="pubmed">27288554</ArticleId><ArticleId IdType="pii">S0301-4797(16)30268-7</ArticleId><ArticleId IdType="doi">10.1016/j.jenvman.2016.05.019</ArticleId></ArticleIdList></PubmedData></pubmed><affiliations><list><country><li>Australie</li><li>France</li><li>Mozambique</li></country><region><li>Île-de-France</li></region><settlement><li>Paris</li></settlement></list><tree><country name="France"><region name="Île-de-France"><name sortKey="Hassenforder, Emeline" sort="Hassenforder, Emeline" uniqKey="Hassenforder E" first="Emeline" last="Hassenforder">Emeline Hassenforder</name></region><name sortKey="Barreteau, Olivier" sort="Barreteau, Olivier" uniqKey="Barreteau O" first="Olivier" last="Barreteau">Olivier Barreteau</name><name sortKey="Ferrand, Nils" sort="Ferrand, Nils" uniqKey="Ferrand N" first="Nils" last="Ferrand">Nils Ferrand</name></country><country name="Mozambique"><noRegion><name sortKey="Ducrot, Raphaelle" sort="Ducrot, Raphaelle" uniqKey="Ducrot R" first="Raphaëlle" last="Ducrot">Raphaëlle Ducrot</name></noRegion></country><country name="Australie"><noRegion><name sortKey="Anne Daniell, Katherine" sort="Anne Daniell, Katherine" uniqKey="Anne Daniell K" first="Katherine" last="Anne Daniell">Katherine Anne Daniell</name></noRegion><name sortKey="Pittock, Jamie" sort="Pittock, Jamie" uniqKey="Pittock J" first="Jamie" last="Pittock">Jamie Pittock</name></country></tree></affiliations></record>Pour manipuler ce document sous Unix (Dilib)
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